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AGNC Investment (NASDAQ: AGNC) grants CFO Bernice Bell 89,686 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. executive vice president and CFO Bernice Bell reported receiving a grant of 89,686 restricted stock units of common stock at no cost under the company’s 2016 Equity and Incentive Compensation Plan. This is classified as a grant, award, or other acquisition.

The RSUs will vest in three equal installments on March 15, 2027, March 15, 2028, and March 15, 2029, subject to stated limitations. Following this award, Bell’s directly owned common stock and RSU holdings total 457,016.008 shares.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bell Bernice

(Last) (First) (Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVENUE 22ND FL

(Street)
BETHESDA MD 20814

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 A 89,686 A (1) 457,016.008 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments, on each of March 15, 2027, March 15, 2028 and March 15, 2029.
/s/ Bernice Bell 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did AGNC (AGNC) EVP and CFO Bernice Bell report in this Form 4 filing?

Bernice Bell reported receiving a grant of 89,686 restricted stock units of AGNC common stock at no cost. These RSUs were awarded under AGNC’s 2016 Equity and Incentive Compensation Plan as a non-cash equity incentive for the executive vice president and chief financial officer.

How many AGNC shares or units does Bernice Bell hold after this reported transaction?

After this transaction, Bernice Bell directly holds a total of 457,016.008 AGNC common stock shares and restricted stock units. This figure reflects her position following the grant of 89,686 RSUs reported in the Form 4 insider trading disclosure filed for the March 2, 2026 transaction date.

What type of AGNC security was granted to Bernice Bell in this Form 4?

The grant to Bernice Bell consists of restricted stock units, or RSUs, tied to AGNC common stock. These RSUs were issued under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan as part of her executive compensation package.

On what schedule will Bernice Bell’s 89,686 AGNC RSUs vest?

The 89,686 AGNC RSUs granted to Bernice Bell vest in three equal installments. The underlying common stock will vest, subject to certain limitations, on March 15, 2027, March 15, 2028, and March 15, 2029, providing a multi-year equity incentive framework for the company’s CFO.

Did Bernice Bell pay any cash consideration for the AGNC RSU grant reported?

No cash consideration was paid by Bernice Bell for the AGNC RSU grant. The filing notes that the awards were received as a grant for no consideration, meaning they were issued as part of her equity compensation rather than purchased in an open-market or private transaction.

How is the Form 4 transaction for AGNC classified in regulatory terms?

The Form 4 transaction is classified under code “A” as a grant, award, or other acquisition of a non-derivative security. It reflects an executive compensation-related grant of AGNC restricted stock units, not an open-market buy or sell of the company’s common stock by Bernice Bell.
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