STOCK TITAN

Assured Guaranty (NYSE: AGO) CEO sells 29,998 shares but keeps major stake

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Assured Guaranty Ltd. President, CEO, and Deputy Chairman Dominic Frederico sold 29,998 common shares in an open-market transaction at $81.41 per share. After the sale, he directly holds 1,264,295.0034 common shares and also has indirect holdings through his wife, daughter, and a family limited partnership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FREDERICO DOMINIC

(Last)(First)(Middle)
30 WOODBOURNE AVENUE 5TH FLOOR

(Street)
HAMILTONHM 08

(City)(State)(Zip)

BERMUDA

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President/CEO/Deputy Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares03/23/2026S29,998D$81.41(1)1,264,295.0034D
Common Shares9,400IBy Wife
Common Shares200IBy Daughter
Common Shares345,000IBy Family Limited Partnership
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale price reported above has been rounded to the nearest cent.
Remarks:
/s/ Ling Chow, Attorney-in-fact03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did AGO CEO Dominic Frederico report on this Form 4?

Dominic Frederico reported an open-market sale of 29,998 Assured Guaranty common shares at $81.41 per share. The transaction involved non-derivative common stock and was classified as a routine open-market or private transaction sale of existing shares.

How many Assured Guaranty (AGO) shares does the CEO hold after this reported sale?

Following the reported sale, Dominic Frederico holds 1,264,295.0034 Assured Guaranty common shares directly. In addition, Form 4 entries show indirect holdings of 9,400 shares by his wife, 200 shares by his daughter, and 345,000 shares through a family limited partnership.

What was the sale price for the AGO shares sold by the CEO on March 23, 2026?

The 29,998 Assured Guaranty common shares were sold at $81.41 per share on March 23, 2026. A footnote explains that the reported sale price has been rounded to the nearest cent, reflecting standard reporting practice for this type of insider transaction.

Does this AGO Form 4 show any option exercises or derivative transactions by the CEO?

The Form 4 data show no derivative transactions or option exercises for Dominic Frederico in this filing. All reported activity involves non-derivative common shares, with a single open-market sale and separate lines updating indirect holdings through family-related accounts.

How large is the CEO’s reported sale compared with his remaining AGO holdings?

The CEO sold 29,998 Assured Guaranty common shares while retaining 1,264,295.0034 shares directly. The filing also lists additional indirect holdings via his wife, daughter, and a family limited partnership, indicating that the sale represents a relatively small portion of his overall reported position.

What indirect Assured Guaranty (AGO) holdings related to the CEO are disclosed in this Form 4?

The Form 4 notes 9,400 common shares held indirectly by the CEO’s wife, 200 shares held by his daughter, and 345,000 shares held by a family limited partnership. These positions are classified as indirect ownership separate from the CEO’s direct shareholdings.
Assured Guaranty Ltd

NYSE:AGO

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Bermuda
HAMILTON BERMUDA