[144] Arteris, Inc. SEC Filing

Rhea-AI Filing Summary

On 07/31/2025, Evercore Inc. (EVR) founder and Senior Chairman Roger C. Altman reported a gift of 23,400 Evercore LP partnership units to the Altman Kazickas Foundation. Each unit is exchangeable 1-for-1 into Class A common stock, but charitable code “G” means no sale proceeds were received. Altman’s direct derivative holdings decline from an estimated 193,934 to 170,534 units—about a 12 % reduction—while public share count remains unchanged. No non-derivative share transactions, prices, or Rule 10b5-1 plan indications were disclosed. The filing signals philanthropy rather than portfolio rebalancing and has neutral financial impact on Evercore shareholders.

Positive

• None.

Negative

• Insider ownership dilution: Altman’s direct derivative stake falls by ~12 % (23,400 units), marginally reducing alignment with public investors.

Insights

Financial Analyst

TL;DR: Charitable gift of 23,400 units; minimal economic effect on EVR, insider still holds sizable stake.

The Form 4 shows a non-cash, insider-initiated transfer coded “G,” therefore not an open-market sale. Altman’s derivative exposure drops by roughly 12 %, but 170.5 k units remain, preserving alignment with shareholders. Because the units are interchangeable into Class A shares on a 1:1 basis, the move neither alters share count nor signals valuation concerns. Market impact should be negligible; liquidity and earnings per share stay intact.

Corporate Governance Expert

TL;DR: Philanthropic transfer reflects personal estate planning; governance risk unchanged.

Gifts to charitable foundations are common among long-tenured executives. The Altman Kazickas Foundation is a not-for-profit entity, so potential voting influence shifts from the individual to the charity but remains friendly. No red flags such as undisclosed related-party benefits or control changes appear. Overall governance posture and insider ownership structure remain stable.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5638	55590.68	41977728	08/01/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/18/2021	Previously Exercised Stock Options	Issuer			5638	10/18/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	07/29/2025	5638	59206.33
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	07/07/2025	4948	45624.02
NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	07/02/2025	3889	34971.44
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	07/01/2025	5638	51196.42
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/27/2025	5638	56380.00
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/26/2025	5638	54970.50
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/25/2025	5638	53561.00
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/09/2025	3770	30405.45
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/05/2025	721	5521.06
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/04/2025	1730	13877.18
NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	06/02/2025	438	3374.05
10b5-1 Sales Plan for NICHOLAS HAWKINS 900 E. Hamilton Ave., Suite 300 Campbell CA 95008	Common	05/08/2025	11000	82946.05

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Evercore (EVR) report in the latest Form 4?

Roger C. Altman gifted 23,400 Evercore LP partnership units to a charitable foundation on 07/31/2025.

Did the transaction involve cash or affect EVR’s share count?

No. Code “G” signifies a bona-fide gift, so no cash changed hands and share count is unaffected.

How many derivative units does Altman still own after the gift?

He directly holds 170,534 Evercore LP partnership units post-transaction.

Are Evercore LP units equivalent to Class A shares?

Yes; they are exchangeable 1:1 for Evercore Inc. Class A common stock, subject to customary adjustments.

Does this filing indicate insider selling pressure?

No. The units were donated, not sold, so it does not signal market selling pressure.