Welcome to our dedicated page for AES SEC filings (Ticker: AES), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The AES Corporation files SEC reports that document a NYSE-listed global power company with common stock registered under the symbol AES. Its filings cover operating and financial results, material-event updates, annual meeting voting results, proxy governance, and capital-structure disclosures tied to senior notes, credit agreements, and letter-of-credit arrangements.
Filings also record material agreements, change-of-control provisions in financing documents, impairment disclosures for power-generation assets, and contract matters related to power purchase agreements. Proxy and Form 8-K records provide formal disclosure on board elections, shareholder voting matters, and other governance actions.
AES Corp (AES) executive Form 4 shows tax-related share withholding. On 11/19/2025, an officer listed as EVP, COO and President, New Energy Tech reported a disposition of 9,240 shares of common stock at $13.77 per share, coded "F" for tax withholding. The explanation states this reflects automatic tax withholding of shares tied to the vesting and settlement of 50% of Restricted Stock Units granted on November 19, 2021. Following this transaction, the reporting person beneficially owned 108,191 AES common shares in direct form.
Ameriprise Financial, Inc. filed a Schedule 13G reporting beneficial ownership of 35,331,084 shares of The AES Corporation common stock, representing 5.0% of the class as of September 30, 2025.
The filing lists shared voting power over 25,448,077 shares and shared dispositive power over 35,331,084 shares, with no sole voting or sole dispositive power. Ameriprise classifies itself as a parent holding company (HC) and disclaims beneficial ownership of the reported shares. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of AES.
The AES Corporation furnished a press release announcing its financial results for the quarter and year ended September 30, 2025. The release, provided as Exhibit 99.1, also includes the Company’s most recent guidance and additional forward-looking information.
The information was furnished under Items 2.02 and 7.01 and is not deemed “filed” for purposes of Section 18 of the Exchange Act or incorporated by reference into Securities Act or Exchange Act filings.
The AES Corporation filed its quarterly report for the period ended September 30, 2025, showing steady top-line results and stronger profitability. Total revenue was $3,351 million versus $3,289 million a year ago, with regulated revenue rising to $1,082 million from $937 million. Operating margin improved to $735 million from $722 million as cost of sales held roughly flat.
Income from continuing operations increased to $554 million from $222 million, supported by an income tax benefit of $226 million compared to a prior-year expense. Net income attributable to AES rose to $639 million from $504 million, and diluted EPS was $0.89 versus $0.71. Year-to-date operating cash flow reached $2,818 million, while capital expenditures were $4,394 million. The balance sheet reflects total assets of $50,783 million, with non-recourse debt of $24,603 million and recourse debt of $6,246 million. Shares outstanding were 712,120,944 as of October 31, 2025.
State Street Corporation reports beneficial ownership of 43,744,635 shares of AES common stock, representing 6.1% of the class. The filing discloses that State Street has shared voting power over 32,758,120 shares and shared dispositive power over 43,741,919 shares, and it certifies the securities are held in the ordinary course of business and not for the purpose of changing control.
The filing identifies multiple State Street Global Advisors subsidiaries as investment advisers that hold the securities. Because the stake exceeds the 5% threshold, State Street is a material institutional holder of AES common stock per this disclosure.