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Affirm Holdings, Inc. (AFRM) CLO reports RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Affirm Holdings, Inc. reported that Chief Legal Officer Katherine Adkins settled 1,401 Restricted Stock Units into an equal number of Class A Common shares on August 1, 2026. Of these, 634 shares were withheld at $71.51 per share to cover tax obligations. The RSU grant vests in 48 equal monthly installments beginning October 1, 2022, and 1,403 RSUs remain outstanding after this vesting event.

Positive

  • None.

Negative

  • None.
Insider Adkins Katherine
Role Chief Legal Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F3 1,401 $0.00 $0.00
Exercise Class A Common Stock 1,401 $0.00 $0.00
Tax Withholding Class A Common Stock F1 634 $71.51 $45K
Holdings After Transaction: Restricted Stock Units — 1,403 shares (Direct); Class A Common Stock — 146,640 shares (Direct)
Footnotes (3)
  1. F1. Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on August 1, 2026.
  2. F2. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  3. F3. The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
RSUs settled into shares 1,401 shares Restricted Stock Units converted to Class A Common Stock on August 1, 2026
Shares withheld for taxes 634 shares Class A Common Stock withheld to satisfy tax obligation on RSU vesting
Tax withholding price $71.51 per share Value used for shares withheld to cover tax obligation
RSUs remaining after vesting 1,403 RSUs Restricted Stock Units remaining outstanding following the August 1, 2026 vesting
RSU vesting installments 48 monthly installments Grant vests in 48 equal monthly installments beginning October 1, 2022
Vesting start date October 1, 2022 Commencement of monthly vesting for the RSU grant
Restricted Stock Units financial
"Each Restricted Stock Unit (RSU) represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"receive one share of the Issuer's Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
tax obligation financial
"shares of Common Stock withheld to satisfy the Reporting Person's tax obligation"
vest in 48 equal monthly installments financial
"The RSUs vest in 48 equal monthly installments beginning October 1, 2022"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

How many AFRM shares were withheld for taxes in Katherine Adkins’ Form 4 filing?
In the reported transaction, 634 shares of Affirm’s Class A Common Stock were withheld at $71.51 per share to satisfy Katherine Adkins’ tax obligation arising from the RSU vesting on August 1, 2026.

How many RSUs remain for Katherine Adkins after the August 1, 2026 AFRM vesting?
Following the August 1, 2026 vesting, Katherine Adkins has 1,403 Restricted Stock Units remaining from this grant. These units continue to be subject to the existing monthly vesting schedule described in the equity award terms.

What is the vesting schedule of Katherine Adkins’ RSUs reported by AFRM?
The RSU grant to Katherine Adkins vests in 48 equal monthly installments beginning October 1, 2022, conditioned on her continuous service with Affirm Holdings, Inc. on each vesting date. The August 1, 2026 transaction reflects one such monthly vesting.

Were the AFRM insider transactions for Katherine Adkins part of a 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, and the footnotes describe routine RSU vesting and tax withholding, without indicating any pre-arranged 10b5-1 trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Adkins Katherine
(Last)(First)(Middle)
C/O AFFIRM HOLDINGS, INC.
221 MAIN ST., FLOOR 6
(Street)
SAN FRANCISCO CALIFORNIA 94105
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Affirm Holdings, Inc. [ AFRM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/01/2026M1,401A$0147,274D
Class A Common Stock08/01/2026F634(1)D$71.51146,640D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)08/01/2026M1,401 (3) (3)Class A Common Stock1,401$01,403D
Explanation of Responses:
1. Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on August 1, 2026.
2. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
3. The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
Remarks:
/s/ Josh Samples, Attorney-in-Fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR