STOCK TITAN

Leonard M. Tannenbaum buys AFCG (AFCG) shares in open market trade

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Advanced Flower Capital Inc. director and 10% owner Leonard M. Tannenbaum bought 29,040 shares of Common Stock in an open-market purchase at a weighted average price of $2.76 per share. After this trade, he directly holds 6,426,175 shares. The filing also shows 225,907 shares held indirectly by his spouse and 180,400 shares held by the Tannenbaum Family Foundation, where he serves as President. The footnotes state that he disclaims beneficial ownership of the spouse and foundation holdings, except to the extent of any pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider TANNENBAUM LEONARD M
Role Director, 10% Owner
Bought 29,040 shs ($80K)
Type Security Shares Price Value
Purchase Common Stock 29,040 $2.76 $80K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,426,175 shares (Direct); Common Stock — 225,907 shares (Indirect, Held by spouse)
Footnotes (1)
  1. This transaction was executed in multiple trades ranging from $2.67 to $2.81; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Shares purchased 29,040 shares Open-market purchase of Common Stock on 2026-03-31
Purchase price $2.76 per share Weighted average purchase price for 29,040 shares
Price range $2.67–$2.81 per share Range of prices for multiple trade executions
Direct holdings after trade 6,426,175 shares Common Stock directly owned by Tannenbaum post-transaction
Indirect spouse holdings 225,907 shares Common Stock held indirectly through spouse
Foundation holdings 180,400 shares Common Stock held by Tannenbaum Family Foundation
open-market purchase financial
"transaction_action: "open-market purchase" for Common Stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"the price reported reflects the weighted average price"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest"
indirect ownership financial
"total_shares_following_transaction ... direct_or_indirect: "I""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TANNENBAUM LEONARD M

(Last)(First)(Middle)
477 S. ROSEMARY AVE.
SUITE 301

(Street)
WEST PALM BEACH FLORIDA 33401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Advanced Flower Capital Inc. [ AFCG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026P29,040A$2.76(1)6,426,175D
Common Stock225,907IHeld by spouse(2)
Common Stock180,400ISee footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades ranging from $2.67 to $2.81; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
2. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
3. These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Remarks:
/s/ Gabriel A. Katz, as Attorney-in-Fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AFCG director Leonard M. Tannenbaum report?

Leonard M. Tannenbaum reported buying 29,040 shares of Advanced Flower Capital Inc. Common Stock. The transaction was an open-market purchase at a weighted average price of $2.76 per share, executed in multiple trades within a stated price range.

At what price did Leonard M. Tannenbaum buy AFCG shares?

He bought the shares at a weighted average price of $2.76 per share. Footnotes explain the trade was executed in multiple lots between $2.67 and $2.81, with full trade details available upon request to certain parties.

How many AFCG shares does Leonard M. Tannenbaum hold after this transaction?

Following the reported purchase, Leonard M. Tannenbaum directly holds 6,426,175 shares of Advanced Flower Capital Inc. Common Stock. The filing also lists additional indirect holdings through his spouse and the Tannenbaum Family Foundation with separate share counts.

Does Leonard M. Tannenbaum claim full beneficial ownership of all reported AFCG shares?

No. While he directly owns 6,426,175 shares, he disclaims beneficial ownership of shares held by his spouse and the Tannenbaum Family Foundation, except for any pecuniary interest, as explicitly noted in the footnotes to the filing.

What does the price range in Leonard M. Tannenbaum’s AFCG trade indicate?

The filing states the purchase was executed in multiple trades between $2.67 and $2.81 per share. The reported $2.76 figure is a weighted average, and detailed trade-level price and share information is available upon request to specified parties.