Every S-3 that APPLIED ENERGETICS INC (AERG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A S-3 covers the shelf registration that lets an established company sell over time, so if you follow AERG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AERG filings page.
Applied Energetics, Inc. (AERG) has filed a shelf registration for one or more offerings of securities with total gross proceeds of up to $300,000,000, after the registration statement becomes effective. The securities may include common stock, preferred stock, warrants, subscription rights, debt securities and units; a prospectus supplement will provide the terms for each offering. Proceeds are intended for working capital and general corporate purposes, with possible use for investments or acquisitions, research and development, and intellectual property.
As of June 30, 2026, 13,602 Series A preferred shares were outstanding, and dividend arrearages were approximately $447,638. The board suspended dividend declarations beginning with the dividend payable February 1, 2015, citing the company's lack of surplus. The incorporated auditor's report contains an explanatory paragraph regarding substantial doubt about the company's ability to continue as a going concern.
Applied Energetics, Inc. is registering 11,391,064 shares of common stock for resale by existing stockholders under a shelf prospectus. All of these shares are already outstanding and were issued in prior private transactions, so only the selling stockholders will receive sale proceeds, while the company will pay the registration and offering expenses.
The shares may be sold from time to time on the OTCQB, where the stock trades under the symbol “AERG” and last closed at $1.90 per share on December 10, 2025, and the company has applied to list on The Nasdaq Capital Market. There were 223,608,831 shares of common stock outstanding as of December 9, 2025; this is a baseline figure, not the amount being offered. Applied Energetics develops patented ultrashort pulse laser and directed energy technologies for national security, biomedical, and advanced manufacturing markets, and notes that investing in its stock involves a high degree of risk, including penny stock considerations.
Applied Energetics, Inc. has filed a Form S-3 shelf registration statement to offer up to $300,000,000 of securities, including common stock, preferred stock, warrants, subscription rights, debt securities and units. The company may sell these securities in one or more offerings using various methods such as underwriters, dealers, agents or direct sales, with specific terms to be detailed in future prospectus supplements.
The filing notes that Applied Energetics’ common stock trades on the OTCQB under “AERG” and that an application has been made to list the shares on the Nasdaq Capital Market. The prospectus highlights the company’s advanced ultrashort pulse laser and directed energy technologies, its strategy to use any net proceeds for working capital, general corporate purposes, research and development, acquisitions and intellectual property, and it incorporates audited financial statements whose auditor expressed substantial doubt about the company’s ability to continue as a going concern.