AudioEye chairman has 5,706 shares withheld for taxes

Q: How many AEYE shares did David Moradi have withheld for taxes?

David Moradi had 5,706 shares withheld to cover withholding taxes upon vesting of restricted stock units on September 30, 2026, at $6.72 per share.

Q: How many AEYE shares did David Moradi hold after the transaction?

He reported 797,595 shares held directly after the transaction and 1,949,607 shares held through Sero Capital LLC. Moradi is the LLC’s Managing Partner and may be deemed to direct its voting and investment decisions.

After the transaction, David Moradi reported 797,595 directly held shares and 1,949,607 shares held through Sero Capital LLC.

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Filing Sentiment

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Form Type

Rhea-AI Filing Summary

AudioEye Inc. Executive Chairman and CPO David Moradi reported that 5,706 shares were withheld to cover withholding taxes upon vesting of restricted stock units on September 30, 2026, at $6.72 per share. After the transaction, he reported 797,595 shares held directly. He also reported 1,949,607 shares held indirectly through Sero Capital LLC; Moradi is the LLC’s Managing Partner and may be deemed to direct its voting and investment decisions.

Insider Trade Summary

Tax Withholding: 5,706 shares

Tax Withholding 2 txns

Insider Moradi David

Role EXECUTIVE CHAIRMAN AND CPO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock ^F1	5,706	$6.72	$38K
holding	Common Stock ^F2	--	--	--

Holdings After Transaction: Common Stock — 797,595 shares (Direct); Common Stock — 1,949,607 shares (Indirect, Through Sero Capital LLC)

Footnotes (2)

F1. Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.
F2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

Key Figures

Shares withheld for taxes: 5,706 shares Price per share: $6.72 per share Direct shares after transaction: 797,595 shares +1 more

4 metrics

Shares withheld for taxes 5,706 shares Upon vesting of restricted stock units on September 30, 2026

Price per share $6.72 per share Shares withheld on September 30, 2026

Direct shares after transaction 797,595 shares September 30, 2026

Shares held through Sero Capital LLC 1,949,607 shares Indirect holdings reported on September 30, 2026

Key Terms

restricted stock units, vesting, withholding taxes

3 terms

restricted stock units financial

"vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"upon the vesting of restricted stock units"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

withholding taxes financial

"shares withheld to cover withholding taxes"

Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AEYE shares did David Moradi have withheld for taxes?

David Moradi had 5,706 shares withheld to cover withholding taxes upon vesting of restricted stock units on September 30, 2026, at $6.72 per share.

How many AEYE shares did David Moradi hold after the transaction?

He reported 797,595 shares held directly after the transaction and 1,949,607 shares held through Sero Capital LLC. Moradi is the LLC’s Managing Partner and may be deemed to direct its voting and investment decisions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:08 PM Accepted by SEC EDGAR 10/02/2026 - 04:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moradi David

(Last)

(First)

(Middle)

119 WASHINGTON AVE.

SUITE 402

(Street)

MIAMI BEACH

FLORIDA

33139

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	EXECUTIVE CHAIRMAN AND CPO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	09/30/2026		F		5,706⁽¹⁾	D	$6.72	797,595	D
Common Stock								1,949,607	I	Through Sero Capital LLC⁽²⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.

2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

	/s/ Christine G. Long, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR