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AudioEye (AEYE) executive withholds shares to cover RSU tax bill

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AudioEye Inc executive David Moradi reported routine share updates. On June 30, 2026, 3,804 shares of common stock were withheld at $5.81 per share to cover withholding taxes upon the vesting of restricted stock units, a non-market tax-withholding disposition. After this, he held 803,301 shares directly and 1,949,607 shares indirectly through Sero Capital LLC, where he directs voting and investment decisions.

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Insider Moradi David
Role EXECUTIVE CHAIRMAN AND CPO
Type Security Shares Price Value
Tax Withholding Common Stock 3,804 $5.81 $22K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 803,301 shares (Direct, null); Common Stock — 1,949,607 shares (Indirect, Through Sero Capital LLC)
Footnotes (1)
  1. Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
Tax-withheld shares 3,804 shares Withheld to cover RSU withholding taxes on Jun. 30, 2026
Tax withholding price $5.81/share Price used for 3,804 shares withheld for taxes
Direct holdings after event 803,301 shares Common stock held directly by David Moradi after tax withholding
Indirect holdings via Sero Capital 1,949,607 shares Common stock held indirectly through Sero Capital LLC
restricted stock units financial
"Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
withholding taxes financial
"Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units."
Withholding taxes are amounts a payer or government takes out of payments — such as wages, interest, or dividends — before the recipient gets the money, functioning like a cashier keeping part of a bill to pay taxes on your behalf. For investors this matters because it reduces the cash they actually receive, affects net returns and yield calculations, and may require additional paperwork or treaty claims to recover or offset the withheld amount against final tax bills.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
indirect ownership financial
"total_shares_following_transaction": "1949607.0000" ... "ownership_type": "indirect""
nature of ownership financial
""nature_of_ownership": "Through Sero Capital LLC""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moradi David
(Last)(First)(Middle)
119 WASHINGTON AVE.
SUITE 402
(Street)
MIAMI BEACH FLORIDA 33139
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AUDIOEYE INC [ AEYE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
EXECUTIVE CHAIRMAN AND CPO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026F3,804(1)D$5.81803,301D
Common Stock1,949,607IThrough Sero Capital LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.
2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
/s/ Christine G. Long, Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did AudioEye (AEYE) executive David Moradi report in this Form 4?

David Moradi reported that 3,804 AudioEye shares were withheld to cover taxes on vesting restricted stock units. This was a tax-withholding event, not an open-market trade, and reflects routine administration of his equity compensation.

How many AudioEye (AEYE) shares were withheld for taxes in this filing?

The filing shows 3,804 AudioEye common shares withheld at $5.81 per share to satisfy withholding taxes upon the vesting of restricted stock units. This reduced the number of shares delivered from that vesting but did not involve a market sale.

How many AudioEye (AEYE) shares does David Moradi hold after this transaction?

After the tax-withholding event, David Moradi held 803,301 AudioEye shares directly. He also had 1,949,607 shares held indirectly through Sero Capital LLC, where he may direct all voting and investment decisions, according to the filing’s ownership disclosure.

Was this AudioEye (AEYE) Form 4 a sale of shares by David Moradi?

No, the Form 4 describes a tax-withholding disposition coded “F,” where 3,804 shares were withheld to cover taxes on restricted stock unit vesting. This is an administrative equity compensation event, not an open-market sale initiated by the executive.

What is Sero Capital LLC’s role in David Moradi’s AudioEye (AEYE) holdings?

Sero Capital LLC holds 1,949,607 AudioEye shares indirectly for David Moradi. The filing states he is Sero Capital’s Managing Partner and may be deemed to direct all voting and investment decisions for those shares, indicating significant indirect ownership.