Welcome to our dedicated page for Applied Energetc SEC filings (Ticker: AERG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Applied Energetics filings document material events for a Delaware defense technology company quoted on OTCQB under AERG. Recent Form 8-K disclosures cover advanced laser technology contracts, executive appointments and compensatory arrangements, board committee formation, advisory-board compensation, and annual stockholder meeting voting results.
The filings also describe capital-structure actions, including private placements of common stock and pre-funded common stock purchase warrants, registration-related undertakings, and the company’s stated security status. These records connect governance, financing, and operating disclosures to Applied Energetics’ ultrashort pulse laser and directed-energy technology business.
Applied Energetics, Inc. announced the completion of a private placement offering of $10.8M in a press release dated October 9, 2025. The filing lists the press release as exhibit 99.1 and the cover page interactive data file as exhibit 104. The Form 8-K is signed by Christopher Donaghey, President and Chief Executive Officer.
The disclosure is concise: it confirms that the company completed the financing but does not include financing terms, investor identities, use of proceeds, or the number of shares or securities issued. Those details are not provided in the submitted text.
Applied Energetics, Inc. reported the appointment of Dr. David Spence as Chief Product Officer in a press release dated October 8, 2025. The filing is an 8-K notification signed by Christopher Donaghey, President and Chief Executive Officer.
The announcement indicates a leadership change for product management but provides no additional detail on Dr. Spence's responsibilities, prior role, compensation, or an effective start date. No financial results, transactions, or other material agreements are disclosed in the provided text.
Allen Scott Andrews, a director of Applied Energetics, Inc. (AERG), filed an initial Form 3 reporting ownership of 1,298,775 shares of common stock and granted 250,000 non-qualified stock options. The options vest 50% on each of the first two anniversaries after the grant and are exercisable beginning 06/04/2026 with an expiration on 06/04/2035.
Applied Energetics, Inc. reported that on September 25, 2025 its Board of Directors established two key governance bodies: an Audit Committee and a Compensation Committee. These committees are intended to oversee the company’s financial reporting and its executive and director compensation policies.
Both committees are composed of Bradford Adamczyk, Michael Alber and Scott Andrews. Scott Andrews will serve as Chairman of the Compensation Committee, and Michael Alber will serve as Chairman of the Audit Committee. The company states that, as formed, these committees meet the requirements of the Securities Exchange Act of 1934 and the OTCQB, even though the OTCQB does not currently require such committees. The company also notes it plans to adjust committee membership or charters in the future if needed to comply with applicable requirements.
Christopher W. Donaghey, President & CEO and Director of Applied Energetics, Inc. (AERG), reported a sale of 10,000 shares of common stock on 09/25/2025 at a weighted average price of $2.00 per share (trades ranged $1.95–$2.05), leaving him with 173,592 shares beneficially owned. The filing discloses substantial derivative holdings: 1,000,000 incentive stock options at $0.78 (subject to revenue-based vesting milestones), 1,000,000 incentive options at $2.36 (vesting over four years, 750,000 vested), 200,000 non-statutory options at $0.61, 150,000 non-statutory options at $0.35 (vested by schedule), and 100,000 restricted stock units vesting annually starting July 12, 2023.
Gregory J. Quarles, listed as CEO Emeritus and a director of Applied Energetics, Inc. (AERG), reported a series of transactions on 09/24/2025. The Form 4 shows acquisition of 10,000 shares of common stock at $0.35 per share (transaction code M) and a separate sale of 10,000 shares at $1.92 per share (transaction code S) on the same date. Quarles also holds 10,000 vested options with a $0.35 exercise price exercisable through 04/18/2029, and 1,954,545 restricted stock units that are unvested. Following the reported option activity, the filing lists 4,870,000 shares beneficially owned by Quarles. The form states that the options were issued in exchange for services and that the RSUs remain subject to vesting.
Applied Energetics, Inc. reported that it has appointed Brigadier General (Ret) Samuel “Luke” Peterson to its Board of Advisors, effective September 25, 2025. This move brings additional military and defense-related experience to the company’s advisory ranks.
For his role on the Board of Advisors, Gen. Peterson will receive a monthly cash stipend and stock options that are subject to vesting over time, aligning part of his compensation with the company’s equity. The company also issued a press release describing this appointment and filed it as an exhibit to this report.
Insider sale by Applied Energetics Chief Science Officer. Stephen W. McCahon reported selling 10,000 shares of common stock on 09/19/2025 at $1.50 per share, leaving him with 12,812,861 shares beneficially owned. The filing indicates the sale was made pursuant to a Rule 10b5-1 trading plan. McCahon also directly holds 1,585,000 warrants exercisable into common stock through 05/24/2029.
Bradford T. Adamczyk, a director of Applied Energetics, Inc. (AERG / AERGP), reported transactions on 09/19/2025 in Form 4. He exercised 10,000 options at an exercise price of $0.07 (code M) and contemporaneously sold 10,000 shares at $1.50 (code S). After these transactions Mr. Adamczyk directly beneficially owns 671,482 shares and indirectly holds 1,563,599 shares through Moriah Stone Global L.P.; additional reported options total 1,350,000 (direct) and 3,500,000 (indirect). Some options were issued for services and 500,000 options are held in a family LLC he controls.
Applied Energetics, Inc. filed an 8-K that includes a table of named individuals and numeric holdings tied to the company’s Common Stock, par value $0.001 per share. The filing lists officers and directors such as John Schultz, Gregory J. Quarles, Scott Andrews, Christopher Donaghey, Bradford T. Adamczyk, and Mary P. O’Hara alongside numerical entries including 58,161,888, 57,678,390, and a repeated total figure of 70,492,976.
The form is signed by Christopher Donaghey, identified as President and Chief Executive Officer. The submission appears to report ownership-related numeric disclosures for named individuals but does not include explicit column headings or explanatory text that define each number in the excerpt provided.