AERG director exercises options, sells 10K shares
APPLIED ENERGETICS, INC. director Bradford Thomas Adamczyk reported an exercise-and-sale of company stock.
Rhea-AI Filing Summary
APPLIED ENERGETICS, INC. director Bradford Thomas Adamczyk reported an exercise-and-sale of company stock. He exercised 10,000 Non-Qualified Stock Options at an exercise price of $0.07 per share and sold 10,000 shares of Common Stock in an open-market transaction at $1.50 per share.
Following these transactions, he holds 671,482 shares of Common Stock directly and 1,563,599 shares indirectly through Moriah Stone Global L.P., where he is the controlling partner. He also has 1,300,000 Non-Qualified Stock Options remaining directly, and footnotes state additional options covering 3,500,000 shares were not affected, including 500,000 options held via Adamczyk Family 2021 LLC.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
5 txns
Insider
Adamczyk Bradford Thomas
Role
Director
Sold
10,000 shs ($15K)
Approx. gross sale proceeds
$15K
Approx. exercise cost
$700.00
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Non-Qualified Stock Options | 10,000 | $0.00 | $0.00 |
| Exercise | Common Stock, par value $0.001 per share | 10,000 | $0.07 | $700.00 |
| Sale | Common Stock, par value $0.001 per share | 10,000 | $1.50 | $15K |
| holding | Non-Qualified Stock Options | -- | -- | -- |
| holding | Common Stock, par value $0.001 per share | -- | -- | -- |
Holdings After Transaction:
Non-Qualified Stock Options — 1,300,000 contracts (Direct);
Common Stock, par value $0.001 per share — 671,482 shares (Direct);
Non-Qualified Stock Options — 0 contracts (Indirect, See Footnote);
Common Stock, par value $0.001 per share — 1,563,599 shares (Indirect, See Footnote)
Footnotes (4)
- F1. Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
- F2. Options were issued in exchange for services rendered as an officer and director of the company.
- F3. 3,500,000 shares of Common Stock underlie these options and were not affected by the transactions reported in this Form 4.
- F4. 500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.
Key Figures
Shares sold: 10,000 shares
Sale price: $1.50/share
Options exercised: 10,000 options
+5 more
8 metrics
Shares sold
10,000 shares
Common Stock sold at $1.50 per share on June 8, 2026
Sale price
$1.50/share
Price for 10,000 Common shares sold on June 8, 2026
Options exercised
10,000 options
Non-Qualified Stock Options exercised at $0.07 per share
Exercise price
$0.07/share
Exercise price for Non-Qualified Stock Options
Direct shares after
671,482 shares
Direct Common Stock holding following transactions
Indirect shares after
1,563,599 shares
Common Stock held indirectly via Moriah Stone Global L.P.
Remaining direct options
1,300,000 options
Non-Qualified Stock Options remaining after 10,000 exercised
Unaffected option underlying shares
3,500,000 shares
Shares underlying options stated as not affected by this Form 4
Key Terms
Non-Qualified Stock Options, open-market sale, derivative exercise/conversion, indirect ownership, +1 more
5 terms
Non-Qualified Stock Options financial
"security_title: "Non-Qualified Stock Options""
Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
derivative exercise/conversion financial
"transaction_action: "derivative exercise/conversion""
indirect ownership financial
"ownership_type: "indirect" and nature_of_ownership: "See Footnote""
controlling partner financial
"Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner."
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did AERG director Bradford Adamczyk report on this Form 4?
Bradford Adamczyk reported exercising 10,000 Non-Qualified Stock Options at $0.07 per share and selling 10,000 shares of Applied Energetics Common Stock at $1.50 per share. These actions form an exercise-and-sell pattern on the same date.
What stock options does Bradford Adamczyk retain in Applied Energetics (AERG)?
Adamczyk retains 1,300,000 Non-Qualified Stock Options directly, with a $0.07 exercise price and a November 12, 2028 expiration. Footnotes also state additional options covering 3,500,000 shares, including 500,000 options held via Adamczyk Family 2021 LLC, were unaffected.
How are Bradford Adamczyk’s indirect AERG holdings structured?
Indirect holdings consist of 1,563,599 Applied Energetics Common shares held by Moriah Stone Global L.P., where Adamczyk is the controlling partner. Additionally, 500,000 of his options are held in Adamczyk Family 2021 LLC, which he controls, according to the footnotes.
Did the Form 4 indicate any changes to certain AERG option positions?
Footnotes note that options underlying 3,500,000 Applied Energetics Common shares were not affected by the reported transactions. They also state that 500,000 options held by Adamczyk Family 2021 LLC were not exercised in this Form 4 activity.
AI-generated analysis. How Rhea-AI works. Not financial advice.
