Agnc Invt SEC Filings

AGNC Investment Corp. executive vice president Sean Reid reported a performance-based stock award. On January 21, 2026, he acquired 117,087 shares of common stock at no cost after performance criteria were satisfied under the Amended and Restated AGNC Investment Corp. 2016 Equity and Incentive Compensation Plan, which was granted on March 1, 2023. Following this award, he directly beneficially owns 445,047.049 shares of common stock and indirectly owns 11,000 shares through an IRA. The filing notes that his total includes 17,811 dividend equivalent restricted stock units credited on previously granted RSU awards.

AGNC Investment Corp. Director and Executive Chair Gary D. Kain reported a large share award. On January 21, 2026, he acquired 633,605 shares of common stock at no cost, following the satisfaction of performance criteria tied to grants made under the company’s 2016 Equity and Incentive Compensation Plan. The total includes 48,454 dividend equivalent restricted stock units added since his prior report. After this award, Kain beneficially owns 2,889,091.101 common shares directly, plus 517,920 common shares indirectly through a family trust, and 10,900 shares of Series D preferred stock.

AGNC Investment Corp. Director and Executive Chair Gary D. Kain reported a large share award. On January 21, 2026, he acquired 633,605 shares of common stock at no cost, following the satisfaction of performance criteria tied to grants made under the company’s 2016 Equity and Incentive Compensation Plan. The total includes 48,454 dividend equivalent restricted stock units added since his prior report. After this award, Kain beneficially owns 2,889,091.101 common shares directly, plus 517,920 common shares indirectly through a family trust, and 10,900 shares of Series D preferred stock.

AGNC Investment Corp. reported that its Director, President, CEO and CIO, Peter Federico, received 754,303 shares of common stock on January 21, 2026. The shares were issued for no cash consideration after performance criteria were satisfied under the company’s 2016 Equity and Incentive Compensation Plan and include 25,647 dividend-equivalent restricted stock units earned since his prior filing.

Following this grant, Federico beneficially owns 2,291,552.869 shares of AGNC common stock directly and 1,900 shares indirectly through an IRA.

AGNC Investment Corp. reported that its Director, President, CEO and CIO, Peter Federico, received 754,303 shares of common stock on January 21, 2026. The shares were issued for no cash consideration after performance criteria were satisfied under the company’s 2016 Equity and Incentive Compensation Plan and include 25,647 dividend-equivalent restricted stock units earned since his prior filing.

Following this grant, Federico beneficially owns 2,291,552.869 shares of AGNC common stock directly and 1,900 shares indirectly through an IRA.

AGNC Investment Corp. created a new 8.75% Series H Fixed-Rate Cumulative Redeemable Preferred Stock by filing a Certificate of Designations in Delaware, designating 13,800 preferred shares with a $25,000 per-share liquidation preference.

The Series H pays quarterly cumulative cash dividends at an 8.75% fixed rate, equal to $2,187.50 per year per preferred share or $2.1875 per year per depositary share, with payments each January, April, July and October starting January 15, 2026. Each depositary share represents a 1/1,000th interest in a Series H share.

The Series H ranks senior to common stock and on parity with AGNC’s other outstanding preferred series and is generally not redeemable before October 15, 2030, except for REIT-related or Change of Control circumstances. On or after that date, AGNC may redeem at $25,000 per share ($25.00 per depositary share) plus unpaid dividends, and holders gain a change-of-control conversion right into common stock under specified conditions.

AGNC Investment Corp. entered into an underwriting agreement on September 3, 2025 to sell 12,000,000 depositary shares, each representing a 1/1,000th interest in its 8.75% Series H Fixed-Rate Cumulative Redeemable Preferred Stock. The company also granted the underwriters a 30-day option to purchase up to an additional 1,800,000 depositary shares, which the underwriters exercised on September 5, 2025. The offering is expected to close on September 10, 2025, subject to customary closing conditions, and is being conducted under an effective shelf registration statement and related prospectus supplement.

AGNC Investment Corp. offers depositary shares representing 1/1,000th interests in newly designated preferred stock (Series H) that pay dividends and convert under defined Change of Control terms. The Series H has a $25,000 liquidation preference per preferred share (equivalent to $25.00 per depositary share). Each depositary share represents a fractional interest and conversion outcomes are subject to a Share Cap of 5,122.95 (5.12295 per depositary share) and a Common Stock Price floor reference of $4.88 (50% of a referenced closing price). AGNC is an internally managed REIT that primarily invests in agency RMBS, funds investments largely with repurchase agreements and intends to distribute its taxable income to maintain REIT status. The prospectus highlights material risks: potential inability to pay dividends, limited voting rights, possible dilution from additional parity preferred issuances, and the absence of an established trading market for the depositary shares.

AGNC Investment Corp. is offering depositary shares representing fractional interests in newly issued Series H Preferred Stock, to be listed under the symbol "AGNCZ" if approved. The company is an internally managed REIT that primarily invests on a leveraged basis in Agency RMBS guaranteed by GSEs or U.S. government agencies and funds investments mainly through repurchase agreements. At June 30, 2025, AGNC reported approximately $91.7 billion of indebtedness and other liabilities ranking senior to the Series H Preferred Stock. Series H ranks on parity with Series C ($325.0 million), Series D ($235.0 million), Series E ($402.5 million), Series F ($575.0 million) and Series G ($150.0 million) preferred stock and is junior to the company’s indebtedness and subsidiaries’ liabilities. The depositary shares rely on dividends paid on the underlying Series H Preferred Stock and are subject to REIT ownership restrictions, DTC book-entry procedures and customary redemption, tax and transfer limitations described in the prospectus supplement.

Bernice Bell, EVP and Chief Financial Officer of AGNC Investment Corp., reported a sale of common stock. The Form 4 discloses a disposition of 31,500 shares at a price of $9.46 per share executed on 08/08/2025. After the transaction the reporting person beneficially owned 354,196.311 shares of AGNC common stock. The filing notes that the total includes 11,677 dividend-equivalent restricted stock units received on previously granted RSU awards since the last Form 4 filing. The report is a routine insider transaction disclosure under Section 16.

Form 144 summary for AGNC Investment Corp (AGNCN)

The filer reported a proposed sale of 31,500 common shares through Fidelity Brokerage Services LLC with an aggregate market value of $297,990.00, scheduled approximately 08/08/2025. The filing lists the securities exchange as NASDAQ and reports 1,041,732,565 shares outstanding.

• Acquisition details: restricted stock vesting on 02/15/2022 (6,646 shares), 03/15/2022 (11,725 shares), and 02/15/2023 (13,129 shares), paid as compensation.
• Past sales: the filer reports "Nothing to Report" for securities sold in the past three months.