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AIP Insider Sale: Moll Laurent R Disposes 42,692 Shares for Tax Withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Arteris, Inc. (AIP) insider Moll Laurent R, Chief Operating Officer and director, reported stock dispositions on 09/02/2025. The Form 4 shows three sales executed at $8.9417 per share: 868 shares, 17,264 shares and 24,560 shares. The filings show remaining beneficial ownership after each sale of 441,203; 423,939; and 399,379 shares, respectively. The Form states the shares were sold to satisfy the reporting person’s tax liability arising from the release of restricted stock units.

The Form 4 was signed by an attorney-in-fact on 09/03/2025. The disclosure documents the officer’s routine tax-related stock withholding and satisfies Section 16 reporting obligations.

Positive

  • Timely SEC disclosure of insider transactions under Section 16 is provided
  • Sales explicitly identified as tax-withholding related to restricted stock unit releases, clarifying purpose

Negative

  • None.

Insights

TL;DR: Routine RSU tax-withholding sales by an officer; no new material corporate developments disclosed.

The filing documents three open-market dispositions at the same price, explicitly to cover tax liabilities from RSU vesting. This pattern is consistent with standard tax-withholding mechanics and does not on its face indicate a change in control or liquidity event. Investors should note the post-transaction beneficial ownership levels: 441,203; 423,939; and 399,379 shares, which provide context on the officer's remaining stake.

TL;DR: Disclosure adheres to Section 16 timing and identifies the transaction as tax-related; governance processes appear followed.

The Form 4 clearly states the transaction code and the tax-withholding purpose, and it was signed by an attorney-in-fact, indicating executed proxy authorization. The filing shows timely reporting and transparency around insider compensation-related dispositions, a routine governance occurrence rather than a governance concern.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moll Laurent R

(Last) (First) (Middle)
C/O ARTERIS, INC.
900 E. HAMILTON AVE., SUITE 300

(Street)
CAMPBELL CA 95008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/02/2025 S(1) 868 D $8.9417 441,203 D
Common Stock 09/02/2025 S(1) 17,264 D $8.9417 423,939 D
Common Stock 09/02/2025 S(1) 24,560 D $8.9417 399,379 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.
Remarks:
/s/ Paul Alpern, as Attorney-in-Fact for Moll Laurent R 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Moll Laurent R report on Form 4 for Arteris (AIP)?

The Form 4 reports three sales on 09/02/2025 of 868, 17,264, and 24,560 shares at $8.9417 per share.

Why were the shares sold by the reporting person?

The Form 4 states the shares were sold to satisfy the reporting person’s tax liability arising from the release of restricted stock units.

What were the reporting person’s beneficial holdings after the sales?

The filing lists beneficial ownership after the reported transactions as 441,203, 423,939, and 399,379 shares respectively.

When was the Form 4 signed and by whom?

The Form 4 was signed by Paul Alpern, as Attorney-in-Fact for Moll Laurent R on 09/03/2025.

Does the Form 4 indicate any derivatives or option exercises?

No. Table II for derivative securities contains no transactions; only non-derivative common stock sales are reported.
Arteris, Inc.

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