Welcome to our dedicated page for Applied Energetc SEC filings (Ticker: AERG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Access Applied Energetics SEC filings including annual reports, quarterly financial statements, and material event disclosures. As a NASDAQ-listed company, AERG submits regular filings with the Securities and Exchange Commission that provide detailed information about financial performance, business operations, and corporate governance.
Form 10-K annual reports offer comprehensive analysis of Applied Energetics' business model, technology development programs, competitive positioning, and risk factors facing the directed energy sector. These filings detail revenue sources from government contracts and commercial sales, research and development expenditures, and intellectual property strategy.
Quarterly 10-Q filings provide interim financial statements and management discussion covering operational progress, cash position, and near-term business developments. These reports help investors track Applied Energetics' progress between annual reports and assess execution against stated objectives.
Form 8-K current reports disclose material events requiring immediate shareholder notification. For Applied Energetics, these frequently cover executive leadership changes, significant contract announcements, financing transactions, and technology milestones. The company's 8-K filings provide timely insight into developments affecting corporate value and strategic direction.
Proxy statements (DEF 14A) detail executive compensation, board composition, and matters submitted for shareholder vote at annual meetings. These filings reveal governance practices and alignment between management incentives and shareholder interests. Reviewing Applied Energetics' SEC filings enables informed analysis of the company's financial health, operational execution, and investment thesis.
Applied Energetics, Inc. has filed a Form S-3 shelf registration statement to offer up to $300,000,000 of securities, including common stock, preferred stock, warrants, subscription rights, debt securities and units. The company may sell these securities in one or more offerings using various methods such as underwriters, dealers, agents or direct sales, with specific terms to be detailed in future prospectus supplements.
The filing notes that Applied Energetics’ common stock trades on the OTCQB under “AERG” and that an application has been made to list the shares on the Nasdaq Capital Market. The prospectus highlights the company’s advanced ultrashort pulse laser and directed energy technologies, its strategy to use any net proceeds for working capital, general corporate purposes, research and development, acquisitions and intellectual property, and it incorporates audited financial statements whose auditor expressed substantial doubt about the company’s ability to continue as a going concern.
Applied Energetics (AERG) filed its Q3 2025 10-Q, highlighting a sharp revenue contraction and mounting losses as key government contracts paused funding. Q3 revenue was $108,984 versus $747,720 a year ago, producing a net loss of $3,971,157. For the first nine months, revenue was $389,072 versus $1,662,598 last year, with a net loss of $10,862,572.
Management disclosed “substantial doubt” about the company’s ability to continue as a going concern. Operating cash outflow was $6,617,654 year-to-date. The company ended the quarter with cash of $1,332,225 and working capital of $895,225. To support liquidity, AERG completed a private placement earlier in 2025 for approximately $6,004,250 and recorded $2,999,997 as deferred equity financing at quarter-end. Subsequent to quarter close, it raised a further $10,789,999 in a private sale.
Two defense-related contracts ceased receiving funds in Q2 2025, driving the revenue decline, while the company continued investing in its ultrashort pulse laser programs and disclosed a milestone exceeding one gigawatt peak optical power. As of November 11, 2025, 223,447,852 common shares were outstanding.
Applied Energetics (AERG) reported an insider transaction by President & CEO/Director Christopher Donaghey. On 10/27/2025, he sold 10,000 common shares at a weighted average price of $1.68 (trades ranged from $1.65 to $1.70). After the sale, he beneficially owns 163,592 common shares directly.
He also holds derivative awards, including options for 1,000,000 shares at $0.78 that vest upon specified revenue milestones, non‑statutory options for 150,000 shares at $0.35 expiring 04/29/2029 and 200,000 at $0.61 expiring 05/12/2031, options for 1,000,000 at $2.36 expiring 07/13/2032, and 100,000 RSUs vesting annually starting 07/12/2023.
Applied Energetics (AERG) insider filing: Chief Science Officer Stephen W. McCahon reported selling 10,000 shares of common stock on 10/20/2025 at a weighted average price of $1.65, with trades executed between $1.61 and $1.83. Following the sale, he beneficially owns 12,802,861 shares, held directly.
He also holds 1,585,000 Common Stock Purchase Warrants with an exercise price of $0.06, exercisable from 05/24/2019 until 05/24/2029, covering an equal number of underlying common shares.
Applied Energetics, Inc. announced the completion of a private placement offering of
The disclosure is concise: it confirms that the company completed the financing but does not include financing terms, investor identities, use of proceeds, or the number of shares or securities issued. Those details are not provided in the submitted text.
Applied Energetics, Inc. reported the appointment of Dr. David Spence as Chief Product Officer in a press release dated
The announcement indicates a leadership change for product management but provides no additional detail on Dr. Spence's responsibilities, prior role, compensation, or an effective start date. No financial results, transactions, or other material agreements are disclosed in the provided text.
Allen Scott Andrews, a director of Applied Energetics, Inc. (AERG), filed an initial Form 3 reporting ownership of
Christopher W. Donaghey, President & CEO and Director of Applied Energetics, Inc. (AERG), reported a sale of 10,000 shares of common stock on 09/25/2025 at a weighted average price of $2.00 per share (trades ranged $1.95–$2.05), leaving him with 173,592 shares beneficially owned. The filing discloses substantial derivative holdings: 1,000,000 incentive stock options at $0.78 (subject to revenue-based vesting milestones), 1,000,000 incentive options at $2.36 (vesting over four years, 750,000 vested), 200,000 non-statutory options at $0.61, 150,000 non-statutory options at $0.35 (vested by schedule), and 100,000 restricted stock units vesting annually starting July 12, 2023.
Gregory J. Quarles, listed as CEO Emeritus and a director of Applied Energetics, Inc. (AERG), reported a series of transactions on 09/24/2025. The Form 4 shows acquisition of 10,000 shares of common stock at $0.35 per share (transaction code M) and a separate sale of 10,000 shares at $1.92 per share (transaction code S) on the same date. Quarles also holds 10,000 vested options with a $0.35 exercise price exercisable through 04/18/2029, and 1,954,545 restricted stock units that are unvested. Following the reported option activity, the filing lists 4,870,000 shares beneficially owned by Quarles. The form states that the options were issued in exchange for services and that the RSUs remain subject to vesting.
FAQ
What is the current stock price of Applied Energetc (AERG)?
What is the market cap of Applied Energetc (AERG)?
