Welcome to our dedicated page for Applied Energetc SEC filings (Ticker: AERG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Applied Energetics filings document material events for a Delaware defense technology company quoted on OTCQB under AERG. Recent Form 8-K disclosures cover advanced laser technology contracts, executive appointments and compensatory arrangements, board committee formation, advisory-board compensation, and annual stockholder meeting voting results.
The filings also describe capital-structure actions, including private placements of common stock and pre-funded common stock purchase warrants, registration-related undertakings, and the company’s stated security status. These records connect governance, financing, and operating disclosures to Applied Energetics’ ultrashort pulse laser and directed-energy technology business.
Applied Energetics, Inc. (AERG) insider activity: the company’s President and CEO, who is also a director, reported selling 10,000 shares of common stock at a price of $1.5 per share on 11/28/2025. Following this transaction, he beneficially owns 153,592 shares of common stock directly.
The filing also details his derivative holdings. He holds several blocks of stock options and restricted stock units tied to Applied Energetics common stock, including incentive and non-statutory stock options with exercise prices between $0.35 and $2.36, and 100,000 restricted stock units. Some option grants and RSUs vest over time or upon achieving specified revenue milestones, linking part of his potential equity ownership to future company performance and service-based conditions.
Applied Energetics, Inc. (AERG) reported insider stock sales by Chief Science Officer Stephen W. McCahon. On 11/19/2025, he sold 1,100 shares of common stock at $1.50 per share, and on 11/21/2025 he sold 8,900 shares at $1.51 per share, both coded as open market sales. After these trades, he directly owned 12,792,861 shares of Applied Energetics common stock. He also held Common Stock Purchase Warrants with an exercise price of $0.06 per share, exercisable from 05/24/2019 until 05/24/2029, covering 1,585,000 underlying shares, with 1,585,000 warrants beneficially owned directly following the reported transactions.
Applied Energetics, Inc. (AERG) reported that its Chief Product Officer filed a beneficial ownership report following an event dated 10/03/2025. The filing shows an award of 500,000 incentive stock options for common stock with a per-share exercise price of $1.71, held directly. These options expire on 10/03/2025 and, according to the footnote, vest in four equal annual installments starting on the first anniversary of the grant date.
Applied Energetics, Inc. (AERG) director Bradford T. Adamczyk reported an option exercise and share sale. On 11/17/2025, he exercised 10,000 non-qualified stock options for Common Stock at an exercise price of $0.07 per share and sold 10,000 shares of Common Stock at a weighted average price of $1.58 per share the same day.
Following these transactions, he directly owned 671,482 shares of Common Stock and indirectly owned 1,563,599 shares through Moriah Stone Global L.P., where he is the controlling partner. He also held non-qualified stock options with a $0.07 exercise price, expiring on 11/12/2028, including 1,340,000 options directly and additional options held indirectly, with 500,000 options in Adamczyk Family 2021 LLC.
Applied Energetics, Inc. has filed a Form S-3 shelf registration statement to offer up to $300,000,000 of securities, including common stock, preferred stock, warrants, subscription rights, debt securities and units. The company may sell these securities in one or more offerings using various methods such as underwriters, dealers, agents or direct sales, with specific terms to be detailed in future prospectus supplements.
The filing notes that Applied Energetics’ common stock trades on the OTCQB under “AERG” and that an application has been made to list the shares on the Nasdaq Capital Market. The prospectus highlights the company’s advanced ultrashort pulse laser and directed energy technologies, its strategy to use any net proceeds for working capital, general corporate purposes, research and development, acquisitions and intellectual property, and it incorporates audited financial statements whose auditor expressed substantial doubt about the company’s ability to continue as a going concern.
Applied Energetics (AERG) filed its Q3 2025 10-Q, highlighting a sharp revenue contraction and mounting losses as key government contracts paused funding. Q3 revenue was $108,984 versus $747,720 a year ago, producing a net loss of $3,971,157. For the first nine months, revenue was $389,072 versus $1,662,598 last year, with a net loss of $10,862,572.
Management disclosed “substantial doubt” about the company’s ability to continue as a going concern. Operating cash outflow was $6,617,654 year-to-date. The company ended the quarter with cash of $1,332,225 and working capital of $895,225. To support liquidity, AERG completed a private placement earlier in 2025 for approximately $6,004,250 and recorded $2,999,997 as deferred equity financing at quarter-end. Subsequent to quarter close, it raised a further $10,789,999 in a private sale.
Two defense-related contracts ceased receiving funds in Q2 2025, driving the revenue decline, while the company continued investing in its ultrashort pulse laser programs and disclosed a milestone exceeding one gigawatt peak optical power. As of November 11, 2025, 223,447,852 common shares were outstanding.
Applied Energetics (AERG) reported an insider transaction by President & CEO/Director Christopher Donaghey. On 10/27/2025, he sold 10,000 common shares at a weighted average price of $1.68 (trades ranged from $1.65 to $1.70). After the sale, he beneficially owns 163,592 common shares directly.
He also holds derivative awards, including options for 1,000,000 shares at $0.78 that vest upon specified revenue milestones, non‑statutory options for 150,000 shares at $0.35 expiring 04/29/2029 and 200,000 at $0.61 expiring 05/12/2031, options for 1,000,000 at $2.36 expiring 07/13/2032, and 100,000 RSUs vesting annually starting 07/12/2023.
Applied Energetics (AERG) insider filing: Chief Science Officer Stephen W. McCahon reported selling 10,000 shares of common stock on 10/20/2025 at a weighted average price of $1.65, with trades executed between $1.61 and $1.83. Following the sale, he beneficially owns 12,802,861 shares, held directly.
He also holds 1,585,000 Common Stock Purchase Warrants with an exercise price of $0.06, exercisable from 05/24/2019 until 05/24/2029, covering an equal number of underlying common shares.
Applied Energetics, Inc. announced the completion of a private placement offering of $10.8M in a press release dated October 9, 2025. The filing lists the press release as exhibit 99.1 and the cover page interactive data file as exhibit 104. The Form 8-K is signed by Christopher Donaghey, President and Chief Executive Officer.
The disclosure is concise: it confirms that the company completed the financing but does not include financing terms, investor identities, use of proceeds, or the number of shares or securities issued. Those details are not provided in the submitted text.
Applied Energetics, Inc. reported the appointment of Dr. David Spence as Chief Product Officer in a press release dated October 8, 2025. The filing is an 8-K notification signed by Christopher Donaghey, President and Chief Executive Officer.
The announcement indicates a leadership change for product management but provides no additional detail on Dr. Spence's responsibilities, prior role, compensation, or an effective start date. No financial results, transactions, or other material agreements are disclosed in the provided text.