reAlpha Tech awards director 22,106 shares

The award was calculated under the director compensation policy using a 10-day volume weighted average closing price of $0.8482.

Available on EDGAR 11/03/2026 - 08:30 PM EST Accepted by SEC EDGAR 11/03/2026 - 08:30 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

ReAlpha Tech Corp. (AIRE) director Balaji Swaminathan acquired 22,106 shares of common stock on October 30, 2026, as quarterly compensation for his service as a non-executive director. His directly held position after the award was 41,750 shares. The number of shares awarded was determined using a 10-day volume weighted average closing price of $0.8482 for the period ending on and including October 30, 2026.

Insider Trade Summary

Grant/Award: 22,106 shares

Grant/Award 1 txn

Insider Swaminathan Balaji

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	22,106	$0.00	$0.00

Holdings After Transaction: Common Stock — 41,750 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock issued to the reporting person as quarterly compensation for the quarter ended September 30, 2026, for services as a non-executive director under the issuer's director compensation policy pursuant to its 2022 Equity Incentive Plan, as amended. The number of shares awarded was determined based on the 10-day volume weighted average closing price of the issuer's common stock, as reported on The Nasdaq Stock Market LLC, for the period ending on and including October 30, 2026, which was $0.8482.

Key Figures

Common stock awarded: 22,106 shares Direct shares following transaction: 41,750 shares 10-day volume weighted average closing price: $0.8482

3 metrics

Common stock awarded 22,106 shares Quarterly compensation awarded October 30, 2026

Direct shares following transaction 41,750 shares Balaji Swaminathan's reported position after the award

10-day volume weighted average closing price $0.8482 Period ending on and including October 30, 2026; used to determine the award share count

Key Terms

volume weighted average closing price, 2022 Equity Incentive Plan, director compensation policy

3 terms

volume weighted average closing price financial

"based on the 10-day volume weighted average closing price"

The volume weighted average closing price is the average of a security’s closing prices over a given period where each day’s closing price is weighted by the number of shares traded that day. It gives more influence to prices on days with heavier trading, so it reflects where most market activity actually occurred rather than treating every day equally. Investors use it as a more realistic benchmark for value, performance tracking, and to compare execution quality.

2022 Equity Incentive Plan financial

"pursuant to its 2022 Equity Incentive Plan, as amended"

director compensation policy financial

"under the issuer's director compensation policy"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did AIRE director Balaji Swaminathan receive?

Balaji Swaminathan received 22,106 shares of AIRE common stock on October 30, 2026, as quarterly compensation for his service as a non-executive director.

How was AIRE director Balaji Swaminathan's stock award calculated?

The number of shares was determined using a 10-day volume weighted average closing price of $0.8482, based on the period ending on and including October 30, 2026. The award was issued under the issuer's director compensation policy pursuant to its 2022 Equity Incentive Plan, as amended.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Swaminathan Balaji

(Last) (First) (Middle)

6515 LONGSHORE LOOP

SUITE 100

(Street)

DUBLIN OHIO 43017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
reAlpha Tech Corp. [ AIRE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/30/2026		A		22,106(1)	A	$0	41,750	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock issued to the reporting person as quarterly compensation for the quarter ended September 30, 2026, for services as a non-executive director under the issuer's director compensation policy pursuant to its 2022 Equity Incentive Plan, as amended. The number of shares awarded was determined based on the 10-day volume weighted average closing price of the issuer's common stock, as reported on The Nasdaq Stock Market LLC, for the period ending on and including October 30, 2026, which was $0.8482.

	/s/ Balaji Swaminathan	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)