Welcome to our dedicated page for Applied Energetc SEC filings (Ticker: AERG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Applied Energetics, Inc. (AERG) SEC filings page on Stock Titan provides access to the company’s official regulatory disclosures filed with the U.S. Securities and Exchange Commission. These documents offer detailed information on material events, governance decisions, capital-raising transactions, and other corporate matters that shape the company’s development in ultrashort pulse laser and directed-energy technologies.
Through current reports on Form 8-K, Applied Energetics has disclosed events such as private placements of common stock and pre-funded warrants, the appointment of key executives, and the establishment of an Audit Committee and Compensation Committee of its Board of Directors. Filings also summarize outcomes of stockholder meetings, including director elections, advisory votes on executive compensation and its frequency, approval of equity incentive plans, and ratification of the independent registered public accounting firm.
For investors analyzing governance and management structure, the filings describe committee compositions and certain compensation arrangements for executives and advisors, including cash compensation, stock options, and employment agreement terms. Capital markets-oriented filings detail the terms of unregistered sales of equity securities, including share counts, pricing, and use of proceeds for product development, strategic partnerships, and other corporate purposes.
On Stock Titan, these filings are supplemented with AI-powered summaries that explain the key points of lengthy documents in plain language. Users can quickly understand the significance of each 8-K, and, where available, can navigate to other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and insider transaction reports on Form 4. Real-time updates from EDGAR combined with AI-generated highlights help users follow how Applied Energetics’ regulatory disclosures relate to its work in advanced laser, photonics, and directed-energy systems.
Applied Energetics, Inc. is registering 11,391,064 shares of common stock for resale by existing stockholders under a shelf prospectus. All of these shares are already outstanding and were issued in prior private transactions, so only the selling stockholders will receive sale proceeds, while the company will pay the registration and offering expenses.
The shares may be sold from time to time on the OTCQB, where the stock trades under the symbol “AERG” and last closed at $1.90 per share on December 10, 2025, and the company has applied to list on The Nasdaq Capital Market. There were 223,608,831 shares of common stock outstanding as of December 9, 2025; this is a baseline figure, not the amount being offered. Applied Energetics develops patented ultrashort pulse laser and directed energy technologies for national security, biomedical, and advanced manufacturing markets, and notes that investing in its stock involves a high degree of risk, including penny stock considerations.
Applied Energetics, Inc. director files Form 4 for option exercise and share sale. Director Bradford T. Adamczyk exercised 10,000 non-qualified stock options for Common Stock at an exercise price of
Applied Energetics, Inc. reported insider activity by a director and officer serving as CEO Emeritus on 12/04/2025. The reporting person exercised 10,000 non-qualified stock options at an exercise price of
Following these transactions, the individual continued to hold derivative securities, including 4,860,000 non-qualified stock options and 1,954,545 restricted stock units. The options relate to common stock with a stated par value of
Applied Energetics, Inc. (AERG) insider activity: the company’s President and CEO, who is also a director, reported selling 10,000 shares of common stock at a price of
The filing also details his derivative holdings. He holds several blocks of stock options and restricted stock units tied to Applied Energetics common stock, including incentive and non-statutory stock options with exercise prices between
Applied Energetics, Inc. (AERG)11/19/2025, he sold 1,100 shares of common stock at $1.50 per share, and on 11/21/2025 he sold 8,900 shares at $1.51 per share, both coded as open market sales. After these trades, he directly owned 12,792,861 shares of Applied Energetics common stock. He also held Common Stock Purchase Warrants with an exercise price of $0.06 per share, exercisable from 05/24/2019 until 05/24/2029, covering 1,585,000 underlying shares, with 1,585,000 warrants beneficially owned directly following the reported transactions.
Applied Energetics, Inc. (AERG)10/03/2025. The filing shows an award of 500,000 incentive stock options for common stock with a per-share exercise price of $1.71, held directly. These options expire on 10/03/2025 and, according to the footnote, vest in four equal annual installments starting on the first anniversary of the grant date.
Applied Energetics, Inc. (AERG) director Bradford T. Adamczyk reported an option exercise and share sale. On 11/17/2025, he exercised 10,000 non-qualified stock options for Common Stock at an exercise price of
Following these transactions, he directly owned 671,482 shares of Common Stock and indirectly owned 1,563,599 shares through Moriah Stone Global L.P., where he is the controlling partner. He also held non-qualified stock options with a
Applied Energetics, Inc. has filed a Form S-3 shelf registration statement to offer up to $300,000,000 of securities, including common stock, preferred stock, warrants, subscription rights, debt securities and units. The company may sell these securities in one or more offerings using various methods such as underwriters, dealers, agents or direct sales, with specific terms to be detailed in future prospectus supplements.
The filing notes that Applied Energetics’ common stock trades on the OTCQB under “AERG” and that an application has been made to list the shares on the Nasdaq Capital Market. The prospectus highlights the company’s advanced ultrashort pulse laser and directed energy technologies, its strategy to use any net proceeds for working capital, general corporate purposes, research and development, acquisitions and intellectual property, and it incorporates audited financial statements whose auditor expressed substantial doubt about the company’s ability to continue as a going concern.
Applied Energetics (AERG) filed its Q3 2025 10-Q, highlighting a sharp revenue contraction and mounting losses as key government contracts paused funding. Q3 revenue was $108,984 versus $747,720 a year ago, producing a net loss of $3,971,157. For the first nine months, revenue was $389,072 versus $1,662,598 last year, with a net loss of $10,862,572.
Management disclosed “substantial doubt” about the company’s ability to continue as a going concern. Operating cash outflow was $6,617,654 year-to-date. The company ended the quarter with cash of $1,332,225 and working capital of $895,225. To support liquidity, AERG completed a private placement earlier in 2025 for approximately $6,004,250 and recorded $2,999,997 as deferred equity financing at quarter-end. Subsequent to quarter close, it raised a further $10,789,999 in a private sale.
Two defense-related contracts ceased receiving funds in Q2 2025, driving the revenue decline, while the company continued investing in its ultrashort pulse laser programs and disclosed a milestone exceeding one gigawatt peak optical power. As of November 11, 2025, 223,447,852 common shares were outstanding.
Applied Energetics (AERG) reported an insider transaction by President & CEO/Director Christopher Donaghey. On 10/27/2025, he sold 10,000 common shares at a weighted average price of $1.68 (trades ranged from $1.65 to $1.70). After the sale, he beneficially owns 163,592 common shares directly.
He also holds derivative awards, including options for 1,000,000 shares at $0.78 that vest upon specified revenue milestones, non‑statutory options for 150,000 shares at $0.35 expiring 04/29/2029 and 200,000 at $0.61 expiring 05/12/2031, options for 1,000,000 at $2.36 expiring 07/13/2032, and 100,000 RSUs vesting annually starting 07/12/2023.