STOCK TITAN

[Form 4] ASSURED GUARANTY LTD Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Assured Guaranty Ltd reported that Chief Operating Officer Robert Bailenson acquired 7,806 common shares as a share-based award, with no cash price per share. These shares were determined based on achieving relative total shareholder value targets, have vested, and are scheduled to be delivered in February 2027, subject to continued compliance with the award agreement. Following this award, he holds a total of 306,251.0819 common shares directly.

Positive

  • None.

Negative

  • None.
Insider Bailenson Robert
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Shares 7,806 $0.00 --
Holdings After Transaction: Common Shares — 306,251.082 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Performance share award 7,806 shares Common Shares granted to COO as award on 2026-05-01
Award price per share $0.0000 per share Recorded transaction price for granted Common Shares
Total holdings after award 306,251.0819 shares COO’s direct common share holdings following transaction
Delivery timing February 2027 Vested shares to be delivered then, subject to award terms
relative total shareholder value financial
"based on the achievement of relative total shareholder value targets"
vested financial
"These shares have vested and will be delivered in February 2027"
award agreement financial
"subject to continued compliance with the terms of the award agreement"
An award agreement is a legal contract that spells out the terms of a pay or equity grant—such as stock options, restricted shares, or cash bonuses—given to an employee, director or consultant. It describes what is being granted, any conditions for keeping it (for example, earning it over time or meeting performance targets), and what happens if the person leaves or breaks rules. Investors care because these agreements affect company costs, potential share dilution and how executives are motivated and rewarded.
grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bailenson Robert

(Last)(First)(Middle)
30 WOODBOURNE AVENUE 5TH FLOOR

(Street)
HAMILTONHM 08

(City)(State)(Zip)

BERMUDA

(Country)
2. Issuer Name and Ticker or Trading Symbol
ASSURED GUARANTY LTD [ AGO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/01/2026A7,806(1)A$0306,251.0819D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the determination of the number of common shares to be delivered based on the achievement of relative total shareholder value targets. These shares have vested and will be delivered in February 2027 subject to continued compliance with the terms of the award agreement.
Remarks:
/s/ Ling Chow, Attorney-in-fact05/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Assured Guaranty (AGO) report for Robert Bailenson?

Assured Guaranty reported that COO Robert Bailenson acquired 7,806 common shares as a share-based award. The shares were granted at no cash cost and determined by relative total shareholder value targets, reflecting performance-based compensation rather than an open-market stock purchase or sale.

Was the Assured Guaranty (AGO) COO share award an open-market purchase?

No, the COO’s 7,806 Assured Guaranty common shares were granted as a performance-based award, not bought in the open market. The transaction price per share was recorded as 0.0000, indicating compensation rather than a discretionary investment trade in AGO shares.

When will the awarded Assured Guaranty (AGO) shares be delivered to the COO?

The 7,806 Assured Guaranty common shares granted to the COO are scheduled to be delivered in February 2027. Delivery is conditioned on his continued compliance with the terms of the award agreement, even though the performance-based vesting conditions have already been achieved.

What performance metric determined the COO’s share award at Assured Guaranty (AGO)?

The number of shares in the COO’s Assured Guaranty award was determined by achieving relative total shareholder value targets. This means the grant size depended on how the company’s shareholder returns compared with defined benchmarks, aligning his compensation with AGO investors’ long-term performance outcomes.

How many Assured Guaranty (AGO) shares does the COO hold after this award?

After the 7,806-share performance award, the Assured Guaranty COO holds 306,251.0819 common shares directly. This figure includes the newly awarded shares and provides a snapshot of his equity stake in AGO following the reported Form 4 compensation transaction.