Arteris (AIP) exec sells 5,000 shares at $13.16 after option exercise

Arteris, Inc. (AIP) reported an insider transaction by its VP and General Counsel.

Rhea-AI Filing Summary

Arteris, Inc. (AIP) reported an insider transaction by its VP and General Counsel. On 11/03/2025, the officer exercised 5,000 options at $0.56 per share (code M) and sold 5,000 shares at a weighted average price of $13.162 (code S), with sale prices ranging from $12.98 to $13.59. The trades were made under a Rule 10b5‑1 trading plan adopted on June 5, 2025. Following the transactions, the officer reported 65,960 shares of common stock held directly and 80,000 derivative securities remaining. The option underlying the exercised shares expires on 10/23/2029, with vesting that began in 2020.

Insider Trade Summary

Exercise and Sale: 5,000 shares ($63K approx. pre-tax spread)

Exercise and Sale 3 txns

Insider Alpern Paul L

Role VP and General Counsel

Sold 5,000 shs ($66K)

Approx. gross sale proceeds $66K

Approx. exercise cost $3K

Approx. pre-tax spread $63K

Type	Security	Shares	Price	Value
Exercise	Common Stock	5,000	$0.00	$0.00
Exercise	Common Stock	5,000	$0.56	$3K
Sale	Common Stock	5,000	$13.162	$66K

Holdings After Transaction: Common Stock — 80,000 contracts (Direct); Common Stock — 65,960 shares (Direct)

Footnotes (3)

1. F1. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.
2. F2. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.98 to $13.59 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. F3. 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares vested monthly for 3 years, beginning on September 26,2020.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Arteris (AIP) report in this Form 4?

An officer exercised 5,000 options at $0.56 and sold 5,000 shares at a $13.162 weighted average price on 11/03/2025 under a Rule 10b5‑1 plan.

Who is the reporting person in the Arteris (AIP) filing?

The company’s VP and General Counsel is the reporting person.

How many Arteris (AIP) shares does the insider hold after the trade?

The insider reported 65,960 shares of common stock held directly after the transactions.

What derivative securities remain after the Arteris (AIP) transaction?

The filing shows 80,000 derivative securities beneficially owned following the reported transaction.

What price range were the Arteris (AIP) shares sold at?

Sales occurred between $12.98 and $13.59, with a $13.162 weighted average.

Was the Arteris (AIP) transaction under a 10b5‑1 plan?

Yes. It was made under a Rule 10b5‑1 trading plan adopted on June 5, 2025.

When do the options expire mentioned in the Arteris (AIP) Form 4?

The option reported has an expiration date of 10/23/2029.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/05/2025 - 07:03 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alpern Paul L

(Last) (First) (Middle)

C/O ARTERIS, INC.

900 E. HAMILTON AVE., SUITE 300

(Street)

CAMPBELL CA 95008

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP and General Counsel

3. Date of Earliest Transaction (Month/Day/Year)
11/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/03/2025		M(1)		5,000	A	$0.56	70,960	D
Common Stock	11/03/2025		S(1)		5,000	D	$13.162(2)	65,960	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Common Stock	$0.56	11/03/2025		M			5,000	(3)	10/23/2029	Common Stock	5,000	$0.00	80,000	D

Explanation of Responses:

1. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

2. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.98 to $13.59 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares vested monthly for 3 years, beginning on September 26,2020.

Remarks:

	/s/ Paul Alpern	11/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.