Lee lifts Ainos (AIMD) disclosed stake to 10.98% after RSU grant
Filing Impact
Filing Sentiment
Form Type
SCHEDULE 13D/A
Rhea-AI Filing Summary
Ainos, Inc. investor Ting Chuan Lee has amended his Schedule 13D filing to reflect new equity compensation and updated ownership. He now reports beneficial ownership of 935,707 shares of common stock, representing 10.98% of the class.
The shares are subject to a voting agreement between Lee and Ainos Inc., a Cayman Islands corporation. On April 15, 2026, the issuer granted him 570,000 fully vested restricted stock units under the Ainos, Inc. 2023 Stock Incentive Plan. He reports no other transactions in the past 60 days aside from this grant.
Positive
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Key Figures
Beneficial ownership: 935,707 shares
Ownership percentage: 10.98% of class
RSUs granted: 570,000 RSUs
+5 more
8 metrics
Beneficial ownership
935,707 shares
Common stock beneficially owned by Ting Chuan Lee
Ownership percentage
10.98% of class
Percent of Ainos common stock represented by 935,707 shares
RSUs granted
570,000 RSUs
Restricted stock units granted to Lee on April 15, 2026
Shares outstanding base
7,266,011 shares
Common stock outstanding as of March 30, 2026
Service-fee shares
19,531 shares
Shares issued for service fee on April 1, 2026
Plan shares vested
1,239,000 shares
Shares granted and vested on April 15, 2026 under 2023 plan
Sole voting power
0 shares
Sole voting power reported for Lee
Shared voting power
935,707 shares
Shared voting power under voting agreement with Ainos KY
Key Terms
beneficially owned, restricted stock units, voting agreement, Schedule 13D, +1 more
5 terms
beneficially owned financial
"Aggregate amount beneficially owned by each reporting person 935,707.00"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
restricted stock units financial
"granted 570,000 restricted stock units ("RSUs") of Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
voting agreement regulatory
"shares ... which are subject to a voting agreement between the Reporting Person and Ainos Inc., a Cayman Islands corporation"
Schedule 13D regulatory
"amends the first filed ... on April 11, 2025 ... with respect to the common stock"
A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.
beneficial ownership financial
"The numbers in Rows 8, 9, and 11 represents beneficial ownership of 935,707 shares of common stock"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What did Ainos (AIMD) disclose in this Schedule 13D/A amendment?
Ainos investor Ting Chuan Lee filed an amended Schedule 13D to update his beneficial ownership after receiving restricted stock units. The amendment reports his total holdings, related voting arrangements, and confirms no other recent share transactions besides the April 15, 2026 equity grant.
What new equity did Ting Chuan Lee receive from Ainos (AIMD)?
On April 15, 2026, Ainos granted Ting Chuan Lee 570,000 restricted stock units of common stock under its 2023 Stock Incentive Plan. All of these RSUs are fully vested, meaning they are no longer subject to service-based vesting conditions at the grant date.
Is Ting Chuan Lee’s Ainos (AIMD) stake subject to any voting agreement?
Yes. The filing notes that his 935,707 beneficially owned shares are subject to a voting agreement between Lee and Ainos Inc., a Cayman Islands corporation. This agreement affects how voting power is exercised but does not change the reported beneficial ownership percentage.