C3.ai CFO Hitesh Lath sells 20,000 shares

After the sale, Hitesh Lath directly held 305,250 shares, while The Lath Family Revocable Trust held 45,786 shares.

Rhea-AI Filing Summary

C3.ai, Inc. Chief Financial Officer Hitesh Lath sold 20,000 shares of Class A Common Stock on October 12, 2026, at $12.37 per share under a previously established Rule 10b5-1 Plan. After the sale, he directly held 305,250 shares. He also reported indirect holdings of 45,786 shares through The Lath Family Revocable Trust, of which he is a trustee.

Insider Trade Summary 10b5-1

Net Seller: 20,000 shares

Net Sell 2 txns

Insider Lath Hitesh

Role CHIEF FINANCIAL OFFICER

Sold 20,000 shs ($247K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock F1, F2	20,000	$12.37	$247K
holding	Class A Common Stock F3	--	--	--

Holdings After Transaction: Class A Common Stock — 305,250 shares (Direct); Class A Common Stock — 45,786 shares (Indirect, See Footnote)

Footnotes (3)

1. F1. Transaction pursuant to previously established Rule 10b5-1 Plan.
2. F2. The shares were sold in a single transaction at a price of $12.37 per share.
3. F3. The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.

Key Figures

Shares sold: 20,000 shares Sale price: $12.37 per share Direct shares after sale: 305,250 shares +1 more

4 metrics

Shares sold 20,000 shares Class A Common Stock sale on October 12, 2026

Sale price $12.37 per share Single transaction on October 12, 2026

Direct shares after sale 305,250 shares Hitesh Lath's reported direct holdings after the transaction

Shares held through trust 45,786 shares Indirect holdings through The Lath Family Revocable Trust, reported October 12, 2026

Key Terms

Rule 10b5-1 Plan, Class A Common Stock, Revocable Trust

3 terms

Rule 10b5-1 Plan regulatory

"Transaction pursuant to previously established Rule 10b5-1 Plan."

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Class A Common Stock technical

"Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Revocable Trust technical

"The Lath Family Revocable Trust"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did C3.ai (AI) CFO Hitesh Lath sell?

C3.ai CFO Hitesh Lath sold 20,000 shares of Class A Common Stock on October 12, 2026, at $12.37 per share. The transaction was made under a previously established Rule 10b5-1 Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/14/2026 - 05:04 PM EDT Accepted by SEC EDGAR 10/14/2026 - 05:03 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lath Hitesh

(Last) (First) (Middle)

C/O C3.AI, INC.

1400 SEAPORT BLVD

(Street)

REDWOOD CITY CALIFORNIA 94063

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
C3.ai, Inc. [ AI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF FINANCIAL OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/12/2026		S(1)		20,000	D	$12.37(2)	305,250	D
Class A Common Stock								45,786	I	See Footnote(3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Transaction pursuant to previously established Rule 10b5-1 Plan.

2. The shares were sold in a single transaction at a price of $12.37 per share.

3. The shares are held by The Lath Family Revocable Trust, of which the Reporting Person is a trustee.

Remarks:

	/s/ Tom MacMitchell, Attorney-in-Fact	10/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)