AEHR Technologies (NASDAQ: AEHR) Form 144 lists vested restricted shares for resale

Rhea-AI Filing Summary

AEHR submitted a Form 144 notice identifying proposed sales of Common Stock sourced from multiple restricted stock vesting events. The filing lists specific vesting dates and share counts (examples: 35,187 vested on 07/14/2022; 10,008 vested on 10/14/2022) and names Fidelity Brokerage Services LLC as the broker.

Key Figures

Vested shares example: 35,187 shares Vested shares example: 10,008 shares Vested shares example: 5,144 shares

3 metrics

Vested shares example 35,187 shares vested on 07/14/2022

Vested shares example 10,008 shares vested on 10/14/2022

Vested shares example 5,144 shares vested on 07/11/2023

Key Terms

Restricted Stock Vesting, Form 144, Fidelity Brokerage Services LLC

3 terms

Restricted Stock Vesting financial

"Common | 07/14/2022 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Fidelity Brokerage Services LLC financial

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	96036	6778524.16	31453254	04/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/13/2021	Restricted Stock Vesting	Issuer			1719	10/13/2021	Compensation
Common	10/14/2021	Restricted Stock Vesting	Issuer			2461	10/14/2021	Compensation
Common	01/13/2022	Restricted Stock Vesting	Issuer			1634	01/13/2022	Compensation
Common	01/14/2022	Restricted Stock Vesting	Issuer			2287	01/14/2022	Compensation
Common	04/13/2022	Restricted Stock Vesting	Issuer			1976	04/13/2022	Compensation
Common	04/14/2022	Restricted Stock Vesting	Issuer			2769	04/14/2022	Compensation
Common	07/14/2022	Restricted Stock Vesting	Issuer			35187	07/14/2022	Compensation
Common	10/13/2022	Restricted Stock Vesting	Issuer			3234	10/13/2022	Compensation
Common	10/14/2022	Restricted Stock Vesting	Issuer			10008	10/14/2022	Compensation
Common	01/13/2023	Restricted Stock Vesting	Issuer			1466	01/13/2023	Compensation
Common	01/17/2023	Restricted Stock Vesting	Issuer			4474	01/17/2023	Compensation
Common	04/13/2023	Restricted Stock Vesting	Issuer			1663	04/13/2023	Compensation
Common	04/14/2023	Restricted Stock Vesting	Issuer			5088	04/14/2023	Compensation
Common	07/11/2023	Restricted Stock Vesting	Issuer			5144	07/11/2023	Compensation
Common	07/13/2023	Restricted Stock Vesting	Issuer			1614	07/13/2023	Compensation
Common	07/14/2023	Restricted Stock Vesting	Issuer			4910	07/14/2023	Compensation
Common	10/02/2023	Restricted Stock Vesting	Issuer			260	10/02/2023	Compensation
Common	10/11/2023	Restricted Stock Vesting	Issuer			1501	10/11/2023	Compensation
Common	10/13/2023	Restricted Stock Vesting	Issuer			1623	10/13/2023	Compensation
Common	10/16/2023	Restricted Stock Vesting	Issuer			4994	10/16/2023	Compensation
Common	04/01/2024	Restricted Stock Vesting	Issuer			2024	04/01/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does AEHR's Form 144 disclose?

The Form 144 lists proposed sales of Common Stock derived from restricted stock vesting. It names Fidelity Brokerage Services LLC as the broker and shows multiple vesting dates with specific share counts.

Which broker is listed on AEHR's Form 144?

The filing lists Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. That broker is identified as the conduit for the proposed resale transactions.

How many vested shares are shown in AEHR's filing examples?

The excerpt shows individual vesting entries such as 35,187 shares vesting on 07/14/2022 and 10,008 shares vesting on 10/14/2022. These are examples from the listed vesting schedule.

Are the sales in AEHR's Form 144 from newly issued shares or compensation vesting?

The filing indicates the securities to be sold arise from Restricted Stock Vesting, with each line labeled as Compensation, showing vesting dates and share counts tied to prior awards.

Does AEHR's Form 144 state timing or total aggregate offered?

The excerpt lists many vesting line items by date and share count but does not present a single consolidated aggregate amount in the provided text. Individual vesting entries are shown instead.