Arteris CFO sells 3,000 shares in open market

Arteris, Inc. VP and Chief Financial Officer Nicholas B. Hawkins reported an open-market sale of 3,000 shares of common stock.

Rhea-AI Filing Summary

Arteris, Inc. VP and Chief Financial Officer Nicholas B. Hawkins reported an open-market sale of 3,000 shares of common stock. The shares were sold at an average price of $37.7514 per share. After this transaction, he directly holds 108,549 shares of Arteris common stock.

A related footnote notes that this post-transaction amount includes 949 shares of common stock acquired on May 21, 2026 under the company’s Employee Stock Purchase Plan, highlighting ongoing participation in the issuer’s equity programs alongside the reported sale.

Insider Trade Summary

Net Seller: 3,000 shares

Net Sell 1 txn

Insider Hawkins Nicholas B.

Role VP and Chief Financial Officer

Sold 3,000 shs ($113K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,000	$37.7514	$113K

Holdings After Transaction: Common Stock — 108,549 shares (Direct)

Footnotes (1)

1. F1. Includes 949 of shares of common stock acquired on May 21, 2026 pursuant to the Issuer's Employee Stock Purchase Plan.

Key Figures

Shares sold: 3,000 shares Sale price: $37.7514 per share Shares held after: 108,549 shares +1 more

4 metrics

Shares sold 3,000 shares Open-market sale on May 26, 2026

Sale price $37.7514 per share Average price for 3,000 shares sold

Shares held after 108,549 shares Direct ownership following the reported sale

ESPP shares included 949 shares Acquired May 21, 2026 under Employee Stock Purchase Plan

Key Terms

open-market sale, Common Stock, Employee Stock Purchase Plan, Form 4

4 terms

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Employee Stock Purchase Plan financial

"acquired on May 21, 2026 pursuant to the Issuer's Employee Stock Purchase Plan."

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Arteris (AIP) report for Nicholas B. Hawkins?

Nicholas B. Hawkins, Arteris VP and CFO, sold 3,000 common shares. The Form 4 shows an open-market sale of 3,000 Arteris common shares at an average price of $37.7514 per share on May 26, 2026.

At what price did the Arteris (AIP) CFO sell his shares?

The Arteris CFO sold 3,000 shares at $37.7514 per share. This average sale price applies to the open-market transaction reported on May 26, 2026, as disclosed in the Form 4 insider trading report.

How many Arteris (AIP) shares does Nicholas B. Hawkins hold after the sale?

After the sale, Nicholas B. Hawkins holds 108,549 Arteris shares. This post-transaction ownership is reported as a direct holding of common stock, reflecting his remaining equity stake following the 3,000-share open-market sale.

Was the Arteris (AIP) CFO’s transaction a purchase or a sale?

The transaction was a sale of Arteris common stock. The Form 4 lists transaction code “S” and describes it as an open-market sale, with 3,000 shares sold and no reported share purchases in this filing.

Does the Arteris (AIP) filing mention shares acquired through an Employee Stock Purchase Plan?

Yes, the filing notes shares from an Employee Stock Purchase Plan. A footnote states that 949 shares included in Hawkins’ holdings were acquired on May 21, 2026 under Arteris’ Employee Stock Purchase Plan.

What role does Nicholas B. Hawkins hold at Arteris (AIP)?

Nicholas B. Hawkins serves as VP and Chief Financial Officer at Arteris. The Form 4 identifies him as an officer with this title, providing context for the reported open-market sale of 3,000 common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 04:22 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hawkins Nicholas B.

(Last) (First) (Middle)

C/O ARTERIS, INC.

900 E. HAMILTON AVE., SUITE 300

(Street)

CAMPBELL CALIFORNIA 95008

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Arteris, Inc. [ AIP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP and Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/26/2026		S		3,000	D	$37.7514	108,549(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 949 of shares of common stock acquired on May 21, 2026 pursuant to the Issuer's Employee Stock Purchase Plan.

Remarks:

	/s/ Paul Alpern, as Attorney-in-Fact for Hawkins Nicholas B.	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)