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AIV (AIV) CFO Lynn Stanfield reports share disposals and 401(k) holdings

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Apartment Investment & Management Company (AIV) executive vice president and chief financial officer Lynn Stanfield reported two Form 4 transactions in Class A common stock. On 01/31/2026, a code F transaction disposed of 2,673 shares at $5.88 per share. On 02/01/2026, a second code F transaction disposed of 17,649 shares at $5.88 per share.

After these transactions, Stanfield directly beneficially owned 494,559 Class A shares. In addition, 2,031 shares were held indirectly through a 401(k) plan, based on a plan statement dated 01/31/2026.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stanfield Lynn

(Last) (First) (Middle)
4582 S. ULSTER STREET
SUITE 1450

(Street)
DENVER CO 80237

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
APARTMENT INVESTMENT & MANAGEMENT CO [ AIV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
01/31/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/31/2026 F 2,673 D $5.88 512,208 D
Class A Common Stock 02/01/2026 F 17,649 D $5.88 494,559 D
Class A Common Stock 2,031 I Held through 401 (K) plan, which information is based on a plan statement dated 01/31/2026
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Lynn Stanfield 02/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did AIV EVP and CFO Lynn Stanfield report?

Lynn Stanfield reported two code F transactions in Class A common stock. On January 31, 2026, 2,673 shares were disposed of, and on February 1, 2026, 17,649 shares were disposed of, both at a reported price of $5.88 per share.

How many AIV shares does Lynn Stanfield own after the reported Form 4 transactions?

After the reported transactions, Lynn Stanfield beneficially owned 494,559 Class A common shares directly. Additionally, 2,031 shares were held indirectly through a 401(k) plan, with that balance based on a plan statement dated January 31, 2026.

What were the transaction dates and prices for Lynn Stanfield’s AIV share disposals?

The reported disposals occurred on January 31, 2026 and February 1, 2026. Both transactions involved Class A common stock at a reported price of $5.88 per share, with 2,673 shares and 17,649 shares disposed of on those respective dates.

What does transaction code F indicate in Lynn Stanfield’s AIV Form 4 filing?

The Form 4 lists both non-derivative transactions under transaction code F. The filing records code F for the 2,673-share and 17,649-share disposals at $5.88 per share, but does not provide a narrative explanation of this code within the excerpt.

How is Lynn Stanfield related to Apartment Investment & Management Company (AIV)?

Lynn Stanfield is identified as an officer of Apartment Investment & Management Company, serving as executive vice president and chief financial officer. The Form 4 indicates the filing is made by one reporting person in this officer capacity, not as a director or 10% owner.

Does Lynn Stanfield hold any AIV shares through a retirement or benefit plan?

Yes. In addition to directly held shares, the filing reports 2,031 Class A common shares held indirectly through a 401(k) plan. This indirect holding amount is based on a 401(k) plan statement dated January 31, 2026, according to the disclosure.
Apartment Invt & Mgmt Co

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