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[Form 4] Aeries Technology, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Aeries Technology (AERT) insider reported small same‑day trades on 11/10/2025. The filing shows an open‑market purchase of 1,111 Class A Ordinary Shares at $0.6388 and a sale of 10 shares at $0.6275.

Following these transactions, the reporting person beneficially owns 21,338,101 Class A Ordinary Shares (direct). The filing also lists 5,638,530 shares (indirect) by Innovo Consultancy DMCC. The reporting person is identified as a Director and 10% Owner.

The note states the transactions are matchable under Section 16(b). Because the sale price was less than the purchase price, it says no profit was realized and no amount is subject to disgorgement. The reporting person agreed to voluntarily disgorge any profits from matchable transactions within six months of the reported trades.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kumar Venu Raman

(Last) (First) (Middle)
C/O AERIES TECHNOLOGY, INC. 60 PAYA
LEBAR ROAD, #08-13 PAYA LEBAR SQUARE

(Street)
SINGAPORE U0 409051

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Aeries Technology, Inc. [ AERT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Ordinary Shares 11/10/2025 P(1) 1,111 A $0.6388 21,338,111 D
Class A Ordinary Shares 11/10/2025 S(1) 10 D $0.6275 21,338,101 D
Class A Ordinary Shares 5,638,530 I By Innovo Consultancy DMCC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acknowledges that the transactions reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, because the sales price for the reported transaction on November 10, 2025 was less than the purchase price for the reported transaction on November 10, 2025, no profit was realized by the reporting person and no amount is subject to disgorgement under Section 16(b) of the Exchange Act. The reporting person has agreed to voluntarily disgorge to Aeries Technology, Inc. any profits realized from matchable transactions occurring within six months of the reported transactions.
/s/ Daniel S. Webb, as attorney-in-fact for Venu Raman Kumar 11/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Aeries Technology

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