Were the Arteris (AIP) CFO’s share sales discretionary trades?

No. The footnote explains that the sales were mandated under Arteris’ equity incentive plans as “sell to cover” transactions. They were executed solely to satisfy tax withholding obligations from restricted stock unit releases, not as discretionary investment decisions.

Arteris (AIP) CFO executes 5,377-share sell-to-cover tax transaction

Filing Impact

(High)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Arteris, Inc. VP and CFO Nicholas B. Hawkins reported routine tax-related share sales. On July 2, 2026, he sold a total of 5,377 shares of Arteris common stock in multiple open-market transactions at $38.7779 per share.

According to the footnote, these transactions were mandated "sell to cover" sales to satisfy tax liabilities from the release of restricted stock units under the company’s equity incentive plans, and are described as non-discretionary. After these sales, Hawkins directly owned 103,172 shares of Arteris common stock.

Insider Trade Summary

Net Seller: 5,377 shares ($208,509)

Net Sell 4 txns

Insider Hawkins Nicholas B.

Role VP and Chief Financial Officer

Sold 5,377 shs ($209K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,512	$38.7779	$59K
Sale	Common Stock	1,265	$38.7779	$49K
Sale	Common Stock	1,109	$38.7779	$43K
Sale	Common Stock	1,491	$38.7779	$58K

Holdings After Transaction: Common Stock — 107,037 shares (Direct, null)

Footnotes (1)

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Key Figures

Shares sold: 5,377 shares Sale price per share: $38.7779 per share Shares owned after transaction: 103,172 shares +1 more

4 metrics

Shares sold 5,377 shares Total common shares sold on July 2, 2026

Sale price per share $38.7779 per share Price for each common share sold on July 2, 2026

Shares owned after transaction 103,172 shares Direct common stock holdings after reported sales

Number of sale transactions 4 transactions Open-market sales of common stock on July 2, 2026

Key Terms

restricted stock units, sell to cover, equity incentive plans, open-market sale

4 terms

restricted stock units financial

"tax liability arising as a result of the release of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

sell to cover financial

"require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction"

Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.

equity incentive plans financial

"the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations"

Equity incentive plans are company programs that pay employees, executives, or directors with company stock, stock options, or share units instead of or in addition to cash, aiming to align their interests with shareholders—like giving team members a stake in the house they help build. For investors this matters because such plans can motivate better company performance but also dilute existing ownership and increase reported compensation costs, so they affect future earnings, voting power, and share value.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 05:24 PM Accepted by SEC EDGAR 07/06/2026 - 05:24 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hawkins Nicholas B.

(Last)

(First)

(Middle)

C/O ARTERIS, INC.

900 E. HAMILTON AVE., SUITE 300

(Street)

CAMPBELL

CALIFORNIA

95008

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP and Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/02/2026		S⁽¹⁾		1,512	D	$38.7779	107,037	D
Common Stock	07/02/2026		S⁽¹⁾		1,265	D	$38.7779	105,772	D
Common Stock	07/02/2026		S⁽¹⁾		1,109	D	$38.7779	104,663	D
Common Stock	07/02/2026		S⁽¹⁾		1,491	D	$38.7779	103,172	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Remarks:

	/s/ Paul Alpern, as Attorney-in-Fact for Hawkins Nicholas B.	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Arteris (AIP) disclose for Nicholas B. Hawkins?

Arteris disclosed that VP and CFO Nicholas B. Hawkins sold 5,377 shares of common stock in multiple open-market transactions at $38.7779 per share on July 2, 2026, as reported in a Form 4 insider trading filing.

Why did Arteris (AIP) CFO Nicholas B. Hawkins sell shares on July 2, 2026?

The shares were sold to cover Hawkins’ tax liabilities arising from the release of restricted stock units. The company’s equity incentive plans require these obligations to be funded through mandated “sell to cover” transactions rather than discretionary open-market sales.

How many Arteris (AIP) shares did Nicholas B. Hawkins sell and at what price?

Hawkins sold a total of 5,377 shares of Arteris common stock in several transactions. Each transaction was executed at a price of $38.7779 per share, according to the Form 4 data and the accompanying transaction details.

How many Arteris (AIP) shares does Nicholas B. Hawkins own after the Form 4 sales?

Following the reported tax-related sales, Hawkins directly owns 103,172 shares of Arteris common stock. This post-transaction holding figure is disclosed in the Form 4 as the total shares beneficially owned after one of the listed transactions.

What type of security was involved in the Arteris (AIP) insider transactions?

All reported transactions involve Arteris common stock. The sales were linked to the release of restricted stock units under the company’s equity incentive plans, with shares sold in the open market to cover related tax withholding obligations.