AIZ affiliate files Rule 144 notice for 2,000 shares

AIZ affiliate filed a Rule 144 notice to sell 2,000 shares of Common stock.

Rhea-AI Filing Summary

AIZ affiliate filed a Rule 144 notice to sell 2,000 shares of Common stock. The filing lists the sale related to restricted stock vesting under a registered plan with an issuance/vesting date of 03/16/2025. The broker shown is Morgan Stanley Smith Barney LLC and the filing date is 05/14/2026, with execution venue listed as NYSE. The notice records a monetary figure of $503,540.00 adjacent to the transaction details. This filing is a routine affiliate resale notice under Rule 144.

Insights

Securities Counsel

Routine Rule 144 resale notice for vested restricted shares.

The filing documents a proposed resale of 2,000 shares tied to restricted stock vesting under a registered plan with an issuance/vesting date of 03/16/2025. It names Morgan Stanley Smith Barney LLC as the broker and lists the trading venue as NYSE.

Because this is a Rule 144 notice, transferability and timing remain subject to the statute's conditions and market execution; the filing itself does not specify how or when the shares will be sold beyond the broker and venue listings.

Key Figures

Shares reported for resale: 2,000 shares Monetary figure listed: $503,540.00 Issuance/Vesting date: 03/16/2025 +1 more

4 metrics

Shares reported for resale 2,000 shares Securities to be sold; restricted stock vesting

Monetary figure listed $503,540.00 Amount adjacent to transaction row in filing

Issuance/Vesting date 03/16/2025 Restricted stock vesting under a registered plan

Filing/receipt date 05/14/2026 Date shown in filing header rows

Key Terms

Rule 144, restricted stock vesting, registered plan

3 terms

Rule 144 regulatory

"Securities To Be Sold row referencing a sale under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Listed as "Restricted stock vesting under a registered plan" in sale details"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Phrase appears in the securities row: "under a registered plan""

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AIZ Form 144 filing report?

It reports a proposed resale of 2,000 shares of common stock under Rule 144. The filing ties the shares to restricted stock vesting on 03/16/2025 and names Morgan Stanley Smith Barney LLC and the NYSE as the broker and venue.

When were the AIZ shares granted or vested?

The filing lists an issuance/vesting date of 03/16/2025 for the restricted stock. That date is shown alongside the securities-to-be-sold row and is the only explicit time anchor for the shares in this excerpt.

How many AIZ shares and what monetary figure are shown?

The notice lists 2,000 shares and an adjacent monetary figure of $503,540.00. Those numbers appear together in the filing rows describing the securities to be sold and the transaction details.

Does the filing state when the sale will occur?

The filing indicates a broker and venue but does not specify a sale execution date. The excerpt shows the filing date 05/14/2026, the broker, and the NYSE as venue without a precise sale timetable.

Is this sale part of a registered plan or compensation?

Yes; the filing labels the transaction as resulting from restricted stock vesting under a registered plan and notes the reason as Services Rendered, linking it to compensation-related issuance on 03/16/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/14/2026 - 04:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001817079
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ASSURANT, INC.
SEC File Number	001-31978
Address of Issuer	260 Interstate North Circle SE Atlanta GEORGIA 30339
Phone	770-763-1000
Name of Person for Whose Account the Securities are To Be Sold	JAY E ROSENBLUM
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2000	503540.00	49547637	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/16/2025	Restricted stock vesting under a registered plan	Issuer			2000	03/16/2025	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jay Rosenblum
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)