BAYVIEW LEGACY files Form 144 to sell AIP shares

BAYVIEW LEGACY, LLC reported proposed sales of Common Stock of AIP under Rule 144 via 10b5-1 arrangements.

Rhea-AI Filing Summary

BAYVIEW LEGACY, LLC reported proposed sales of Common Stock of AIP under Rule 144 via 10b5-1 arrangements. The notice lists 181,338 shares on 07/01/2026 with proceeds of $8,243,335.34 and 192,686 shares on 07/02/2026 with proceeds of $6,998,663.82. The broker shown is Morgan Stanley Smith Barney LLC.

Key Figures

Shares sold 07/01/2026: 181,338 shares Proceeds 07/01/2026: $8,243,335.34 Shares sold 07/02/2026: 192,686 shares +2 more

5 metrics

Shares sold 07/01/2026 181,338 shares 10b5-1 sale on 07/01/2026

Proceeds 07/01/2026 $8,243,335.34 Gross proceeds reported for 181,338 shares

Shares sold 07/02/2026 192,686 shares 10b5-1 sale on 07/02/2026

Proceeds 07/02/2026 $6,998,663.82 Gross proceeds reported for 192,686 shares

Broker-dealer Morgan Stanley Smith Barney LLC Listed in filer/issuer information

Key Terms

10b5-1, Rule 144, Restricted Stock Units

3 terms

10b5-1 regulatory

"10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave."

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Rule 144 regulatory

"Filer Information | 144: Filer Information"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 07/01/2026 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for AIP filed by BAYVIEW LEGACY, LLC disclose?

The Form 144 discloses proposed sales under Rule 144 via 10b5-1 plans. It lists 181,338 shares on 07/01/2026 ($8,243,335.34) and 192,686 shares on 07/02/2026 ($6,998,663.82), executed through Morgan Stanley Smith Barney LLC.

Who is the selling holder named in the AIP Form 144?

The selling holder is BAYVIEW LEGACY, LLC. The filing shows 10b5-1 sales by that entity on 07/01/2026 and 07/02/2026, with Morgan Stanley Smith Barney LLC listed as the broker.

How many AIP shares and gross proceeds are listed in the two transactions?

The filing lists 181,338 shares on 07/01/2026 for $8,243,335.34 and 192,686 shares on 07/02/2026 for $6,998,663.82. Each line shows the share count, date, and gross proceeds.

Were the AIP sales reported as 10b5-1 transactions?

Yes. Both entries are labeled as 10b5-1 Sales for BAYVIEW LEGACY, LLC on 07/01/2026 and 07/02/2026, indicating they were reported under prearranged trading plans.

Which broker-dealer is named on the AIP Form 144 filing?

The broker-dealer listed is Morgan Stanley Smith Barney LLC, with an address at 1 New York Plaza, 8th Floor, New York, NY 10004, shown in the filer/issuer information section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:26 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001068987
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ARTERIS INC
SEC File Number	001-40960
Address of Issuer	900 E. Hamilton Ave., Suite 300 Campbell CALIFORNIA 95008
Phone	4084707300
Name of Person for Whose Account the Securities are To Be Sold	K. CHARLES JANAC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10679	374405.74	46171982	07/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2026	Restricted Stock Units	Issuer			10679	07/01/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	07/02/2026	192686	6998663.82
10b5-1 Sales for BAYVIEW LEGACY, LLC 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	07/01/2026	181338	8243335.34

144: Remarks and Signature

Remarks
Date of Notice	07/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ K Charles Janac
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)