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AIM ImmunoTech (AIM) SEC Filings, Jan-Feb 2026

AIM NYSE

AIM ImmunoTech Inc. filings document an immuno-pharma issuer centered on Ampligen (rintatolimod) and its public-company financing, clinical and governance disclosures. Recent 8-K reports cover material agreements, Regulation FD clinical updates for the DURIPANC pancreatic cancer study, amendments to equity distribution arrangements, warrant notices, and operating and financial results.

Registration statements and related exhibits disclose rights-offering terms, Series G Convertible Preferred Stock, common stock purchase warrants, beneficial-ownership limits, warrant agency arrangements, and shelf or at-the-market equity issuance mechanics. The filings also address risk factors, shareholder-rights modifications, corporate-governance items and capital-structure changes relevant to AIM's research-and-development drug business.

Rhea-AI Summary

AIM ImmunoTech Inc. is offering Subscription Rights to purchase up to 12,000 Units. Each Unit carries one share of Series G Convertible Preferred Stock (convertible at a $1.00 conversion price) and 2,000 Warrants exercisable at $1.00 per share, representing up to 24,000,000 Warrant shares and up to 12,000,000 common shares issuable on conversion.

The Rights Offering has a subscription price of $1,000 per Unit, a Record Date of February 10, 2026, and an expiration date of March 3, 2026. The supplement revises earlier terms by lowering the conversion and exercise prices to $1.00 and increasing the number of Warrants to 24,000,000.

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Rhea-AI Summary

ImmunoTech Inc. is conducting a rights offering of up to 12,000 Units at $1,000 per Unit, for up to $12 million in gross proceeds. Each Unit includes one share of Series G convertible preferred stock plus 1,666 five-year warrants, each warrant exercisable at $1.20 per share.

Each preferred share is convertible into common stock at $1.20 per share, so a fully subscribed offering would add up to 9,996,000 shares from conversions and 19,992,000 shares from warrant exercises. Existing common and specified warrant and option holders receive one non‑transferable subscription right per share as of February 10, 2026, with rights expiring on February 27, 2026.

The company expects net proceeds of about $10.65 million if fully subscribed, before other expenses and excluding any warrant exercise proceeds, and plans to use the cash for general corporate purposes, including clinical trial and manufacturing costs for pancreatic cancer programs, and to repay certain debt.

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ImmunoTech Inc. filed Amendment No. 3 to its Form S-1 registration statement as an exhibits-only update, amending Item 16(a) in Part II while leaving the remainder of the registration statement unchanged.

The amendment provides a detailed estimate of issuance and distribution expenses totaling $272,262, including an SEC registration fee of $4,971.60, a FINRA filing fee of $5,900.00, and legal, accounting, agent and miscellaneous fees. It also restates Delaware law-based indemnification provisions for directors and officers, summarizes prior unregistered securities issuances to executives and directors under Section 4(a)(2) and Rule 701, lists extensive material contracts and corporate documents as exhibits, and includes standard Securities Act undertakings and signature blocks.

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ImmunoTech Inc. director David I. Chemerow reported an indirect acquisition of common stock through The David I Chemerow 1992 Trust. On 02/05/2026, the trust acquired 2,800 shares of ImmunoTech common stock at a price of $1.23 per share.

Following this transaction, the trust beneficially owned a total of 3,441 ImmunoTech common shares, all reported as indirectly held on behalf of Chemerow.

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ImmunoTech Inc. filed a current report describing new investor and clinical update materials. The company furnished a February 2026 corporate presentation, a DURIPANC year-end interim clinical progress update, and a February 5, 2026 press release as exhibits, noting these are furnished rather than filed for liability purposes.

The update relates to an ongoing Phase I/II open-label study combining durvalumab (Imfinzi) and rintatolimod (Ampligen) in pancreatic cancer patients with stable disease after FOLFIRINOX therapy. ImmunoTech emphasizes that Ampligen is still under evaluation across several diseases and that significant additional testing and human trials are required, with no assurance of successful or favorable outcomes.

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Rhea-AI Summary

ImmunoTech Inc. is launching a rights offering registering subscription rights to purchase up to 12,000 Units, each with one Series G Convertible Preferred share, plus securities convertible into up to 9,996,000 common shares and exercisable for up to 19,992,000 additional common shares.

Each Unit is offered at a $1,000 subscription price, with one non-transferable right per common share (including shares underlying participating options and warrants) held as of February 10, 2026, and an over-subscription privilege. The offer is best-efforts, with no minimum proceeds and an expected net raise of about $10.65 million if fully subscribed.

The company plans to use proceeds for general corporate purposes, clinical and manufacturing costs for prospective Phase 2/3 pancreatic cancer trials, and repayment of certain debt. The offering also supports efforts to regain NYSE American equity compliance while advancing Ampligen-based oncology, antiviral, ME/CFS and post-COVID programs.

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Rhea-AI Summary

ImmunoTech Inc. is conducting a rights offering of 12,000 Units at $1,000 per Unit, each Unit consisting of one share of Series G Convertible Preferred Stock and 1,492 warrants. The preferred shares are convertible into up to 8,952,000 shares of common stock, and the warrants are exercisable for up to 17,904,000 additional common shares at $1.34 per share for five years.

Existing common stockholders and holders of specified options and warrants as of 5:00 p.m. Eastern on February 4, 2026 receive one non-transferable subscription right per share, with a basic right to buy one Unit and an over-subscription privilege, subject to proration and a 19.99% ownership cap. The rights expire at 5:00 p.m. Eastern on February 23, 2026, and the offering is on a best-efforts basis with no minimum.

Assuming full subscription, ImmunoTech expects net proceeds of about $10.65 million, excluding any warrant exercises, and could receive an additional $23.99 million if all warrants are later exercised for cash. The company plans to use proceeds for general corporate purposes, including clinical and manufacturing costs for pancreatic cancer trials, and to repay certain existing debt, while highlighting significant dilution, liquidity and NYSE American listing risks.

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AIM ImmunoTech Inc. filed a current report describing that it has furnished to warrant holders two notices dated January 20, 2026, detailing changes and modifications to its Class E and Class F Common Stock Purchase Warrants. These notices, included as Exhibits 99.1 and 99.2, outline revised terms for those existing warrants but are provided for information purposes under Regulation FD and are not deemed filed under securities laws. The company also reiterates standard forward-looking statement cautions and emphasizes that further clinical testing is required to determine the effectiveness of its product candidate Ampligen® across various conditions.

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AIM ImmunoTech Inc. furnished its January 2026 Corporate Presentation as an exhibit to this report. The presentation is provided under Regulation FD to share updated corporate information with the market and is designated as “furnished,” meaning it is not treated as filed for certain liability purposes under federal securities laws.

The company reiterates that the presentation may contain forward-looking statements about its drug candidate Ampligen®, including current and anticipated future activities in viral diseases, cancers, and immune-deficiency disorders. AIM emphasizes that significant additional testing and human clinical trials are required, results from animal studies may not predict human outcomes, and there is no assurance that ongoing or planned clinical trials will be successful, yield favorable data, or proceed as expected. The company directs readers to the risk factors in its latest annual and quarterly reports for a fuller discussion of risks.

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FAQ

How many AIM ImmunoTech (AIM) SEC filings are available on StockTitan?

StockTitan tracks 78 SEC filings for AIM ImmunoTech (AIM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for AIM ImmunoTech (AIM)?

The most recent SEC filing for AIM ImmunoTech (AIM) was filed on February 27, 2026.