Assured Guaranty (NYSE: AGO) CEO gives away 23K shares
Rhea-AI Filing Summary
ASSURED GUARANTY LTD (AGO) insider Dominic Frederico, President, CEO and Deputy Chairman, reported a bona fide gift of 23,331 Common Shares on 2026-08-20, for no consideration. After this gift, he directly holds 1,275,219.0034 Common Shares, including 275 shares acquired through the company’s Employee Stock Purchase Plan.
In addition, indirect holdings reported are 9,400 shares held by his wife, 200 shares held by his daughter, and 345,000 shares held by a family limited partnership. The filing indicates the Rule 10b5-1 checkbox was not selected for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 23,331 shares
Net Sell
4 txns
Insider
FREDERICO DOMINIC
Role
President/CEO/Deputy Chairman
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Shares F1 | 23,331 | $0.00 | $0.00 |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Common Shares — 1,275,219.0034 shares (Direct);
Common Shares — 9,400 shares (Indirect, By Wife);
Common Shares — 200 shares (Indirect, By Daughter);
Common Shares — 345,000 shares (Indirect, By Family Limited Partnership)
Footnotes (1)
- F1. Total includes 275 shares purchased on 06/30/2026 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.
Key Figures
Gifted Common Shares: 23,331 shares
Direct Holdings After Transaction: 1,275,219.0034 shares
Indirect Holdings By Wife: 9,400 shares
+4 more
7 metrics
Gifted Common Shares
23,331 shares
Bona fide gift of AGO Common Shares on 2026-08-20
Direct Holdings After Transaction
1,275,219.0034 shares
Common Shares directly held by Dominic Frederico after the gift
Indirect Holdings By Wife
9,400 shares
Common Shares held indirectly by wife
Indirect Holdings By Daughter
200 shares
Common Shares held indirectly by daughter
Indirect Holdings By Family Limited Partnership
345,000 shares
Common Shares held indirectly by family limited partnership
ESPP Shares Included in Direct Total
275 shares
Shares purchased on 06/30/2026 under Employee Stock Purchase Plan meeting Rule 16b-3
Gift Price Per Share
$0.00
Bona fide gift, no consideration paid per share
Key Terms
bona fide gift, Rule 16b-3, Employee Stock Purchase Plan, Family Limited Partnership
4 terms
bona fide gift financial
"Transaction code G is described as a bona fide gift of shares"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Rule 16b-3 regulatory
"Plan which meets the requirements of Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Employee Stock Purchase Plan financial
"purchased pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Family Limited Partnership financial
"Indirect ownership nature stated as By Family Limited Partnership"
FAQ
What transaction did AGO insider Dominic Frederico report on this Form 4?
Dominic Frederico reported a bona fide gift of 23,331 Common Shares of ASSURED GUARANTY LTD (AGO) on 2026-08-20. The transaction was coded “G” and carried a per-share price of $0.00, reflecting that it was a gift rather than a sale.
Was the AGO Form 4 gift transaction made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is not selected (aff_10b5_one: false), indicating the reported 23,331-share bona fide gift of ASSURED GUARANTY LTD (AGO) Common Shares was not affirmatively reported as being made under a Rule 10b5-1 trading plan.
What does the footnote about the Employee Stock Purchase Plan explain for AGO?
The footnote explains that the direct share total includes 275 shares purchased on 06/30/2026 under the Assured Guaranty Ltd. Employee Stock Purchase Plan, and that this plan meets the requirements of Rule 16b-3, which governs certain insider transactions for reporting and exemption purposes.
AI-generated analysis. How Rhea-AI works. Not financial advice.
