AIP Form 4: COO Laurent Moll Disposes of 12,978 Shares in Sept 2025
Rhea-AI Filing Summary
Arteris, Inc. (AIP) insider Form 4 summary: The company's Chief Operating Officer, Laurent R. Moll, reported multiple sales of common stock in early September 2025 executed pursuant to a 10b5-1 trading plan adopted March 12, 2025. On 09/05/2025 she sold 4,698 shares at a weighted average price of $8.8045, reducing her beneficial ownership to 394,681 shares. On 09/08/2025 she sold 8,129 shares at a weighted average price of $8.7434, reducing beneficial ownership to 386,552 shares. On 09/09/2025 she sold 151 shares at $8.61, leaving 386,401 shares beneficially owned. The Form 4 was signed by an attorney-in-fact.
Positive
- Trades executed under a 10b5-1 plan, which provides an affirmative defense under Rule 10b5-1 and supports compliance with insider trading rules
- Detailed pricing disclosure with weighted average sale prices and an offer to provide per-trade price breakdowns upon request
- Reporting person remains a substantial holder with 386,401 shares beneficially owned after the reported sales
Negative
- Reported reduction in beneficial ownership totaling 12,978 shares sold across three transactions
- Sales over consecutive days (09/05/2025–09/09/2025) which could attract investor attention despite being under a trading plan
Insights
TL;DR: Insider sales under a 10b5-1 plan reduced the COO's holdings by 13,0?78 shares over three days; the transactions are routine disclosures.
The filings show structured sales executed under a pre-established 10b5-1 trading plan, indicating the reporting person did not trade opportunistically on undisclosed events within the plan's parameters. Total disclosed disposals equal 12,978 shares across 09/05/2025–09/09/2025 at weighted average prices around $8.61–$8.8045, leaving 386,401 shares beneficially owned. From a market-impact perspective these are modest volumes relative to company-wide float (float not provided), so the sales are informative but not necessarily material to valuation on their own.
TL;DR: Transactions documented under a 10b5-1 plan and signed by attorney-in-fact comply with standard disclosure rules.
The Form 4 explicitly notes the trades were pursuant to a 10b5-1 plan adopted March 12, 2025, and includes weighted-average price disclosures and an offer to provide per-trade pricing details. The signature by an attorney-in-fact and the inclusion of explanatory footnotes reflect attention to SEC reporting requirements. No indications of amendments or corrective disclosure are present in the provided content.