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AGM Group CEO reports 17.4M-share indirect holding

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Form Type
3

Rhea-AI Filing Summary

AGM Group Holdings, Inc. (AGMH) reports that Chief Executive Officer and director Rui Katherine Zhang indirectly holds 17,446,471 Class A Ordinary Shares through Vastway Technology Co., Ltd. The entry dated October 5, 2026 lists this as the reported position; Vastway is identified as wholly owned by Rui Zhang.

Insider Zhang Rui Katherine
Role Chief Executive Officer
Type Security Shares Price Value
holding Class A Ordinary Shares F1 -- -- --
Holdings After Transaction: Class A Ordinary Shares — 17,446,471 shares (Indirect, By Vastway Technology Co., Ltd.)
Footnotes (1)
  1. F1. Vastway Technology Co., Ltd. is a Cayman Islands company wholly owned by Rui Zhang. The registered address of Vastway Technology Co., Ltd. is Ascentium (Cayman) Limited (formerly Harneys Fiduciary (Cayman) Limited), 4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002, Cayman Islands.
Indirect Class A Ordinary Shares 17,446,471 shares Held through Vastway Technology Co., Ltd.; entry dated October 5, 2026
Class A Ordinary Shares financial
"17,446,471 Class A Ordinary Shares"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
wholly owned technical
"Vastway Technology Co., Ltd. is wholly owned by Rui Zhang"

FAQ

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How many AGMH Class A Ordinary Shares does Rui Katherine Zhang report?

Rui Katherine Zhang is reported to indirectly hold 17,446,471 AGMH Class A Ordinary Shares through Vastway Technology Co., Ltd., which is wholly owned by Rui Zhang.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Zhang Rui Katherine

(Last)(First)(Middle)
4TH FLOOR, HARBOUR PLACE
103 SOUTH CHURCH STREET, P.O. BOX 10240

(Street)
GEORGE TOWNCAYMAN ISLANDSKY1-1002

(City)(State)(Zip)

CAYMAN ISLANDS

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/05/2026
3. Issuer Name and Ticker or Trading Symbol
AGM GROUP HOLDINGS, INC. [ AGMH ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares17,446,471IBy Vastway Technology Co., Ltd.(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Vastway Technology Co., Ltd. is a Cayman Islands company wholly owned by Rui Zhang. The registered address of Vastway Technology Co., Ltd. is Ascentium (Cayman) Limited (formerly Harneys Fiduciary (Cayman) Limited), 4th Floor, Harbour Place, 103 South Church Street, P.O. Box 10240, Grand Cayman KY1-1002, Cayman Islands.
/s/ Rui Zhang10/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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