Assured Guaranty CRO has 1,031 shares withheld

Assured Guaranty Ltd.’s Chief Risk Officer, Jorge A. Gana, reported a tax-related share withholding transaction.

Accepted by SEC EDGAR 02/09/2026 - 05:13 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Assured Guaranty Ltd.’s Chief Risk Officer, Jorge A. Gana, reported a tax-related share withholding transaction. On February 7, 2026, 1,031 common shares of Assured Guaranty were withheld at $87.75 per share to pay a tax liability. Following this, he directly beneficially owned 26,539 common shares. This total includes 279 shares purchased on June 30, 2025 under Assured Guaranty’s Employee Stock Purchase Plan that meets the requirements of Rule 16b-3.

Insider Trade Summary

Exercise Price or Tax Liability: 1,031 shares

Exercise Price or Tax Liability 1 txn

Insider Gana Jorge A.

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Shares	1,031	$87.75	$90K

Holdings After Transaction: Common Shares — 26,539 shares (Direct)

Holdings Before and After: Common Shares, 27,570 to 26,539 shares (Direct)

Footnotes (2)

1. F1. Common Shares being withheld to pay tax liability.
2. F2. Total includes 279 shares purchased on 06/30/2025 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Assured Guaranty (AGO) report for Jorge A. Gana?

Assured Guaranty’s Chief Risk Officer, Jorge A. Gana, reported a Form 4 transaction where 1,031 common shares were withheld on February 7, 2026. The shares were withheld at $87.75 each to cover a tax liability rather than being sold in an open-market trade.

How many Assured Guaranty (AGO) shares were withheld and at what price?

On February 7, 2026, 1,031 Assured Guaranty common shares were withheld at a price of $87.75 per share. The filing explains these shares were retained by the company to satisfy a tax liability associated with the reporting person’s equity compensation.

How many Assured Guaranty (AGO) shares does Jorge A. Gana own after this Form 4?

After the reported transaction, Chief Risk Officer Jorge A. Gana beneficially owned 26,539 Assured Guaranty common shares directly. This total includes shares acquired through an employee stock purchase plan and reflects his holdings following the tax withholding event on February 7, 2026.

What role does the Assured Guaranty (AGO) Employee Stock Purchase Plan play in this Form 4?

The Form 4 notes that Gana’s total 26,539 shares include 279 shares purchased on June 30, 2025 under Assured Guaranty’s Employee Stock Purchase Plan. The plan meets Rule 16b-3 requirements, indicating it is a board-approved, compensatory arrangement for employees.

Is the February 7, 2026 Assured Guaranty (AGO) Form 4 a sale by the Chief Risk Officer?

The transaction is coded “F” and described as common shares being withheld to pay a tax liability. This means the 1,031 shares were retained by Assured Guaranty to cover taxes on equity compensation, rather than representing a discretionary open-market sale by the executive.

What is Jorge A. Gana’s position at Assured Guaranty (AGO) in this Form 4?

In the Form 4, Jorge A. Gana is identified as an officer of Assured Guaranty Ltd. with the title Chief Risk Officer. He is not listed as a director or 10% owner, and the filing is made by one reporting person on his own behalf.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gana Jorge A.

(Last) (First) (Middle)

30 WOODBOURNE AVENUE

5TH FLOOR

(Street)

HAMILTON D0 HM 08

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/07/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	02/07/2026		F		1,031(1)	D	$87.75	26,539(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common Shares being withheld to pay tax liability.

2. Total includes 279 shares purchased on 06/30/2025 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Remarks:

	/s/ Ling Chow, Attorney-in-fact	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.