Advanced Energy (AEIS) COO sells 24,771 shares near $330
Rhea-AI Filing Summary
ADVANCED ENERGY INDUSTRIES INC (AEIS) reported that EVP and COO Eduardo Bernal exercised employee stock options for 6,042 shares of common stock at an exercise price of $85.97 per share on August 18, 2026, and simultaneously disposed of the corresponding option position. On the same date, he sold a total of 24,771 shares of common stock in multiple open-market transactions at weighted-average prices ranging from about $309 to $333 per share, all pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
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Insights
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Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
20 txns
Insider
Acebedo Eduardo Bernal
Role
EVP and COO
Sold
24,771 shs ($7.81M)
Approx. gross sale proceeds
$7.81M
Approx. exercise cost
$519K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (Right to Buy) | 6,042 | $0.00 | $0.00 |
| Exercise | Common Stock | 6,042 | $85.97 | $519K |
| Sale | Common Stock F1, F2 | 406 | $309.73 | $126K |
| Sale | Common Stock F1, F3 | 568 | $310.75 | $177K |
| Sale | Common Stock F1, F4 | 2,951 | $311.80 | $920K |
| Sale | Common Stock F1, F5 | 3,998 | $312.65 | $1.25M |
| Sale | Common Stock F1, F6 | 5,062 | $313.82 | $1.59M |
| Sale | Common Stock F1, F7 | 3,103 | $314.92 | $977K |
| Sale | Common Stock F1, F8 | 2,180 | $315.66 | $688K |
| Sale | Common Stock F1, F9 | 1,280 | $316.92 | $406K |
| Sale | Common Stock F1, F10 | 480 | $318.62 | $153K |
| Sale | Common Stock F1, F11 | 1,403 | $319.41 | $448K |
| Sale | Common Stock F1, F12 | 720 | $320.81 | $231K |
| Sale | Common Stock F1, F13 | 416 | $322.14 | $134K |
| Sale | Common Stock F1, F14 | 425 | $323.28 | $137K |
| Sale | Common Stock F1, F15 | 335 | $324.44 | $109K |
| Sale | Common Stock F1, F16 | 407 | $327.82 | $133K |
| Sale | Common Stock F1, F17 | 280 | $328.74 | $92K |
| Sale | Common Stock F1, F18 | 120 | $330.45 | $40K |
| Sale | Common Stock F1, F19 | 637 | $322.64 | $206K |
Holdings After Transaction:
Employee Stock Option (Right to Buy) — 0 shares (Direct);
Common Stock — 23,109 shares (Direct)
Footnotes (19)
- F1. The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
- F2. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $309.13 to $310.05, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F3. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $310.19 to $311.09, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F4. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $311.23 to $312.22, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F5. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $312.23 to $313.19, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F6. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $313.30 to $314.28, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F7. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $314.31 to $315.28, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F8. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $315.31 to $316.20, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F9. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $316.50 to $317.19, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F10. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $318.11 to $318.95, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F11. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $319.12 to $319.93, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F12. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $320.35 to $321.04, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F13. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $322.13 to $322.81, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F14. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $323.14 to $324.13, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F15. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $324.17 to $324.62, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F16. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $327.27 to $327.89, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F17. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $328.74 to $328.75, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F18. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $330.10 to $330.64, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
- F19. Represents the weighted average sale price.These shares were sold in multiple transactions at prices ranging from $332.61 to $332.68, inclusive.The reporting person undertakes to provide to the Company, any securityholder of the Company or SEC staff, upon request, full information regarding the number of shares sold at each price within the range specified herein.
Key Figures
Options Exercised: 6,042 shares
Option Exercise Price: $85.97 per share
Shares Sold: 24,771 shares
+4 more
7 metrics
Options Exercised
6,042 shares
Employee Stock Option (Right to Buy) for AEIS common stock exercised on 2026-08-18 at $85.97
Option Exercise Price
$85.97 per share
Conversion or exercise price of Employee Stock Option exercised into 6,042 AEIS common shares
Shares Sold
24,771 shares
Total AEIS common shares sold in multiple open-market transactions on 2026-08-18
Lowest Weighted-Average Sale Block Price
$309.73 per share
One reported weighted-average sale price for 406 AEIS shares on 2026-08-18
Highest Weighted-Average Sale Block Price
$330.45 per share
One reported weighted-average sale price for 120 AEIS shares on 2026-08-18
Option Expiration Date
2033-03-16
Expiration date of the Employee Stock Option that was exercised for 6,042 shares
10b5-1 Plan Adoption Date
May 19, 2026
Date Eduardo Bernal adopted the Rule 10b5-1 trading plan governing the reported sales
Key Terms
Rule 10b5-1 trading plan, Employee Stock Option (Right to Buy, weighted average sale price, derivative security
4 terms
Rule 10b5-1 trading plan regulatory
"The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Employee Stock Option (Right to Buy financial
"security_title": "Employee Stock Option (Right to Buy)"
weighted average sale price financial
"Represents the weighted average sale price.These shares were sold in multiple"
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
What insider activity did AEIS EVP and COO Eduardo Bernal report on this Form 4?
Eduardo Bernal reported exercising 6,042 stock options and selling 24,771 AEIS common shares on August 18, 2026 in a series of open-market transactions under a Rule 10b5-1 trading plan.
How many Advanced Energy Industries (AEIS) options did Eduardo Bernal exercise and at what price?
He exercised 6,042 Employee Stock Options (Right to Buy) for AEIS at an exercise price of $85.97 per share, converting them into an equal number of common shares and eliminating that option position.
What does the Form 4 say about remaining AEIS stock options for Eduardo Bernal?
The Form 4 shows an exercise of 6,042 options with 0 derivative shares reported as remaining for that specific option grant; it does not list additional derivative positions in the derivativeSummary section.
AI-generated analysis. How Rhea-AI works. Not financial advice.
