AIP Rule 144 notice: 20,000 shares by trust

AIP filing on Form 144 reports an intended sale of 20,000 shares of Common Stock by the VIANA FAMILY TRUST U/A DTD 07/12/2007.

Rhea-AI Filing Summary

AIP filing on Form 144 reports an intended sale of 20,000 shares of Common Stock by the VIANA FAMILY TRUST U/A DTD 07/12/2007.

The notice identifies the shares as issuable from previously exercised stock options (01/28/2021) with cash consideration, and lists recent 10b5-1 sales by the trust: 20,000 shares on 04/24/2026 for $522,234 and 20,000 shares on 04/17/2026 for $442,168.

Insights

Securities Compliance Analyst

Routine Rule 144 notice tied to previously exercised options and 10b5-1 sales.

The filing documents a Rule 144 sale notice for 20,000 shares tied to options exercised on 01/28/2021, which is a common procedural step for restricted shares becoming eligible for resale.

Cash treatment is recorded and the excerpt lists two recent 10b5-1 executed sales on 04/17/2026 and 04/24/2026, showing recent liquidity events by the trust.

Equity Markets Specialist

Transactions are administrative and show trust-scheduled dispositions, not new corporate actions.

The entries show executed block sales under a 10b5-1 plan: 20,000 shares each on the listed dates with gross proceeds of $442,168 and $522,234. These are sales by a holder, not an issuance by the company.

Market impact depends on timing and volume relative to float; the filing itself lists quantities and proceeds without further context.

Key Figures

Offered/Notice shares: 20,000 shares 10b5-1 sale proceeds: $522,234 10b5-1 sale proceeds: $442,168

3 metrics

Offered/Notice shares 20,000 shares Form 144 notice (listed under Securities To Be Sold)

10b5-1 sale proceeds $522,234 Sale of 20,000 shares on 04/24/2026

10b5-1 sale proceeds $442,168 Sale of 20,000 shares on 04/17/2026

Key Terms

Rule 144, 10b5-1 sales, Previously Exercised Stock Options

3 terms

Rule 144 regulatory

"144: Securities To Be Sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10b5-1 sales regulatory

"10b5-1 Sales for VIANA FAMILY TRUST U/A DTD 07/12/2007"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Previously Exercised Stock Options financial

"Previously Exercised Stock Options | Issuer | 01/28/2021"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AIP Form 144 filing report?

It reports an intended sale of 20,000 shares of Common Stock by the Viana Family Trust. The shares are tied to previously exercised stock options (01/28/2021) and noted as cash transactions.

Were there recent sales by the reporting holder in the Form 144 excerpt?

Yes. The excerpt lists two 10b5-1 sales: 20,000 shares on 04/17/2026 for $442,168 and 20,000 shares on 04/24/2026 for $522,234, recorded as executed sales by the trust.

Who is the seller named in the Form 144 excerpt for AIP?

The seller is the VIANA FAMILY TRUST U/A DTD 07/12/2007, with an address shown in Campbell, California. Sales are reported through a broker entry in the excerpt.

What is the source of the shares being sold according to the filing?

The shares are described as resulting from previously exercised stock options dated 01/28/2021, with the payment method listed as cash in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 04:30 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001888686
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARTERIS INC
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave., Suite 300 Campbell CALIFORNIA 95008
Phone	4084707300
Name of Person for Whose Account the Securities are To Be Sold	VIANA FAMILY TRUST U/A DTD 07/12/2007
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	577000.00	45467261	05/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/28/2021	Previously Exercised Stock Options	Issuer			20000	01/28/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for VIANA FAMILY TRUST U/A DTD 07/12/2007 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/24/2026	20000	522234.00
10b5-1 Sales for VIANA FAMILY TRUST U/A DTD 07/12/2007 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	04/17/2026	20000	442168.00

144: Remarks and Signature

Remarks
Date of Notice	05/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Antonio J Viana
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)