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  4. [Form 4] APPLIED ENERGETICS, INC. Insider Trading Activity

AERG CEO sells 10,000 shares at $1.68; owns 163,592 post-sale

Applied Energetics (AERG) reported an insider transaction by President & CEO/Director Christopher Donaghey.

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Applied Energetics (AERG) reported an insider transaction by President & CEO/Director Christopher Donaghey. On 10/27/2025, he sold 10,000 common shares at a weighted average price of $1.68 (trades ranged from $1.65 to $1.70). After the sale, he beneficially owns 163,592 common shares directly.

He also holds derivative awards, including options for 1,000,000 shares at $0.78 that vest upon specified revenue milestones, non‑statutory options for 150,000 shares at $0.35 expiring 04/29/2029 and 200,000 at $0.61 expiring 05/12/2031, options for 1,000,000 at $2.36 expiring 07/13/2032, and 100,000 RSUs vesting annually starting 07/12/2023.

Positive

  • None.

Negative

  • None.
Insider Donaghey Christopher Wayne
Role President & CEO/Principal AO
Sold 10,000 shs ($17K)
Type Security Shares Price Value
Sale Common Stock, par value $0.001 per share 10,000 $1.68 $17K
holding Incentive Stock Options -- -- --
holding Non-Statutory Stock Options -- -- --
holding Non-Statutory Stock Options -- -- --
holding Incentive Stock Options -- -- --
holding Restricted Stock Units -- -- --
Holdings After Transaction: Common Stock, par value $0.001 per share — 163,592 shares (Direct); Incentive Stock Options — 2,000,000 contracts (Direct); Non-Statutory Stock Options — 350,000 contracts (Direct); Restricted Stock Units — 100,000 contracts (Direct)
Footnotes (6)
  1. F1. Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.65 to $1.70, on October 27, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
  2. F2. The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
  3. F3. These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
  4. F4. These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
  5. F5. These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 750,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
  6. F6. These RSUs vest in equal annual instalments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price.

FAQ

What insider trade did AERG report for the CEO?
On 10/27/2025, the CEO sold 10,000 common shares at a weighted average price of $1.68 (range $1.65–$1.70).

How many AERG shares does the CEO own after the sale?
Following the transaction, he beneficially owns 163,592 common shares directly.

What derivative awards does the AERG CEO hold?
Holdings include options for 1,000,000 shares at $0.78 (revenue‑milestone vesting), 150,000 at $0.35 (exp. 04/29/2029), 200,000 at $0.61 (exp. 05/12/2031), 1,000,000 at $2.36 (exp. 07/13/2032), and 100,000 RSUs.

What are the vesting terms for the $0.78 options?
They vest upon revenue milestones: 170,000 at $10 million, an additional 330,000 at $25 million, and 500,000 at $50 million.

When do the RSUs vest for AERG’s CEO?
The 100,000 RSUs vest in equal annual installments beginning on 07/12/2023.

What roles does Christopher Donaghey hold at AERG?
He is a Director and serves as President & CEO/Principal AO.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Donaghey Christopher Wayne
(Last) (First) (Middle)
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
(Street)
TUCSON AZ 85747
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APPLIED ENERGETICS, INC. [ AERG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President & CEO/Principal AO
3. Date of Earliest Transaction (Month/Day/Year)
10/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 10/27/2025 S 10,000 D $1.68(1) 163,592 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Options $0.78 (2) (2) Common Stock, par value $.001 per share 1,000,000 1,000,000 D
Non-Statutory Stock Options $0.35 (3) 04/29/2029 Common Stock, par value $.001 per share 150,000 150,000 D
Non-Statutory Stock Options $0.61 (4) 05/12/2031 Common Stock, par value $.001 per share 200,000 200,000 D
Incentive Stock Options $2.36 (5) 07/13/2032 Common Stock, par value $.001 per share 1,000,000 1,000,000 D
Restricted Stock Units (5) (6) (6) Common Stock, par value $.001 per share 100,000 100,000 D
Explanation of Responses:
1. Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.65 to $1.70, on October 27, 2025. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
2. The options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant.
3. These options vested in instalments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
4. These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
5. These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 750,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan.
6. These RSUs vest in equal annual instalments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price.
/s/ Christopher Donaghey 10/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR