STOCK TITAN

Arteris (AIP) director trust sells shares, reports gifts and new RSU grant

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Arteris, Inc. director Saiyed Atiq Raza, through a revocable trust for which he serves as trustee, reported multiple stock transactions in the company’s common shares. On June 3, 2026, the trust sold a total of 20,839 shares in open‑market trades at weighted average prices of $37.1294, $38.4583 and $37.6541 per share, under a pre‑arranged Rule 10b5‑1 trading plan.

The filing also shows bona fide gifts totaling 41,678 shares and a separate grant of 4,703 restricted stock units on June 2, 2026, which vest on the earlier of the first anniversary of the grant or the next annual stockholder meeting. Following these moves, the trust holds 160,839 shares and Raza’s direct holdings consist of 4,703 RSUs.

Positive

  • None.

Negative

  • None.
Insider RAZA SAIYED ATIQ
Role null
Sold 20,839 shs ($779K)
Type Security Shares Price Value
Gift Common Stock 20,839 $0.00 --
Gift Common Stock 20,839 $0.00 --
Sale Common Stock 8,332 $37.6541 $314K
Sale Common Stock 800 $38.4583 $31K
Sale Common Stock 11,707 $37.1294 $435K
Grant/Award Common Stock 4,703 $0.00 --
Holdings After Transaction: Common Stock — 4,703 shares (Direct, null); Common Stock — 160,839 shares (Indirect, By Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012)
Footnotes (1)
  1. Includes 4,703 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date. This grant of restricted stock was made on June 2, 2026, based on the average trading price of Arteris, Inc. common stock for the period from April 21, 2026 through June 2, 2026, which was $31.89. The shares are transferred to Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the reporting person is the trustee. The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on November 7, 2025. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.32 to $38.27 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.33 to $38.63 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.32 to $37.31 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Open-market shares sold 20,839 shares Total common stock sold on June 3, 2026
Sale price 1 $37.1294/share Weighted average price for 11,707 shares sold
Sale price 2 $38.4583/share Weighted average price for 800 shares sold
Sale price 3 $37.6541/share Weighted average price for 8,332 shares sold
Gifted shares 41,678 shares Two bona fide gift transactions of 20,839 shares each
RSU grant size 4,703 RSUs Restricted stock units granted on June 2, 2026
Trust holdings after 160,839 shares Common shares held by revocable trust post-transactions
Direct RSU holdings after 4,703 RSUs Director’s direct restricted stock unit position post-transactions
restricted stock units ("RSUs") financial
"Includes 4,703 restricted stock units ("RSUs"), each of which represents"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Rule 10b5-1 trading plan financial
"Transaction made pursuant to a 10b5-1 trading plan that was adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
bona fide gift financial
"transaction_code_description":"Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
weighted average sale price financial
"The price reported in Column 4 is a weighted average sale price."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RAZA SAIYED ATIQ

(Last)(First)(Middle)
C/O ARTERIS, INC.
900 E. HAMILTON AVE., SUITE 300

(Street)
CAMPBELL CALIFORNIA 95008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/02/2026A4,703(1)A$0.0025,542D
Common Stock06/03/2026G(2)20,839D$0.004,703D
Common Stock06/03/2026G20,839A$0.00160,839IBy Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012(3)
Common Stock06/03/2026S(4)8,332D$37.6541(5)152,507IBy Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012
Common Stock06/03/2026S(4)800D$38.4583(6)151,707IBy Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012
Common Stock06/03/2026S(4)11,707D$37.1294(7)140,000IBy Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 4,703 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date. This grant of restricted stock was made on June 2, 2026, based on the average trading price of Arteris, Inc. common stock for the period from April 21, 2026 through June 2, 2026, which was $31.89.
2. The shares are transferred to Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the reporting person is the trustee.
3. The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.
4. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on November 7, 2025.
5. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $37.32 to $38.27 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
6. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $38.33 to $38.63 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
7. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.32 to $37.31 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:
/s/ Paul Alpern, as Attorney-in-Fact for S. Atiq Raza06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Arteris (AIP) disclose in this Form 4?

Arteris disclosed that a trust associated with director Saiyed Atiq Raza sold 20,839 common shares in open‑market trades, made bona fide gifts totaling 41,678 shares, and reported a new grant of 4,703 restricted stock units to the director.

How many Arteris (AIP) shares did the director-linked trust sell and at what prices?

The revocable trust sold 20,839 Arteris common shares on June 3, 2026 in several open‑market transactions, at weighted average prices of $37.1294, $38.4583, and $37.6541 per share, as well as within detailed intraday price ranges disclosed in the footnotes.

What gifts of Arteris (AIP) shares were reported in this Form 4 filing?

The filing reports two bona fide gift transactions, each for 20,839 Arteris common shares, totaling 41,678 shares. These movements reflect transfers involving director Saiyed Atiq Raza’s direct holdings and a revocable trust for which he serves as trustee, both recorded at zero dollar consideration.

What restricted stock unit grant did Arteris (AIP) award to the director?

Arteris granted director Saiyed Atiq Raza 4,703 restricted stock units on June 2, 2026. Each RSU represents one share and will vest fully on the first anniversary of the grant date or immediately before the next annual stockholder meeting, provided he continues serving on the board.

How many Arteris (AIP) shares does the director control after these transactions?

After these transactions, the revocable trust associated with director Saiyed Atiq Raza holds 160,839 Arteris common shares, while his direct holdings consist of 4,703 restricted stock units. The filing does not show any remaining derivative option positions, only common stock and RSUs.

Was the Arteris (AIP) insider sale made under a Rule 10b5-1 plan?

Yes. The filing states the transactions were made under a Rule 10b5‑1 trading plan adopted on November 7, 2025. Such pre‑arranged trading plans allow insiders to schedule stock sales in advance, reducing the significance of short‑term market timing in these particular trades.