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APPLIED ENERGETICS, INC. (AERG) SEC Filings

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Welcome to our dedicated page for APPLIED ENERGETICS SEC filings (Ticker: AERG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on APPLIED ENERGETICS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into APPLIED ENERGETICS's regulatory disclosures and financial reporting.

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APPLIED ENERGETICS, INC. (AERG) reported insider equity activity by President & CEO Christopher Wayne Donaghey. On 2026-07-13, 100,000 Restricted Stock Units vested into common stock, and 39,850 common shares were delivered or withheld to cover tax withholding. The filing notes these transactions were made under a Rule 10b5-1 trading plan. Donaghey continues to hold multiple option grants over AERG common stock with exercise prices ranging from $0.35 to $2.36 and underlying share amounts up to 1,000,000 shares each, reflecting ongoing equity-based compensation.

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Applied Energetics, Inc. reported very limited revenue and widening losses for the six months ended June 30, 2026. Revenue was $62,000, down sharply from $280,088 a year earlier as two U.S. government contracts remain unfunded and work under them is suspended.

The company recorded a net loss of $8,086,485, compared with $6,891,415 in the prior-year period, driven by higher general and administrative expenses of $6,700,295 and increased research and development spending of $1,074,275, partly offset by lower selling and marketing costs. Operating cash outflow was $5,124,054.

At June 30, 2026, cash and cash equivalents were $1,116,916, working capital was $811,352, and total assets were $4,069,180. Management states that recurring losses, negative operating cash flow and reliance on new capital raise substantial doubt about the company’s ability to continue as a going concern. The company is pursuing additional equity financing and continues to invest heavily in its ultrashort pulse laser and directed energy technologies.

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APPLIED ENERGETICS, INC. director Bradford Thomas Adamczyk reported an exercise-and-sale of company stock. He exercised 10,000 Non-Qualified Stock Options at an exercise price of $0.07 per share and sold 10,000 shares of Common Stock in an open-market transaction at $1.50 per share.

Following these transactions, he holds 671,482 shares of Common Stock directly and 1,563,599 shares indirectly through Moriah Stone Global L.P., where he is the controlling partner. He also has 1,300,000 Non-Qualified Stock Options remaining directly, and footnotes state additional options covering 3,500,000 shares were not affected, including 500,000 options held via Adamczyk Family 2021 LLC.

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APPLIED ENERGETICS, INC. President & CEO Christopher Wayne Donaghey reported an open-market sale of 10,000 shares of common stock at $1.50 per share, leaving him with 113,592 common shares held directly.

He also continues to hold equity awards, including 100,000 Restricted Stock Units linked to common stock and multiple option grants. These include Incentive Stock Options for 1,000,000 shares at $2.36 per share expiring on July 13, 2032, and Non-Statutory Stock Options for 200,000 shares at $0.61 per share expiring on May 12, 2031, plus additional options and RSUs that vest over time and upon specified revenue milestones.

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Applied Energetics, Inc. filed a current report describing the launch of a new corporate website and refreshed brand identity that highlight its focus on ultrashort pulse laser and directed energy defense technologies. The site remains at www.appliedenergetics.com and is positioned as a central hub for company and investor information.

The website features updated visual design and messaging to explain the company’s mission, technological differentiation, and emphasis on counter-sensor and counter-autonomy capabilities in modern, increasingly autonomous and electronically contested battlefields. Applied Energetics also underscores that it posts SEC reports, investor presentations, and status updates on the site to keep stakeholders informed.

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APPLIED ENERGETICS, INC. director Bradford Thomas Adamczyk reported derivative exercises and an open‑market sale of common stock. He exercised 10,000 non‑qualified stock options at $0.07 per share into common stock and sold 10,000 common shares at $1.50 per share. Following these transactions, he directly holds 671,482 common shares, with additional indirect holdings through affiliated entities referenced in the footnotes.

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APPLIED ENERGETICS, INC. President & CEO Christopher Wayne Donaghey reported an open-market sale of 10,000 shares of common stock at $1.50 per share on May 11, 2026. After this sale, he directly holds 123,592 common shares.

In addition to common stock, he holds equity awards tied to company performance and service. These include 100,000 restricted stock units that vest in equal annual instalments of 100,000 shares commencing on July 12, 2023, and stock options covering several million underlying shares with exercise prices ranging from $0.35 to $2.36 per share and expirations extending to 2032.

Certain incentive stock options vest upon achieving specified gross revenue milestones of $10 million, $25 million, and $50 million, while others vest in scheduled annual instalments under the 2018 Incentive Stock Plan.

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Applied Energetics, Inc. reported a sharp deterioration in its first quarter ended March 31, 2026. Revenue fell to $0 from $209,753 a year earlier after government contracts became unfunded, while the company continued funding related work as internal R&D.

Operating expenses rose to $3,830,108, driven mainly by higher general and administrative costs and stock-based compensation, leading to a net loss of $3,807,723 versus $3,105,666 in 2025. Cash declined to $4,064,093 from $6,436,082 at year-end, with negative operating cash flow of $2,296,313, though working capital remained about $3.7 million.

Management discloses that recurring losses, limited contract activity, and reliance on raising capital create “substantial doubts” about the company’s ability to continue as a going concern. Internal control over financial reporting and disclosure controls are also deemed ineffective due to segregation-of-duties and policy weaknesses the company is starting to remediate.

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Applied Energetics, Inc. reported that it has been awarded a follow-on Phase 1 contract of approximately $250,000 from the University of Rochester’s Laboratory for Laser Energetics. The work supports a multi-phase advanced laser technology program focused on pulsed laser technologies and is expected to begin in April 2026.

The company positions itself as a leader in ultrashort pulse directed energy and laser technologies, highlighting 25 patents and 3 pending. Its fiber-based ultrashort pulse systems are designed for defense and commercial uses where compact, high-intensity laser capabilities are important.

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Applied Energetics, Inc. reported that Ingalls & Snyder LLC beneficially owns 17,230,596 shares of common stock, representing 7.7% of the class as of 12/31/2025. The filing states these shares are held with shared dispositive power and include accounts managed under investment advisory contracts.

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FAQ

How many APPLIED ENERGETICS (AERG) SEC filings are available on StockTitan?

StockTitan tracks 42 SEC filings for APPLIED ENERGETICS (AERG), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for APPLIED ENERGETICS (AERG)?

The most recent SEC filing for APPLIED ENERGETICS (AERG) was filed on August 26, 2026.