STOCK TITAN

[Form 4] APPLIED ENERGETICS, INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Applied Energetics, Inc. director Bradford T. Adamczyk reported option and share transactions dated January 7, 2026. He exercised 10,000 non-qualified stock options at an exercise price of $0.07 per share and acquired 10,000 shares of common stock. On the same date, he sold 10,000 shares of common stock at a weighted average price of $1.77 per share, with individual trades ranging from $1.81 to $1.75.

After these transactions, he directly holds 671,482 shares of common stock and 1,320,000 non-qualified stock options. The filing also shows 1,563,599 common shares held indirectly by Moriah Stone Global L.P., of which he is the controlling partner, and 3,500,000 options held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Adamczyk Bradford Thomas

(Last) (First) (Middle)
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500

(Street)
TUCSON AZ 85747

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APPLIED ENERGETICS, INC. [ AERG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/07/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 01/07/2026 S 10,000 D $1.77(1) 671,482 D
Common Stock, par value $0.001 per share 1,563,599 I See Footnote(2)
Common Stock, par value $0.001 per share 01/07/2026 M 10,000 A $0.07 681,482 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options $0.07 01/07/2026 M 10,000 02/12/2020 11/12/2028 Common Stock, par value $.001 per share 10,000 (3) 1,320,000 D
Non-Qualified Stock Options $0.07 02/12/2020 11/12/2028 Common Stock, par value $.001 per share (4) 3,500,000 I See Footnote(4)
Explanation of Responses:
1. Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.81 to $1.75, on January 7, 2026. The reporting person undertakes to provide to the SEC staff, upon request, full information regarding the number of shares and prices at which the transaction was effected.
2. Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
3. Options were issued in exchange for services rendered as an officer and director of the company.
4. 3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.
Remarks:
/s/ Bradford T. Adamczyk 01/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AERG director Bradford T. Adamczyk report on January 7, 2026?

Bradford T. Adamczyk reported exercising 10,000 non-qualified stock options at an exercise price of $0.07 per share and selling 10,000 shares of Applied Energetics, Inc. common stock on January 7, 2026.

At what prices were Bradford Adamczyks Applied Energetics (AERG) shares sold?

The reported sale of 10,000 shares of common stock was at a weighted average price of $1.77 per share, with individual trade prices ranging from $1.81 to $1.75 on January 7, 2026.

How many Applied Energetics (AERG) shares does Bradford Adamczyk own directly after this Form 4?

Following the reported transactions, Bradford T. Adamczyk directly beneficially owns 671,482 shares of Applied Energetics common stock and 1,320,000 non-qualified stock options.

What indirect holdings related to Applied Energetics (AERG) does Bradford Adamczyk report?

The filing lists 1,563,599 shares of common stock held by Moriah Stone Global L.P., of which Mr. Adamczyk is the controlling partner, and 3,500,000 options held by Adamczyk Family 2021 LLC, a family limited liability company which he controls.

Were any of the options held by Adamczyk Family 2021 LLC exercised in this AERG Form 4?

No. The footnote states that 3,500,000 of Mr. Adamczyks options are held in the name of Adamczyk Family 2021 LLC and that none of these options were exercised in the reported transactions.

What role does Bradford T. Adamczyk have at Applied Energetics, Inc. (AERG)?

Bradford T. Adamczyk is reported as a director of Applied Energetics, Inc. in this Form 4 filing.

Applied Energetc

OTC:AERG

AERG Rankings

AERG Latest News

AERG Latest SEC Filings

AERG Stock Data

337.33M
190.60M
15.48%
8.29%
0.84%
Scientific & Technical Instruments
Technology
Link
United States
Tucson