AudioEye: Sero Capital sells 177,641 shares

Q: How many AEYE shares did Sero Capital LLC sell, and at what prices?

Sero Capital LLC sold 177,641 common shares across four reported transactions. On October 30, 2026, the weighted average prices were $13.3304 for 76,470 shares and $14.1579 for 24,375 shares; on November 2, 37,484 shares were sold at $13.4792, and on November 3, 39,312 shares were sold at $13.4528. No Rule 10b5-1 plan is reported.

Q: How many AEYE shares did David Moradi hold directly?

David Moradi is listed as directly holding 797,595 common shares as of October 30, 2026. This is separate from the shares held through Sero Capital LLC.

A separate direct-ownership entry lists 797,595 AudioEye common shares held by David Moradi as of October 30, 2026.

Available on EDGAR 11/03/2026 - 06:01 PM EST Accepted by SEC EDGAR 11/03/2026 - 06:01 PM EST

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Rhea-AI Filing Summary

AudioEye Inc. (AEYE) reports sales of 177,641 common shares through Sero Capital LLC on October 30, November 2 and November 3, 2026. On October 30, the sales were 76,470 shares at a weighted average price of $13.3304 per share and 24,375 shares at $14.1579; the November 2 sale was 37,484 shares at $13.4792, and the November 3 sale was 39,312 shares at $13.4528. David Moradi, executive chairman and CPO, is Sero Capital’s managing partner and may direct its voting and investment decisions. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Seller: 177,641 shares

Net Sell 4 txns

Insider Moradi David

Role EXECUTIVE CHAIRMAN AND CPO

Sold 177,641 shs ($2.40M)

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F5, F2}	39,312	$13.4528	$529K
Sale	Common Stock ^{F4, F2}	37,484	$13.4792	$505K
Sale	Common Stock ^{F1, F2}	76,470	$13.3304	$1.02M
Sale	Common Stock ^{F3, F2}	24,375	$14.1579	$345K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,771,966 shares (Indirect, Through Sero Capital LLC); Common Stock — 797,595 shares (Direct)

Footnotes (5)

F1. Reflects the weighted average price of 76,470 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on October 30, 2026 with sale prices ranging from $13.00 to $13.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
F3. Reflects the weighted average price of 24,375 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on October 30, 2026 with sale prices ranging from $14.00 to $14.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F4. Reflects the weighted average price of 37,484 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 2, 2026 with sale prices ranging from $13.23 to $13.895 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5. Reflects the weighted average price of 39,312 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 3, 2026 with sale prices ranging from $13.20 to $13.665 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Key Figures

Shares sold and weighted average price: 76,470 shares at $13.3304 per share Shares sold and weighted average price: 24,375 shares at $14.1579 per share Shares sold and weighted average price: 37,484 shares at $13.4792 per share +2 more

5 metrics

Shares sold and weighted average price 76,470 shares at $13.3304 per share October 30, 2026

Shares sold and weighted average price 24,375 shares at $14.1579 per share October 30, 2026

Shares sold and weighted average price 37,484 shares at $13.4792 per share November 2, 2026

Shares sold and weighted average price 39,312 shares at $13.4528 per share November 3, 2026

Direct common shares held 797,595 shares David Moradi, as of October 30, 2026

Key Terms

weighted average price, voting and investment decisions, open market or private transaction

3 terms

weighted average price financial

"Reflects the weighted average price of 76,470 shares"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

voting and investment decisions technical

"may be deemed to direct all voting and investment decisions"

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AEYE shares did Sero Capital LLC sell, and at what prices?

Sero Capital LLC sold 177,641 common shares across four reported transactions. On October 30, 2026, the weighted average prices were $13.3304 for 76,470 shares and $14.1579 for 24,375 shares; on November 2, 37,484 shares were sold at $13.4792, and on November 3, 39,312 shares were sold at $13.4528. No Rule 10b5-1 plan is reported.

How many AEYE shares did David Moradi hold directly?

David Moradi is listed as directly holding 797,595 common shares as of October 30, 2026. This is separate from the shares held through Sero Capital LLC.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moradi David

(Last)

(First)

(Middle)

119 WASHINGTON AVE.

SUITE 402

(Street)

MIAMI BEACH

FLORIDA

33139

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	EXECUTIVE CHAIRMAN AND CPO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/30/2026		S		76,470	D	$13.3304⁽¹⁾	1,873,137	I	Through Sero Capital LLC⁽²⁾
Common Stock	10/30/2026		S		24,375	D	$14.1579⁽³⁾	1,848,762	I	Through Sero Capital LLC⁽²⁾
Common Stock	11/02/2026		S		37,484	D	$13.4792⁽⁴⁾	1,811,278	I	Through Sero Capital LLC⁽²⁾
Common Stock	11/03/2026		S		39,312	D	$13.4528⁽⁵⁾	1,771,966	I	Through Sero Capital LLC⁽²⁾
Common Stock								797,595	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Reflects the weighted average price of 76,470 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on October 30, 2026 with sale prices ranging from $13.00 to $13.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

3. Reflects the weighted average price of 24,375 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on October 30, 2026 with sale prices ranging from $14.00 to $14.59 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price

4. Reflects the weighted average price of 37,484 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 2, 2026 with sale prices ranging from $13.23 to $13.895 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

5. Reflects the weighted average price of 39,312 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 3, 2026 with sale prices ranging from $13.20 to $13.665 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

	/s/ Christine G. Long, Attorney-in-Fact	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR