APPLIED ENERGETICS, INC. Initial Statement of Beneficial Ownership

Applied Energetics, Inc. (AERG) reported that its Chief Product Officer filed a beneficial ownership report following an event dated 10/03/2025.

Accepted by SEC EDGAR 11/19/2025 - 04:10 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Applied Energetics, Inc. (AERG) reported that its Chief Product Officer filed a beneficial ownership report following an event dated 10/03/2025. The filing shows an award of 500,000 incentive stock options for common stock with a per-share exercise price of $1.71, held directly. These options expire on 10/03/2025 and, according to the footnote, vest in four equal annual installments starting on the first anniversary of the grant date.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Spence David Edgar

Role Chief Product Officer

Type	Security	Shares	Price	Value
Holding	Incentive Stock Options	--	--	--

Holdings: Incentive Stock Options — 500,000 contracts (Direct)

Footnotes (1)

1. F1. Options vest in four equal annual installments commencing on the first anniversary of the grant date.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Spence David Edgar

(Last) (First) (Middle)

1152 CURTNER AVE

(Street)

SAN JOSE CA 95125

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/03/2025

3. Issuer Name and Ticker or Trading Symbol
APPLIED ENERGETICS, INC. [ AERG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Product Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Incentive Stock Options	(1)	10/03/2025	Common Stock, par value $0.001 per share	500,000	$1.71	D

Explanation of Responses:

1. Options vest in four equal annual installments commencing on the first anniversary of the grant date.

Remarks:

	/s/David Spence	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.