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[Form 3] ASSURED GUARANTY LTD Initial Statement of Beneficial Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Assured Guaranty Ltd and its related entities reported their ownership position in Sound Point Direct Lending BDC on a Form 3. The filing shows indirect beneficial ownership of 760,000 Common Shares of Beneficial Interest, held directly by AG Asset Strategies LLC. Assured Guaranty Inc., Assured Guaranty Municipal Holdings Inc., Assured Guaranty US Holdings Inc., and Assured Guaranty Ltd are listed as indirect beneficial owners through the ownership chain described.

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Insider ASSURED GUARANTY LTD, Assured Guaranty US Holdings Inc., AG Asset Strategies LLC, Assured Guaranty Inc., Assured Guaranty Municipal Holdings Inc.
Role 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
Type Security Shares Price Value
holding Common Shares of Beneficial Interest -- -- --
Holdings After Transaction: Common Shares of Beneficial Interest — 760,000 shares (Indirect, See footnote)
Footnotes (1)
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FAQ

What does Assured Guaranty Ltd report in this Form 3 for AGO?
Assured Guaranty Ltd and affiliated entities report indirect beneficial ownership of 760,000 Common Shares of Beneficial Interest in Sound Point Direct Lending BDC. The shares are held directly by AG Asset Strategies LLC, with the other entities shown as indirect owners through a multi-level holding structure.

How many Sound Point Direct Lending BDC shares are indirectly owned by AGO affiliates?
The filing lists indirect beneficial ownership of 760,000 Common Shares of Beneficial Interest in Sound Point Direct Lending BDC. These shares are held directly by AG Asset Strategies LLC, which is owned through a chain of Assured Guaranty entities up to Assured Guaranty Ltd as the ultimate parent.

Why are multiple Assured Guaranty entities listed as reporting persons for AGO?
Multiple Assured Guaranty entities are listed because ownership of the 760,000 Sound Point Direct Lending BDC shares flows through an internal chain. AG Asset Strategies LLC owns the shares directly, and each higher-tier Assured Guaranty company is identified as an indirect beneficial owner through that ownership structure.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
ASSURED GUARANTY LTD
(Last) (First) (Middle)
30 WOODBOURNE AVENUE, 5TH FLOOR
(Street)
HAMILTON D0 HM 08
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2026 		3. Issuer Name and Ticker or Trading Symbol
Sound Point Direct Lending BDC [ NONE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares of Beneficial Interest 760,000 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
ASSURED GUARANTY LTD
(Last) (First) (Middle)
30 WOODBOURNE AVENUE, 5TH FLOOR
(Street)
HAMILTON D0 HM 08
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty US Holdings Inc.
(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
AG Asset Strategies LLC
(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Inc.
(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Assured Guaranty Municipal Holdings Inc.
(Last) (First) (Middle)
1633 BROADWAY, 23RD FLOOR
(Street)
NEW YORK NY 10019
(City) (State) (Zip)
Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its sole member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney.
/s/ Nicole Idoko, as Authorized Signatory for Assured Guaranty Ltd. 02/27/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty US Holdings Inc. 02/27/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc., sole member of AG Asset Strategies LLC 02/27/2026
/s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Inc. 02/27/2026
s/ Nicole Idoko, as Assistant Secretary for Assured Guaranty Municipal Holdings Inc. 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR