Why were the October 2 AIP share sales made?

The October 2 sales were used to satisfy tax liability arising from restricted stock unit releases. The issuer's election under its equity incentive plans required tax withholding obligations to be funded through sell-to-cover transactions, which were described as not discretionary.

Arteris COO Laurent R. Moll sells 12,219 shares

Q: How many AIP shares did Laurent R. Moll sell, and at what prices?

On October 5, 2026, Laurent R. Moll sold 12,219 shares at a weighted average of $24.2880, with sale prices ranging from $23.89 to $24.64 inclusive. On October 2, 2026, he reported four sales of 887, 1,931, 1,889 and 893 shares, each at $24.6431.

Q: Was Laurent R. Moll's October 5 AIP sale made under a trading plan?

Yes. The October 5, 2026 sale was made under a Rule 10b5-1 trading plan adopted by Laurent R. Moll on March 12, 2026.

Filing Impact

(Moderate)

Filing Sentiment

(Negative)How Sentiment works

Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

Arteris, Inc. Chief Operating Officer Laurent R. Moll reported selling 12,219 shares of common stock on October 5, 2026, at a weighted average price of $24.2880 under a Rule 10b5-1 plan adopted March 12, 2026; sale prices ranged from $23.89 to $24.64 inclusive. On October 2, 2026, four sales of 887, 1,931, 1,889 and 893 shares, each at $24.6431, were used to satisfy tax liability arising from restricted stock unit releases. The issuer's equity-plan election required these sell-to-cover transactions, which were not discretionary.

Insider Trade Summary 10b5-1

Net Seller: 17,819 shares

Net Sell 5 txns

Insider Moll Laurent R

Role Chief Operating Officer

Sold 17,819 shs ($435K)

Type	Security	Shares	Price	Value
Sale	Common Stock ^{F2, F3}	12,219	$24.288	$297K
Sale	Common Stock ^F1	887	$24.6431	$22K
Sale	Common Stock ^F1	1,931	$24.6431	$48K
Sale	Common Stock ^F1	1,889	$24.6431	$47K
Sale	Common Stock ^F1	893	$24.6431	$22K

Holdings After Transaction: Common Stock — 194,659 shares (Direct)

Footnotes (3)

F1. Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
F2. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.
F3. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.64 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Key Figures

Shares sold: 12,219 shares Weighted average sale price: $24.2880 per share October 2 shares sold: 887, 1,931, 1,889 and 893 shares +1 more

4 metrics

Shares sold 12,219 shares October 5, 2026

Weighted average sale price $24.2880 per share October 5, 2026; sale prices ranged from $23.89 to $24.64 inclusive

October 2 shares sold 887, 1,931, 1,889 and 893 shares Each sale was at $24.6431 per share

October 2 sale price $24.6431 per share October 2, 2026

Key Terms

Rule 10b5-1 trading plan, weighted average sale price, sell to cover, restricted stock units

4 terms

Rule 10b5-1 trading plan regulatory

"Transaction made pursuant to a 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average sale price financial

"a weighted average sale price"

sell to cover financial

"funded by a "sell to cover" transaction"

Sell to cover is when a person who receives company stock through options or awards sells just enough shares immediately to pay required taxes, exercise costs, or fees, keeping the rest. Think of it like cashing part of a bonus to cover the tax bill so you can keep the remainder. For investors, it can create predictable small selling pressure and slightly change the number of shares actually held by insiders without increasing long‑term dilution.

restricted stock units financial

"release of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many AIP shares did Laurent R. Moll sell, and at what prices?

On October 5, 2026, Laurent R. Moll sold 12,219 shares at a weighted average of $24.2880, with sale prices ranging from $23.89 to $24.64 inclusive. On October 2, 2026, he reported four sales of 887, 1,931, 1,889 and 893 shares, each at $24.6431.

Was Laurent R. Moll's October 5 AIP sale made under a trading plan?

Yes. The October 5, 2026 sale was made under a Rule 10b5-1 trading plan adopted by Laurent R. Moll on March 12, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/06/2026 - 04:16 PM Accepted by SEC EDGAR 10/06/2026 - 04:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Moll Laurent R

(Last)

(First)

(Middle)

C/O ARTERIS, INC.

900 E. HAMILTON AVE., SUITE 300

(Street)

CAMPBELL

CALIFORNIA

95008

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/02/2026		S⁽¹⁾		887	D	$24.6431	211,591	D
Common Stock	10/02/2026		S⁽¹⁾		1,931	D	$24.6431	209,660	D
Common Stock	10/02/2026		S⁽¹⁾		1,889	D	$24.6431	207,771	D
Common Stock	10/02/2026		S⁽¹⁾		893	D	$24.6431	206,878	D
Common Stock	10/05/2026		S⁽²⁾		12,219	D	$24.288⁽³⁾	194,659	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

2. Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2026.

3. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.89 to $24.64 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Paul Alpern, as Attorney-in-Fact for Moll Laurent R	10/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR