AudioEye holder proposes $2.61M Class A share sale

Goldman Sachs & Co. LLC is named as broker and signed on behalf of David Moradi, identified as an officer.

Available on EDGAR 10/30/2026 - 06:03 PM EDT Accepted by SEC EDGAR 10/30/2026 - 06:03 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AudioEye, Inc. (AEYE) is the issuer for a proposed Rule 144 sale by Sero Capital LLC of 200,000 Class A shares, with an aggregate market value of $2,606,000. October 30, 2026, is the approximate sale date; the listed number of shares outstanding is 12,684,577.

Key Figures

Proposed sale: 200,000 Class A shares Aggregate market value: $2,606,000 Shares outstanding: 12,684,577 shares

3 metrics

Proposed sale 200,000 Class A shares Approximate sale date: October 30, 2026

Aggregate market value $2,606,000 Proposed sale of Class A shares

Shares outstanding 12,684,577 shares Count listed in the issuer's securities information

Key Terms

Rule 144, public market, private transaction

3 terms

Rule 144 regulatory

"sales required by paragraph (e) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

public market financial

"Acquired from public market"

private transaction financial

"Acquired from issuer in private transaction"

A private transaction is the sale or transfer of securities, assets, or ownership stakes carried out directly between a small number of parties rather than on a public exchange. For investors it matters because these deals are less visible and often less liquid than public trades, so pricing can be harder to verify, the investment can be harder to sell quickly, and buyers or sellers may gain strategic advantages not available in open markets — like negotiated terms similar to a private garage sale versus a crowded marketplace.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AEYE shares are proposed for sale?

The proposed sale is 200,000 Class A shares, with an aggregate market value of $2,606,000. The approximate sale date is October 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001658843
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	AudioEye, Inc.
SEC File Number	001-38640
Address of Issuer	5210 East Williams Circle Suite 750 Tucson ARIZONA 85711
Phone	1-866-331-5324
Name of Person for Whose Account the Securities are To Be Sold	David Moradi
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Shares	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	200000	2606000	12684577	10/30/2026	NASD

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Shares	08/20/2021	Acquired from public market	Public Market			16734	08/20/2021	Cash
Class A Shares	08/19/2021	Acquired from public market	Public Market			10000	08/19/2021	Cash
Class A Shares	08/18/2021	Acquired from public market	Public Market			16600	08/18/2021	Cash
Class A Shares	08/17/2021	Acquired from public market	Public Market			23632	08/17/2021	Cash
Class A Shares	08/16/2021	Acquired from public market	Public Market			10000	08/16/2021	Cash
Class A Shares	11/06/2015	Acquired from issuer in private transaction	Issuer			123034	11/06/2015	None

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	All shares to be sold by Sero Capital LLC.
Date of Notice	10/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of David Moradi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)