Applied Energetics (AERG) CEO stock sale and option holdings detailed in Form 4
Rhea-AI Filing Summary
Applied Energetics, Inc. (AERG) insider activity: the company’s President and CEO, who is also a director, reported selling 10,000 shares of common stock at a price of $1.5 per share on 11/28/2025. Following this transaction, he beneficially owns 153,592 shares of common stock directly.
The filing also details his derivative holdings. He holds several blocks of stock options and restricted stock units tied to Applied Energetics common stock, including incentive and non-statutory stock options with exercise prices between $0.35 and $2.36, and 100,000 restricted stock units. Some option grants and RSUs vest over time or upon achieving specified revenue milestones, linking part of his potential equity ownership to future company performance and service-based conditions.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Common Stock, par value $0.001 per share | 10,000 | $1.50 | $15K |
| holding | Incentive Stock Options | -- | -- | -- |
| holding | Incentive Stock Options | -- | -- | -- |
| holding | Non-Statutory Stock Options | -- | -- | -- |
| holding | Non-Statutory Stock Options | -- | -- | -- |
| holding | Restricted Stock Units | -- | -- | -- |
Footnotes (1)
- These options vest upon the achievement of specified revenue milestones as follows: with respect to 170,000 Shares, upon achievement of gross revenues of $10 million; with respect to an additional 330,000 Shares, upon achievement of gross revenues of $25 million; and with respect to the remaining 500,000 Shares, upon achievement of gross revenues of $50 million. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan and expire ten years from the date of grant. These options vest over four years, in equal annual instalments of 250,000 shares, commencing on July 12, 2023, having currently vested as to 750,000 shares. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan These options vested in installments of 37,500 shares on each of 9/29/2019, 4/29/2020, 9/29/2020 and 4/29/2021.They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan. These options vested on May 12, 2022. They were issued in exchange for services pursuant to an Incentive Stock Option Agreement under the 2018 Incentive Stock Plan These RSUs vest in equal annual installments of 100,000 shares, commencing on July 12, 2023 and have no expiration date or exercise price .
FAQ
What insider transaction did AERG report for its CEO on November 28, 2025?
Applied Energetics’ President and CEO reported selling 10,000 shares of common stock on 11/28/2025 at a price of $1.5 per share.
What stock options does the AERG CEO hold according to this Form 4?
The CEO holds multiple option grants on Applied Energetics common stock, including incentive stock options with exercise prices of $0.78 and $2.36, and non-statutory stock options with exercise prices of $0.35 and $0.61, each covering blocks of 150,000 to 1,000,000 underlying shares.
Are any of the AERG CEO’s options tied to revenue milestones?
Yes. One option grant for 1,000,000 shares vests upon achieving specified gross revenue milestones of $10 million, $25 million, and $50 million, with different portions of the grant tied to each level.
What restricted stock units (RSUs) does the AERG CEO hold?
The CEO holds 100,000 restricted stock units that vest in equal annual installments of 100,000 shares, beginning on July 12, 2023, and they have no expiration date or exercise price.
Over what period do some of the AERG CEO’s options vest over time?
One option grant for 1,000,000 shares vests over four years in equal annual installments of 250,000 shares, commencing on July 12, 2023.