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Aeromexico (AERO) CFO reports 3.36M common shares on initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Grupo Aeromexico, S.A.B. de C.V. filed an initial Form 3 showing the holdings of Chief Financial Officer Ricardo Javier Sanchez Baker. He directly holds 3,355,890 common shares, which the filing notes are the economic equivalent of 335,589 American Depositary Shares (ADSs). No new transactions are reported; this form establishes his existing ownership position.

Positive

  • None.

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Insider Sanchez Baker Ricardo Javier
Role Chief Financial Officer
Type Security Shares Price Value
holding Common shares, without nominal value -- -- --
Holdings After Transaction: Common shares, without nominal value — 3,355,890 shares (Direct)
Footnotes (1)
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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Sanchez Baker Ricardo Javier

(Last) (First) (Middle)
C/O GRUPO AEROMEXICO, S.A.B. DE C.V.
AV. PASEO DE LA REFORMA 243, 25 FL.

(Street)
CUAUHTEMOC O5 06500

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/13/2026
3. Issuer Name and Ticker or Trading Symbol
Grupo Aeromexico, S.A.B. de C.V. [ AERO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common shares, without nominal value 3,355,890(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock held by the reporting person, which are the economic equivalent of 335,589 American Depositary Shares (ADSs).
Remarks:
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act. Exhibit 24.1 - Power of Attorney
/s/ Ernesto Gomez Pombo, as attorney-in-fact for Ricardo Javier Sanchez Baker 03/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Grupo Aeromexico (AERO) disclose in this Form 3 filing?

Grupo Aeromexico’s Form 3 discloses the initial shareholdings of its Chief Financial Officer, Ricardo Javier Sanchez Baker. It reports his direct ownership in common shares and their equivalent in ADSs, without indicating any recent purchase, sale, or other transaction activity.

How many Grupo Aeromexico (AERO) shares does the CFO hold?

The Form 3 shows the CFO directly holds 3,355,890 common shares of Grupo Aeromexico. A footnote explains these common shares are the economic equivalent of 335,589 American Depositary Shares (ADSs), providing clarity for investors who track the ADS listing.

Are there any buy or sell transactions in this Grupo Aeromexico (AERO) Form 3?

No. The Form 3 does not report any buy or sell transactions. It simply establishes the existing ownership position of the Chief Financial Officer, listing his direct holdings in common shares and their ADS equivalent as required for an initial insider ownership statement.

Is the Grupo Aeromexico (AERO) CFO’s ownership direct or through another entity?

The filing describes the CFO’s stake as direct ownership of common shares. The footnote clarifies that these shares are economically equivalent to a specific number of ADSs, and there is no indication that they are held through a trust, LLC, or other separate entity.

What is the ADS equivalent of the CFO’s Grupo Aeromexico (AERO) common shares?

According to the footnote, the CFO’s 3,355,890 common shares are economically equivalent to 335,589 ADSs. This helps investors who follow Grupo Aeromexico primarily through its American Depositary Shares understand the scale of his economic interest in ADS terms.
GRUPO AEROMEXICO SAB DE CV

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