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Applied Energetics (AERG) CEO Emeritus sells 6,600 shares after option exercise

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Applied Energetics CEO Emeritus Gregory J. Quarles reported an option exercise and share sale. On January 21, 2026, he exercised 6,600 non-qualified stock options with an exercise price of $0.35 per share, receiving the same number of common shares. That same day, he sold 6,600 common shares at a weighted average price of about $1.87 per share, with trades executed between $1.8753 and $1.88, leaving 0 common shares directly held after the sale.

Following these transactions, Quarles directly holds 4,843,400 non-qualified stock options and 1,954,545 restricted stock units. The filing notes that the restricted stock units are subject to vesting and that none were vested at the time of the report.

Positive

  • None.

Negative

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Insider Quarles Gregory James
Role CEO Emeritus
Sold 6,600 shs ($12K)
Type Security Shares Price Value
Exercise Non-Qualified Stock Options 6,600 $0.00 --
Exercise Common Stock, par value $0.001 per share 6,600 $0.35 $2K
Sale Common Stock, par value $0.001 per share 6,600 $1.87 $12K
holding Restricted Stock Units -- -- --
Holdings After Transaction: Non-Qualified Stock Options — 4,843,400 shares (Direct); Common Stock, par value $0.001 per share — 6,600 shares (Direct); Restricted Stock Units — 1,954,545 shares (Direct)
Footnotes (1)
  1. Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.8753 to $1.88, on January 21, 2026. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected. Option was issued in exchange for services rendered as an officer and director of the company Restricted Stock Units are subject to vesting, and none of them were vested.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Quarles Gregory James
(Last) (First) (Middle)
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
(Street)
TUCSON AZ 85747
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APPLIED ENERGETICS, INC. [ AERG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CEO Emeritus
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 01/21/2026 M 6,600 A $0.35 6,600 D
Common Stock, par value $0.001 per share 01/21/2026 S 6,600 D $1.87(1) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options $0.35 01/21/2026 M 6,600 11/18/2019 04/18/2029 Common Stock, par value $.001 per share 6,600 (2) 4,843,400 D
Restricted Stock Units $0 (3) 11/29/2032 Common Stock, par value $.001 per share 1,954,545 1,954,545 D
Explanation of Responses:
1. Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.8753 to $1.88, on January 21, 2026. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
2. Option was issued in exchange for services rendered as an officer and director of the company
3. Restricted Stock Units are subject to vesting, and none of them were vested.
Remarks:
/s/Gregory J. Quarles 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did AERG CEO Emeritus Gregory J. Quarles report?

Gregory J. Quarles reported exercising 6,600 non-qualified stock options at an exercise price of $0.35 per share and selling 6,600 common shares on January 21, 2026.

At what price did Gregory J. Quarles sell Applied Energetics (AERG) shares?

He sold 6,600 common shares at a weighted average price of about $1.87 per share, with individual trades executed between $1.8753 and $1.88 on January 21, 2026.

How many Applied Energetics shares does Gregory J. Quarles hold after this Form 4 transaction?

After the reported sale, Gregory J. Quarles directly holds 0 common shares of Applied Energetics. His remaining interests are in derivative awards.

Are Gregory J. Quarles’ restricted stock units in AERG vested?

No. The filing states that the 1,954,545 restricted stock units are subject to vesting and that none of them were vested at the time of the report.

What role does Gregory J. Quarles hold at Applied Energetics (AERG)?

Gregory J. Quarles is reported as a director and officer of Applied Energetics, with the title CEO Emeritus.