[Form 4] Aeries Technology, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Daniel S. Webb, who serves as CFO and CIO of Aeries Technology, Inc. (AERT), reported the sale of 35,405 Class A ordinary shares on 09/02/2025. The shares were sold under a Rule 10b5-1 trading plan adopted on March 14, 2025, at a weighted average price of $0.649 per share, with individual sale prices ranging from $0.56 to $0.7311. After the transaction, Mr. Webb beneficially owned 1,048,371 shares, held directly. The filing is signed and dated 09/04/2025.

Positive

• Transaction executed under a Rule 10b5-1 plan, which supports compliance and reduces appearance of opportunistic trading
• Full disclosure of sale details: number of shares sold, weighted average price ($0.649), price range ($0.56 to $0.7311), and post-transaction beneficial ownership (1,048,371 shares)
• Timely Form 4 filing with signature dated 09/04/2025

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider sold a small portion of holdings under a pre-established 10b5-1 plan; transaction appears routine and fully disclosed.

The filing documents a non-derivative sale of 35,405 Class A ordinary shares by the company CFO/CIO under a Rule 10b5-1 plan. The weighted average price is disclosed as $0.649 and the sale price range is provided. The disclosure of the plan adoption date and the offer to provide per-price breakdowns are consistent with transparent insider reporting. There is no indication in this Form 4 of derivative activity, amendments, or coordination with other filers.

Corporate Governance Expert

TL;DR: The use of a 10b5-1 plan and prompt Form 4 filing align with good governance and insider-trading protocols.

The report shows the insider relied on a pre-existing Rule 10b5-1 plan adopted March 14, 2025, which provides an affirmative defense for trades made while in possession of material nonpublic information if conditions are met. The filing includes the weighted average price and offers to supply detailed per-trade pricing, which improves transparency. No related-party or group filing is reported.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Webb Daniel S.

(Last) (First) (Middle)

C/O AERIES TECHNOLOGY, INC. 60 PAYA

LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)

SINGAPORE U0 409051

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and CIO

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Ordinary Shares	09/02/2025		S(1)		35,405	D	$0.649(2)	1,048,371	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 14, 2025.

2. The price in Column 4 is a weighted average price, rounded to three decimals. These shares were sold in multiple transactions at prices ranging from $0.56 to $0.7311, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

	/s/ Daniel S. Webb	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AERT insider Daniel S. Webb report on Form 4?

He reported the sale of 35,405 Class A ordinary shares on 09/02/2025 under a Rule 10b5-1 plan at a weighted average price of $0.649 per share.

How many AERT shares did Daniel S. Webb own after the reported transaction?

The Form 4 shows he beneficially owned 1,048,371 shares following the reported sale.

Was the sale part of a pre-established plan?

Yes. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2025.

What price range were the AERT shares sold at?

The filing states the shares were sold at prices ranging from $0.56 to $0.7311, with a weighted average of $0.649.

What is Daniel S. Webb's role at Aeries Technology, Inc.?

He is listed as CFO and CIO of Aeries Technology, Inc.