Every Form 4 that AES Corporation (AES) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow AES and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full AES filings page.
AES CORP director Sebastian Teresa Mosley received a new equity grant. On this Form 4, Mosley was awarded 12,111 stock units, each economically equivalent to one share of AES common stock. Following the award, Mosley holds 64,612 stock units in total.
The stock units will be settled in AES common shares only after Mosley terminates service on the Board, in line with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan. This is a non-cash, compensation-related acquisition rather than an open-market purchase.
AES CORP director Moises Naim received stock-based compensation awards in the form of stock units. On April 29, 2026, he acquired 12,111 stock units, each economically equivalent to one share of AES common stock, under The AES Corporation 2025 Equity and Incentive Compensation Plan.
He also acquired 6,920 additional stock units corresponding to cash fees he elected to defer, at a reference value of $14.45 per unit. These stock units will be settled in AES common shares after he terminates service on the Board, according to his election form.
MONIE ALAIN reported acquisition or exercise transactions in this Form 4 filing.
AES CORP director Alain Monie received an equity award in the form of stock units. On this Form 4, Monie was granted 12,111 units at a stated price of $0.00 per unit. Each unit is the economic equivalent of one share of AES Common Stock.
Following this grant, Monie directly holds 131,814 units in total. According to the footnote, these units will be settled in shares of AES Common Stock after he terminates service on the Board, consistent with his election under The AES Corporation 2025 Equity and Incentive Compensation Plan.
Laulis Julia M. reported acquisition or exercise transactions in this Form 4 filing.
AES CORP director Julia M. Laulis received a grant of 12,111 stock units tied to AES common stock. Each unit is economically equivalent to one AES share and will be settled in common stock after she leaves the Board, under The AES Corporation 2025 Equity and Incentive Compensation Plan.
Following this award, she holds 109,189 units in total, reflecting routine equity-based director compensation rather than an open-market purchase or sale.
KOEPPEL HOLLY K reported acquisition or exercise transactions in this Form 4 filing.
AES CORP director Holly K. Koeppel received a grant of 12,111 stock units that are economically equivalent to 12,111 shares of AES common stock. These units were awarded as compensation and increase her direct holdings in these derivative units to 195,412 following the grant.
The units will be settled in shares of AES common stock after she terminates service on the Board, in line with her election under The AES Corporation 2025 Equity and Incentive Compensation Plan. This filing reflects a compensation-related equity award rather than an open-market purchase or sale.
AES CORP director Janet Davidson reported acquiring stock-based awards linked to AES common stock. On April 29, 2026, she received 12,111 stock units as a grant with no cash price and an additional 2,076 stock units from cash fees she elected to defer at a reference price of $14.45 per unit.
Each stock unit is economically equivalent to one share of AES common stock and will be settled in shares after she leaves the Board, in line with her elections under The AES Corporation 2025 Equity and Incentive Compensation Plan. Following these awards, her reported direct holdings in these units exceed 90,000 units, reflecting routine director compensation and fee deferrals rather than open-market trading.
Bhandari Inderpal S reported acquisition or exercise transactions in this Form 4 filing.
AES CORP director Inderpal S. Bhandari received an equity award in the form of stock units. On April 29, 2026, he was granted 12,111 units, each economically equivalent to one share of AES common stock and issued at a price of $0.00 as compensation.
Following this grant, Bhandari holds 59,433 units directly. According to the company’s 2025 Equity and Incentive Compensation Plan, these units will be settled in shares of AES common stock after he terminates service on the Board, consistent with his election form.
AES Corp director Gerard M. Anderson reported acquiring additional equity-based compensation. On April 29, he received 12,111 stock units and 6,920 stock units, each tied to AES common stock. Each unit is the economic equivalent of one AES share and will be settled in common stock after he leaves the Board. A portion of these units represents cash director fees that he elected to defer into stock units under The AES Corporation 2025 Equity and Incentive Compensation Plan, making this a routine, non-market, compensation-related award rather than an open-market purchase.
AES CORP executive Tish Mendoza reported a new equity award and updated share holdings. She received 46,552 Restricted Stock Units (RSUs) under The AES Corporation 2025 Equity and Incentive Compensation Plan at no cash cost. These RSUs generally vest in three annual installments on April 23, 2027, April 23, 2028, and April 23, 2029, contingent on her continued employment, and each RSU converts into one share of AES common stock when vested.
After this award, she directly holds 334,972 shares of AES common stock and indirectly holds 30,107 shares through a 401(k) plan, with no additional 401(k) acquisitions since the last Form 4 based on an April 15, 2026 plan statement.
AES CORP executive Paul L. Freedman reported an equity award rather than an open‑market trade. He received 44,483 Restricted Stock Units (RSUs) of AES Common Stock under The AES Corporation 2025 Equity and Incentive Compensation Plan.
The RSUs generally vest in three annual installments on April 23, 2027, April 23, 2028, and April 23, 2029, if he remains employed with AES. Each RSU converts into one share of AES Common Stock upon vesting.
After this award, Freedman holds 223,154 AES Common Stock shares directly and 3,130 shares indirectly through a 401(k) plan. Footnote disclosure states he acquired no additional shares through The AES Corporation Retirement Savings Plan since the prior Form 4.
AES CORP EVP and CFO Stephen Coughlin received a grant of 50,345 Restricted Stock Units (RSUs). The award was made under The AES Corporation 2025 Equity and Incentive Compensation Plan and is a form of equity compensation rather than a cash purchase.
The RSUs will generally vest in three annual installments on April 23, 2027, April 23, 2028, and April 23, 2029, subject to his continued employment and the award’s terms. Each RSU converts into one share of AES common stock upon vesting, and his direct holdings after this grant total 265,494 shares.
AES CORP executive Juan Ignacio Rubiolo received an equity award of 48,276 Restricted Stock Units (RSUs). The RSUs were granted under The AES Corporation 2025 Equity and Incentive Compensation Plan and will generally vest in three equal annual installments on April 23, 2027, April 23, 2028, and April 23, 2029, contingent on his continued employment. Each RSU converts into one share of AES common stock upon vesting, and his direct holdings after this grant total 275,911 shares.
AES CORP senior executive Sherry Kohan reported a small tax-related share disposition. On February 24, 2026, 483 shares of AES common stock were automatically withheld at $16.27 per share to cover taxes tied to the vesting of one-third of restricted stock units granted on February 24, 2023.
After this tax-withholding disposition, Kohan directly holds 71,424 AES shares and indirectly holds 36,096 shares through a 401(k) plan. A plan statement dated February 25, 2026 shows no additional AES shares were acquired in the retirement plan since the prior Form 4.
AES CORP executive Juan Ignacio Rubiolo reported automatic share withholdings to cover taxes on vested equity awards. On the vesting of one-third of Restricted Stock Units granted on February 24, 2023, 4,036 and 1,597 AES common shares were disposed at $16.27 per share for tax-withholding purposes. After these non-market transactions, he directly holds 227,635 AES common shares.
AES CORP executive Tish Mendoza reported an automatic tax-related share disposition. On February 24, 2026, 1,487 shares of AES common stock were withheld at $16.27 per share to cover taxes upon vesting of one-third of the Restricted Stock Units granted on February 24, 2023.
After this tax-withholding disposition, Mendoza directly owned 288,420 AES shares. The filing also shows 30,107 shares held indirectly through The AES Corporation Retirement Savings Plan, with the plan statement dated February 25, 2026 indicating no additional plan shares acquired since the last Form 4 filing on February 24, 2026.
AES CORP executive Paul L. Freedman reported a tax-related share disposition. On February 24, 2026, 1,388 shares of AES common stock were automatically withheld at $16.27 per share to cover taxes tied to the vesting of Restricted Stock Units granted on February 24, 2023.
After this withholding, Freedman directly held 178,671 AES common shares. He also indirectly held 3,130 shares through The AES Corporation Retirement Savings Plan, based on a plan statement dated February 25, 2026, with no additional shares acquired in that plan since his prior Form 4.
AES CORP executive Da Santos Bernerd reported a tax-related share disposition. On February 24, 2026, one transaction involved 1,532 shares of AES common stock withheld at a price of $16.27 per share to cover taxes upon vesting of previously granted Restricted Stock Units.
After this automatic tax-withholding disposition, Bernerd directly held 405,117 AES common shares and indirectly held 33,346 shares through a 401(k) plan. The filing notes that no additional AES shares were acquired through the company retirement savings plan since the prior Form 4.
AES Corp executive Stephen Coughlin reported an automatic tax-withholding share disposition tied to restricted stock vesting. On February 24, 2026, one-third of his Restricted Stock Units granted on February 24, 2023 vested, and 1,669 shares of AES common stock were withheld to cover tax obligations. After this tax-withholding disposition, he directly holds 215,149 AES common shares.
AES Corp executive Ricardo Manuel Falu reported an automatic share disposition tied to equity compensation. On the vesting and settlement of one-third of Restricted Stock Units granted on February 24, 2023, 992 shares of AES common stock were withheld at $16.27 per share to cover tax obligations, rather than sold in the open market.
Following this tax-withholding disposition, Falu directly holds 235,589 shares of AES common stock, reflecting his updated ownership after the RSU vesting event.
AES CORP President and CEO Andres Gluski reported an automatic tax-related share disposition rather than an open-market sale. On February 24, 2026, 13,751 shares of Common Stock were withheld at $16.27 per share to cover taxes upon vesting of one-third of Restricted Stock Units granted on February 24, 2023, leaving 2,078,523 shares held directly. He also reported 35,047 shares held indirectly through The AES Corporation Retirement Savings Plan, with a plan statement dated February 25, 2026 indicating no additional shares were acquired in the plan since the prior Form 4.
AES CORP senior executive Sherry Kohan reported equity compensation activity involving AES Common Stock on February 20, 2026. She received two stock awards: 9,994 shares tied to a restricted stock unit (RSU) grant under The AES Corporation 2025 Equity and Incentive Compensation Plan, and 11,256 shares following the performance determination for a performance stock unit (PSU) grant originally awarded on February 24, 2023. The RSU award will generally vest in three annual installments on February 20, 2027, February 20, 2028, and February 20, 2029, with each RSU and each earned PSU delivering one share of AES Common Stock.
To cover tax obligations on vesting and settlement of these and prior RSU and PSU awards, 4,791, 1,180, and 1,782 shares were automatically withheld at a price of $16.51 per share, which is recorded as tax-withholding dispositions rather than open-market sales. After these transactions, she directly held 71,907 AES shares and indirectly held 36,096 shares through a 401(k) plan, which includes 1,790 shares accumulated under The AES Corporation Retirement Savings Plan since the prior Form 4.
AES CORP EVP & Chief HR Officer Tish Mendoza reported equity compensation grants and related tax withholding transactions. On February 20, 2026, she acquired 28,026 shares of common stock through a new RSU award and 32,542 shares through earned PSUs, both at no cash cost to her.
To cover tax obligations upon vesting and settlement of prior PSU and RSU awards, 13,801, 3,648, and 5,512 shares were automatically withheld at $16.51 per share. After these transactions, she directly held 289,907 shares and indirectly held 30,107 shares through a 401(k) plan.
AES Corporation executive Paul L. Freedman reported equity awards and related tax withholding transactions in company stock. On February 20, 2026, he acquired AES Common Stock through two stock-based awards and had shares automatically withheld to cover taxes as those awards vested.
The filing shows a grant of restricted stock units and earned performance stock units, each entitling him to one share of AES Common Stock under AES compensation plans. Several transactions labeled as code “F” reflect automatic share dispositions to satisfy tax liabilities, rather than open-market sales. The filing also updates his indirect holdings in the company’s retirement savings plan.
AES Corporation executive Juan Ignacio Rubiolo reported equity compensation awards and related tax withholding transactions. On February 20, 2026, he acquired 38,487 Restricted Stock Units and 31,782 Performance Stock Units of AES common stock as grants under company equity plans, at no cash cost.
The RSU award generally vests in three annual installments on February 20, 2027, 2028 and 2029, subject to continued employment and award terms. The filing also shows dispositions of 14,805, 4,238 and 6,403 shares at $16.51 per share, reflecting automatic share withholding to cover taxes upon PSU and RSU vesting. After these transactions, Rubiolo directly owned 233,268 AES common shares.
AES CORP Executive Vice President and CFO Stephen Coughlin reported equity compensation activity in AES common stock. On February 20, 2026, he acquired 40,461 shares and 36,074 shares at no cost through stock awards, increasing his direct holdings to 243,998 shares at that point.
On the same date, a total of 27,180 shares were disposed of at $16.51 per share through automatic tax withholding tied to the vesting and settlement of previously granted performance stock units and restricted stock units. After these tax-withholding dispositions, Coughlin directly held 216,818 AES shares.
AES CORP executive Ricardo Manuel Falu reported equity compensation and related tax withholding transactions in company common stock. On February 20, 2026, he received two stock awards totaling 148,259 shares at no cost, described as grants or awards of common stock.
One award reflects Restricted Stock Units under The AES Corporation 2025 Equity and Incentive Compensation Plan that generally vest in three annual installments on February 20, 2027, 2028, and 2029, with each RSU convertible into one common share. A separate Performance Stock Unit award, originally granted on February 24, 2023 under the 2003 Long Term Compensation Plan, settled into common shares after a three-year performance period, with performance approved on February 20, 2026.
On the same date, three dispositions totaling 19,869 shares at a price of $16.51 per share were reported as automatic tax withholding in connection with PSU and RSU vesting and settlement. After these transactions, Falu directly owned 236,581 shares of AES common stock.
AES Corp President and CEO Andres Gluski reported multiple equity transactions in AES common stock on February 20, 2026. He acquired 144,079 shares through a Restricted Stock Unit award that generally vests in three annual installments beginning February 20, 2027, with each unit delivering one share of common stock.
He also acquired 247,024 shares tied to a Performance Stock Unit award granted in 2023, after the three-year performance period was evaluated and approved on February 20, 2026. To cover tax obligations on vesting RSUs and PSUs, 123,760 shares and 32,896 shares were automatically withheld at a price of $16.51 per share. Following these direct transactions, he held 2,092,274 AES shares, plus 35,047 shares held indirectly through a 401(k) plan.
AES Corp executive Da Santos Bernerd reported a mix of stock awards and tax-withholding transactions in AES Common Stock. On February 20, 2026, Bernerd received two stock grants totaling tens of thousands of shares at a price of $0.00 per share, reflecting equity compensation awards.
On the same date, several dispositions labeled code F, at $16.51 per share, covered automatic tax withholding tied to the vesting and settlement of previously granted performance and restricted stock units. After these transactions, Bernerd held over four hundred thousand shares directly, plus additional shares indirectly through a 401(k) plan.
AES Corp filed a Form 4 reporting an automatic share withholding by its EVP and President, Energy Infrastructure, on 11/19/2025. The executive had 7,121 shares of common stock withheld at a price of $13.77 per share to cover taxes due on the vesting and settlement of 50% of Restricted Stock Units originally granted on November 19, 2021. Following this tax withholding transaction, the officer beneficially owns 188,445 shares of AES common stock.
AES Corp (AES) executive Form 4 shows tax-related share withholding. On 11/19/2025, an officer listed as EVP, COO and President, New Energy Tech reported a disposition of 9,240 shares of common stock at $13.77 per share, coded "F" for tax withholding. The explanation states this reflects automatic tax withholding of shares tied to the vesting and settlement of 50% of Restricted Stock Units granted on November 19, 2021. Following this transaction, the reporting person beneficially owned 108,191 AES common shares in direct form.