STOCK TITAN

AGNC Investment Corp. (AGNC) CEO sells 193,234 shares in April trades

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

AGNC Investment Corp. Director, President, CEO and CIO Peter J. Federico reported open-market sales of a total of 193,234 shares of common stock over three days in late April. The shares were sold at weighted-average prices between $10.835 and $11.115 per share. Following these sales, he directly owns 1,927,082.869 common shares and also holds 1,900 shares indirectly through an IRA.

Positive

  • None.

Negative

  • None.
Insider Federico Peter J
Role Director, President, CEO, CIO
Sold 193,234 shs ($2.13M)
Type Security Shares Price Value
Sale Common Stock 64,412 $11.079 $714K
Sale Common Stock 64,411 $11.029 $710K
Sale Common Stock 64,411 $10.908 $703K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,927,082.869 shares (Direct, null); Common Stock — 1,900 shares (Indirect, IRA)
Footnotes (1)
  1. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.835 to $11.035, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Includes 8,560 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.015 to $11.05, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.055 to $11.115, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Shares sold on April 28, 2026 64,412 shares at $11.079 Open-market sale of common stock
Shares sold on April 27, 2026 64,411 shares at $11.029 Open-market sale of common stock
Shares sold on April 24, 2026 64,411 shares at $10.908 Open-market sale of common stock
Total shares sold 193,234 shares Net open-market sales reported in Form 4
Direct holdings after transactions 1,927,082.869 shares Common stock directly owned post-sale
Indirect IRA holdings 1,900 shares Common stock held indirectly via IRA
Dividend equivalent RSUs 8,560 units RSUs received since last Form 4 filing
weighted average financial
"The reported price is a weighted average. The shares were sold in multiple transactions..."
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
dividend equivalent restricted stock units financial
"Includes 8,560 dividend equivalent restricted stock units received on previously granted RSU awards..."
IRA financial
"nature_of_ownership": "IRA""
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
indirect ownership financial
""ownership_type": "indirect""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Federico Peter J

(Last)(First)(Middle)
AGNC INVESTMENT CORP.
7373 WISCONSIN AVE 22ND FL

(Street)
BETHESDA MARYLAND 20814

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AGNC Investment Corp. [ AGNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Director, President, CEO, CIO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/24/2026S64,411D$10.908(1)2,055,905.869(2)D
Common Stock04/27/2026S64,411D$11.029(3)1,991,494.869D
Common Stock04/28/2026S64,412D$11.079(4)1,927,082.869D
Common Stock1,900IIRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.835 to $11.035, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
2. Includes 8,560 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.
3. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.015 to $11.05, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
4. The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $11.055 to $11.115, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Peter Federico04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did AGNC (AGNC) CEO Peter J. Federico report in this Form 4?

Peter J. Federico reported selling 193,234 AGNC common shares in open-market transactions. These sales occurred over three days in April at weighted-average prices slightly above $11 per share, and he remains a large shareholder after the transactions.

How many AGNC (AGNC) shares did the CEO sell and at what prices?

He sold 193,234 common shares of AGNC in three equal tranches of 64,411–64,412 shares. The weighted-average sale prices ranged from $10.908 to $11.079, with detailed price ranges between $10.835 and $11.115 disclosed in the footnotes.

How many AGNC (AGNC) shares does Peter J. Federico own after these sales?

After the reported sales, he directly owns 1,927,082.869 AGNC common shares. In addition, a separate holding entry shows 1,900 common shares held indirectly through an IRA, giving him both direct and indirect exposure to the company’s stock.

Over what dates did the AGNC (AGNC) CEO’s Form 4 sales occur?

The reported open-market sales took place on April 24, April 27, and April 28, 2026. Each date shows a sale of 64,411 or 64,412 common shares, with the Form 4 providing a separate weighted-average sale price for each trading day.

What do the weighted-average price footnotes mean in AGNC’s Form 4?

The footnotes explain each reported price is a weighted average across multiple trades that day. For example, some shares were sold between $10.835 and $11.035. The CEO commits to provide full trade-by-trade pricing details to the issuer or SEC staff upon request.

What are dividend equivalent RSUs mentioned in the AGNC (AGNC) filing?

The filing notes 8,560 dividend equivalent restricted stock units tied to earlier RSU awards. These RSUs accumulate additional units when dividends are paid, aligning executive compensation with shareholder returns by mirroring the cash dividends paid on AGNC common stock.