Form 144: Morgan Stanley Smith Barney reports 70,000-share sale

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed and recent sales of Common stock related to accounts including BAYVIEW LEGACY, LLC and K. CHARLES JANAC.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed and recent sales of Common stock related to accounts including BAYVIEW LEGACY, LLC and K. CHARLES JANAC. The filing lists multiple 10b5-1 sales, for example 70,000 shares sold on 04/08/2026 for $1,332,782.00.

The record shows prior private acquisitions from the issuer on 11/05/2013 (50,000 shares) and 02/05/2016 (20,000 shares). The filing documents specific trade dates, share counts, and gross proceeds for each reported sale.

Insights

Securities Compliance Analyst

Routine resale notices under Rule 144 with scheduled 10b5-1 executions.

The filing lists negotiated and plan-based dispositions by affiliated holders, including several 10b5-1 sales with explicit dates, share counts, and gross proceeds (e.g., 70,000 shares on 04/08/2026 for $1,332,782.00). This is a compliance disclosure rather than a company capital-raising action.

Cash-flow treatment is to selling holders as shown; timing reflects executed trades. Subsequent filings would show any remaining planned activity.

Equity Markets Specialist

Sales recorded are executed under pre-arranged plans, indicating scheduled dispositions rather than discretionary block trades.

The sequence of dates and sizes (examples: 47,244 shares on 02/09/2026, 41,000 shares on 03/09/2026) shows repeated plan-driven activity. The filing lists gross proceeds per trade, enabling traceability of realized amounts for each execution.

Impact on float or ownership is not provided in the excerpt; market effect depends on remaining holdings and future filings.

Key Figures

Sale example: 70,000 shares Gross proceeds example: $1,332,782.00 Sale example: 11,800 shares +3 more

6 metrics

Sale example 70,000 shares sold on 04/08/2026

Gross proceeds example $1,332,782.00 proceeds for 70,000 shares on 04/08/2026

Sale example 11,800 shares sold on 04/06/2026 for $216,404.92

Sale example 47,244 shares sold on 02/09/2026 for $718,359.19

Private acquisition (historical) 50,000 shares acquired 11/05/2013 from issuer or affiliate

Private acquisition (historical) 20,000 shares acquired 02/05/2016 from issuer or affiliate

Key Terms

10b5-1 sales, Form 144, Private Acquisition from Issuer or an Affiliate

3 terms

10b5-1 sales regulatory

"10b5-1 Sales for BAYVIEW LEGACY, LLC 04/08/2026 70000"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Private Acquisition from Issuer or an Affiliate financial

"Private Acquisition from Issuer or an Affiliate | 11/05/2013 | 50000"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for AIP disclose?

It discloses proposed and recent sales of Common stock by affiliated holders. The filing lists multiple 10b5-1 sales with dates, share counts, and gross proceeds, including 70,000 shares sold on 04/08/2026 for $1,332,782.00.

Who executed the sales reported in the AIP Form 144?

The filing attributes sales to accounts such as BAYVIEW LEGACY, LLC and K. CHARLES JANAC. Transactions are noted as 10b5-1 sales, indicating they were executed under pre-arranged trading plans.

Which trade sizes and proceeds are shown in the filing?

Examples include 70,000 shares on 04/08/2026 for $1,332,782.00 and 11,800 shares on 04/06/2026 for $216,404.92. Each trade line in the notice pairs a share count with gross proceeds.

Were any private acquisitions noted in the AIP notice?

Yes; the excerpt records private acquisitions from the issuer or an affiliate on 11/05/2013 (50,000 shares) and 02/05/2016 (20,000 shares), listed under the securities acquisition history.

Does the Form 144 state who receives the proceeds?

Proceeds are shown as gross amounts per trade (e.g., $1,332,782.00), and sales are reported for the selling holders. The filing indicates proceeds relate to the selling holders, not company proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 04:19 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001888862
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Arteris, Inc.
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave., Suite 300 Campbell CALIFORNIA 95008
Phone	4084707300
Name of Person for Whose Account the Securities are To Be Sold	BAYVIEW LEGACY, LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	70000	2082500.00	45467261	05/08/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/05/2013	Private Acquisition from Issuer or an Affiliate	Issuer			50000	11/05/2013	N/A
Common	02/05/2016	Private Acquisition from Issuer or an Affiliate	Issuer			20000	02/05/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/08/2026	70000	1332782.00
10b5-1 Sales for K. CHARLES JANAC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/06/2026	11800	216404.92
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/26/2026	32988	605188.89
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/25/2026	7012	126432.67
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/10/2026	9000	131967.00
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	03/09/2026	41000	582626.40
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	02/10/2026	2756	41428.74
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	02/09/2026	47244	718359.19

144: Remarks and Signature

Remarks
Date of Notice	05/08/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Karel Charles Janac
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)